Source - RNS
RNS Number : 8085L
GoldmanSachs International
05 October 2016
 

Amendment - due to the amendment of Equity transactions, the disclosure made on 30 September for dealings on 29 September has been updated. Sections 2(a) has been updated.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ANHEUSER-BUSCH INBEV SA/NV

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMILLER PLC

(d) Date dealing undertaken:

29 September 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for SABMILLER PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary

Purchases

1,844,943
187

119.4000 EUR
133.7083 USD

113.3252 EUR
133.7083 USD

Ordinary

Sales

1,894,686
36,772
9,171

119.4500 EUR
134.1321 USD
102.7308 GBP

116.6000 EUR
133.6000 USD
102.7308 GBP

ADR

Purchases

1,700

131.6860 USD

131.6000 USD

ADR

Sales

1,700

131.6860 USD

131.6000 USD

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

Reducing a long position

1,480

116.6500 EUR

Ordinary

CFD

Reducing a short position

456

116.7788 EUR

Ordinary

CFD

Reducing a long position

347

116.8353 EUR

Ordinary

CFD

Reducing a long position

2,283

116.8373 EUR

Ordinary

CFD

Reducing a long position

1,589

116.8373 EUR

Ordinary

CFD

Reducing a long position

588

116.8380 EUR

Ordinary

CFD

Increasing a short position

9,789

117.1404 EUR

Ordinary

CFD

Increasing a short position

6,135

117.1404 EUR

Ordinary

CFD

Reducing a long position

300

117.2991 EUR

Ordinary

CFD

Reducing a short position

800

117.3014 EUR

Ordinary

CFD

Increasing a long position

291

117.7221 EUR

Ordinary

CFD

Opening a long position

2,856

117.7221 EUR

Ordinary

CFD

Increasing a long position

6,685

117.7221 EUR

Ordinary

CFD

Reducing a short position

3,759

118.1407 EUR

Ordinary

SWAP

Reducing a short position

37,666

117.8520 EUR

Ordinary

SWAP

Reducing a short position

49

117.8520 EUR

Ordinary

SWAP

Reducing a short position

256

117.8520 EUR

Ordinary

SWAP

Reducing a short position

7,244

117.8520 EUR

Ordinary

SWAP

Opening a long position

2,597

118.5002 EUR

Ordinary

SWAP

Opening a long position

2,135

118.5002 EUR

Ordinary

SWAP

Opening a long position

439

118.5002 EUR

Ordinary

SWAP

Opening a long position

802

118.5002 EUR

Ordinary

SWAP

Opening a long position

290

118.5002 EUR

Ordinary

SWAP

Opening a long position

681

118.5002 EUR

Ordinary

SWAP

Reducing a long position

27

131.4413 USD

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

05 October 2016

Contact name:

Joanna Foley and Kashif Rafiq

Telephone number:

+44(20) 7051 9996 / +44(20) 7051 0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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