Source - RNS
RNS Number : 0100M
Morgan Stanley Capital Services LLC
07 October 2016
 

AMENDMENT (Section 2b)

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

04 OCTOBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 N/A

 N/A

 N/A

 N/A

 N/A  

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 3,148

 44.9587 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,500

 44.9587 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,353

 44.9587 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,000

 44.9600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 199,976

 44.9450 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 24

 44.9450 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,030

 44.9558 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 15,910

 44.9558 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 5,134

 44.9573 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 70,820

 44.9573 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,000

 44.9573 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 19,900

 44.9573 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,666

 44.9574 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 667

 44.9600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,975

 44.9600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,000

 44.9600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,283

 44.9600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,705

 44.9600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 850

 44.9615 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 391

 44.9625 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 530

 44.9650 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,705

 44.9712 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,283

 44.9712 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,000

 44.9712 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,975

 44.9712 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 667

 44.9712 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 667

 44.9778 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,975

 44.9778 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,283

 44.9778 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,705

 44.9778 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,000

 44.9778 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 8,000

 44.9811 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 40,271

 44.9811 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 5,134

 44.9811 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 19,900

 44.9811 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,666

 44.9812 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 667

 44.9825 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,283

 44.9825 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 2,000

 44.9825 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,975

 44.9825 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,705

 44.9825 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

07 OCTOBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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