Source - RNS
RNS Number : 3524M
Societe Generale SA
12 October 2016
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

 

SOCIETE GENERALE SA

 

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

 

DEUTSCHE BOERSE AG

(c) Name of the party to the offer with which exempt principal trader is connected:

 

LONDON STOCK EXCHANGE GROUP PLC

 

(d) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

 

11/10/2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

 

NO

 

 

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares: 20,365 Shares interests and 41,342 short position

Tendered Ordinary shares : 364,921 Shares interests and 148,669  short position

ADR (referencing the ordinary): 4,000 equivalent Shares interests and 0 equivalent Shares as short position

Where (1 ADR = 10 ordinary shares)

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

389,286

0.21

190,011

0.10

(2) Cash-settled derivatives:

 

0

0.00

16,645

0.01

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

19,669

0.01

167,870

0.09

 

     TOTAL:

408,955

0.22

374,526

0.20

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

EUR

Lowest price per unit paid/received

EUR

Tendered Ordinary

Share

Purchases

18,455

71.593932

71.19

Tendered Ordinary

Share

Sales

8,630

71.679067

71.19

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit EUR

Tendered Ordinary

Listed call warrant

Increasing a short position

100

2.20

Tendered Ordinary

Listed call warrant

Reducing a short position

200

2.60

                                                       

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit EUR

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit EUR









 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

EUR





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

EUR


 

 



 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

        YES

 

 

Date of disclosure:

12/10/2016

Contact name:

Olivier Vero

Telephone number:

+44 20 7676 6821 / 6969

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.



SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

DEUTSCHE BOERSE AG

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

EUR

Type

e.g. American, European etc.

Expiry date

Tendered Ordinary Shares

Certificate

Purchase

333

60

European options

16/06/2017

Tendered Ordinary Shares

Certificate

Purchase

25

80

European options

16/12/2016

Tendered Ordinary Shares

Listed Call Option

Purchase

1,000

92

American options

16/06/2017

Tendered Ordinary Shares

Listed Call Option

Purchase

300

80

American options

15/09/2017

Tendered Ordinary Shares

Listed Call Option

Sale

37,200

76

American options

16/12/2016

Tendered Ordinary Shares

Listed Call Option

Sale

12,500

68

American options

15/12/2017

Tendered Ordinary Shares

Listed Put Option

Purchase

45,000

68

American options

16/12/2016

Tendered Ordinary Shares

Listed Put Option

Purchase

25,000

68

American options

15/12/2017

Tendered Ordinary Shares

Listed Put Option

Purchase

17,500

60

American options

15/12/2017

Tendered Ordinary Shares

Listed Put Option

Purchase

300

52

American options

16/06/2017

Tendered Ordinary Shares

OTC put-option

Purchase

8,059

73.026

European options

16/12/2016

Tendered Ordinary Shares

Listed Put Option

Purchase

2,000

68

American options

17/03/2017

Tendered Ordinary Shares

OTC put-option

Purchase

9,952

74.11

European options

15/12/2017

Tendered Ordinary Shares

OTC put-option

Purchase

10,359

60.384

European options

15/12/2017

Tendered Ordinary Shares

OTC call-option

Purchase

8,059

73.026

European options

16/12/2016

Tendered Ordinary Shares

OTC call-option

Purchase

9,952

74.11

European options

15/12/2017

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOUUVKRNVARARA