Source - RNS
RNS Number : 5055M
Takeover Panel
13 October 2016
 

 

THE TAKEOVER PANEL - DISCLOSURE TABLE

 

13 October 2016 - FINAL



The following are today's changes to the Disclosure Table:



ADDITIONS



None



DELETIONS



None



OTHER AMENDMENTS



OFFEREE: Cyprotex Plc

Offer period commenced: 07:02 01-Apr-2016

1p ordinary

ISIN: GB00BP25RZ14

NSI: 22,509,042

Unsecured convertible loan notes due 30 September 2018

ISIN: GB00BQ1XZQ04

GBP: 4,584,645

OFFEROR: No named offeror



DISCLOSURE TABLE



OFFEREE: Atlantic Carbon Group plc (See Note 9 below)

Offer period commenced: 13:43 19-Sep-2016

0.07p ordinary

ISIN: GB00B142G994

NSI: 5,488,538,505

OFFEROR: Atrum Coal NL

Offeror identified: 13:43 19-Sep-2016

Rule 2.6 deadline: 17:00 17-Oct-2016

Fully paid ordinary

ISIN: AU000000ATU1

NSI: 200,207,176

Partly paid ordinary


NSI: 2,761,600

OFFEROR: Live Microsystems, Inc.

Offeror identified: 13:43 19-Sep-2016

Rule 2.6 deadline: 17:00 17-Oct-2016

Disclosure of dealings and positions in this offeror is not required



OFFEREE: Avanti Communications Group Plc

Offer period commenced: 15:42 11-Jul-2016

1p ordinary

ISIN: GB00B1VCNQ84

NSI: 147,396,350

OFFEROR: No named offeror



OFFEREE: Birmingham City Plc (See Note 9 below)

Offer period commenced: 08:00 05-Aug-2016

10p ordinary


NSI: 81,505,000

OFFEROR: Trillion Trophy Asia Limited

Offeror identified: 08:00 05-Aug-2016

Rule 2.6 deadline: N/A

Disclosure of dealings and positions in this offeror is not required



OFFEREE: Bond International Software Plc

Offer period commenced: 07:30 03-Jun-2016

1p ordinary

ISIN: GB0002369352

NSI: 42,126,794

1p convertible


NSI: 570,230

OFFEROR: Constellation Software UK Holdco Ltd

Offeror identified: 07:30 03-Jun-2016

Rule 2.6 deadline: N/A

Disclosure of dealings and positions in this offeror is not required



OFFEREE: Cyprotex Plc

Offer period commenced: 07:02 01-Apr-2016

1p ordinary

ISIN: GB00BP25RZ14

NSI: 22,509,042

Unsecured convertible loan notes due 30 September 2018

ISIN: GB00BQ1XZQ04

GBP: 4,584,645

OFFEROR: No named offeror



OFFEREE: Electronic Data Processing Plc

Offer period commenced: 14:00 18-Apr-2016

5p ordinary

ISIN: GB0003101523

NSI: 12,610,976

OFFEROR: No named offeror



OFFEREE: Journey Group Plc

Offer period commenced: 07:00 04-Oct-2016

25p ordinary

ISIN: GB00B909HR51

NSI: 11,845,879

OFFEROR: Jaguar Holdings Limited

Offeror identified: 07:00 04-Oct-2016

Rule 2.6 deadline: N/A

Disclosure of dealings and positions in this offeror is not required



OFFEREE: London Stock Exchange Group Plc

Offer period commenced: 13:47 23-Feb-2016

6 79/86p ordinary

ISIN: GB00B0SWJX34

NSI: 350,306,374

OFFEROR: Deutsche Boerse AG

Offeror identified: 13:47 23-Feb-2016

Rule 2.6 deadline: N/A

Ordinary

ISIN: DE0005810055

NSI: 186,723,986

Tendered ordinary

ISIN: DE000A2AA253




OFFEREE: Premier Farnell Plc

Offer period commenced: 07:00 14-Jun-2016

5p ordinary

ISIN: GB0003318416

NSI: 371,707,478

OFFEROR: Avnet Bidco Limited (an indirect wholly-owned subsidiary of Avnet,

Inc.)

Offeror identified: 07:03 28-Jul-2016

Rule 2.6 deadline: N/A

Disclosure of dealings and positions in this offeror is not required



OFFEREE: Red24 Plc

Offer period commenced: 14:46 01-Aug-2016

1p ordinary

ISIN: GB00B297TG43

NSI: 49,483,355

OFFEROR: iJet International Inc.

Offeror identified: 14:46 01-Aug-2016

Rule 2.6 deadline: N/A

Disclosure of dealings and positions in this offeror is not required



OFFEREE: St. Peter Port Capital Limited

Offer period commenced: 08:00 03-Oct-2016

Ordinary shares of nil par value

ISIN: GG00B1V4NS68

NSI: 64,221,501

OFFEROR: No named offeror



OFFEREE: Sutton Harbour Holdings Plc

Offer period commenced: 07:00 21-Apr-2016

1p ordinary

ISIN: GB0008659202

NSI: 96,277,086

OFFEROR: No named offeror



OFFEREE: SVG Capital Plc

Offer period commenced: 07:00 12-Sep-2016

100p ordinary

ISIN: GB0007892358

NSI: 156,109,970

OFFEROR: HarbourVest Structured Solutions III L.P.

Offeror identified: 07:00 12-Sep-2016

Rule 2.6 deadline: N/A

Disclosure of dealings and positions in this offeror is not required

OFFEROR: A potential competing offeror to which Rule 2.6(e) applies

Offeror identified: 07:00 16-Sep-2016

Rule 2.6 deadline: 17:00 07-Nov-2016

Disclosure of dealings and positions in this offeror is not required



OFFEREE: SWP Group Plc

Offer period commenced: 07:00 21-Sep-2016

0.5p ordinary

ISIN: GB00B010NX28

NSI: 203,275,006

OFFEROR: Friars 716 Limited

Offeror identified: 07:00 21-Sep-2016

Rule 2.6 deadline: N/A

Disclosure of dealings and positions in this offeror is not required



OFFEREE: SyQic Plc

Offer period commenced: 18:03 20-Apr-2016

ordinary

ISIN: JE00BF5S6G17

NSI: 26,898,845

OFFEROR: Jamal Hassim and MMV Investments (HK) Limited

Offeror identified: 18:03 20-Apr-2016

Rule 2.6 deadline: 17:00 28-Oct-2016

Disclosure of dealings and positions in this offeror is not required



OFFEREE: Trinity Exploration & Production Plc

Offer period commenced: 07:00 08-Apr-2015

USD 1.00

ISIN: GB00B8JG4R91

NSI: 94,799,986

OFFEROR: No named offeror



OFFEREE: UK Mail Group Plc

Offer period commenced: 07:00 28-Sep-2016

10p ordinary

ISIN: GB0001576163

NSI: 55,152,431

OFFEROR: Deutsche Post AG

Offeror identified: 07:00 28-Sep-2016

Rule 2.6 deadline: N/A

Disclosure of dealings and positions in this offeror is not required



OFFEREE: Worthington Group Plc

Offer period commenced: 14:56 15-Apr-2015

10p ordinary

ISIN: GB00B01YQ796

NSI: 25,016,509

Secured convertible loan notes 2019


GBP: 461,393.10

Unsecured convertible loan notes 2020


GBP: 500,000

Unsecured convertible loan notes 2014


GBP: 450,000

Unsecured convertible loan notes 2021


GBP: 4,440.50

Placing warrants


NSI: 12,000,000

Warrants 2017


NSI: 13,090,378

Warrants 2020


NSI: 10,000,000

OFFEROR: NunaMinerals A/S

Offeror identified: 17:49 15-May-2015

Rule 2.6 deadline: 17:00 11-Nov-2016

DKK 0.10 ordinary

ISIN: DK0060492577

NSI: 27,590,940



Notes:

 

1.

Rule 8 of the Takeover Code (the "Code") sets out the circumstances in which Dealing Disclosures and/or Opening Position Disclosures are required to be made by the parties to an offer, persons acting in concert with them, persons with an interest in relevant securities of 1% or more and exempt principal traders ("EPTs") connected with the parties to an offer.

 

2.

Where an offeror is marked "Disclosure of dealings and positions in this offeror is not required", dealings and positions in relevant securities of that offeror are not required to be disclosed under Rule 8. This is either because it has been announced that the offer or possible offer is, or is likely to be, solely in cash or because disclosure is not required for some other reason.

 

3.

Dealings and positions required to be disclosed under Rule 8 of the Code include dealings and positions in derivatives referenced to, and options in respect of, relevant securities of an offeree company and, where appropriate, an offeror (see Note 2 above).

 

4.

The information set out in the Disclosure Table relating to the relevant securities in issue of an offeree company or of an offeror (and any amendments thereto) has been extracted from the relevant announcement made by such company under Rule 2.9 of the Code. Similarly, details of any deadline set under Rule 2.6 by which a potential offeror must announce either a firm intention to make a bid or that it does not intend to make an offer (or, in the case of Rule 2.6(a), by which the Panel must consent to an extension of the deadline) has been extracted from the relevant announcement made by the offeree company.

 

5.

Additions and deletions of offeree companies and offerors are reflected in the Disclosure Table throughout the day, following the relevant announcement. Other amendments may also be made throughout the day. In any event, details of the classes of relevant securities issued by an offeree or offeror company, the number of such securities in issue ("NSI") and the International Securities Identification Number ("ISIN") of such securities announced under Rule 2.9 of the Code before 5.00 pm each day will be included in the final version of the Disclosure Table by 5.30 pm that day. The final version of the Disclosure Table issued each day will be marked "Final" and persons required to make Dealing Disclosures and Opening Position Disclosures are advised to use that final version. Any changes to a potential offeror's Rule 2.6 deadline will also be reflected in the "Final" version of the Disclosure Table, although any such changes will not be shown in the "Amendments" section at the top of the Disclosure Table.

 

6.

Dealing Disclosures by the parties to an offer, persons acting in concert with them and connected EPTs must be made by no later than 12 noon on the business day (as defined in the Code) following the date of the relevant dealing and Dealing Disclosures by persons with an interest in relevant securities of 1% or more must be made by 3.30 pm on the business day following the date of the relevant dealing.

 

7.

Opening Position Disclosures by the parties to an offer and by connected EPTs must be made by no later than 12 noon on the 10th business day after the commencement of the offer period or the announcement that first identifies an offeror (as the case may be). Where required, Opening Position Disclosures by persons with interests in relevant securities of 1% or more must be made by no later than 3.30 pm on the 10th business day after the commencement of the offer period or the announcement that first identifies an offeror (as the case may be). Details of the time and date at which an offer period commenced and at which an offeror was first identified are set out in the Disclosure Table. In order to calculate the deadline for Opening Position Disclosures, it is therefore necessary to count forward 10 business days from the relevant date.

 

8.

Opening Position Disclosures and Dealing Disclosures required under Rule 8 of the Code must be made to a Regulatory Information Service ("RIS").

 

9.

This Note is applicable if it says "See Note 9 below" by the name of the company in the Disclosure Table above.  The Executive has granted the company a dispensation from the requirements under the Code that announcements must be published via a RIS. The company is instead required to publish all announcements on its website. The Executive has also granted a dispensation from Note 3 on Rule 8 of the Code that disclosures made under Rule 8 of the Code must be made to a RIS. Therefore, Opening Position Disclosures and Dealing Disclosures required under Rule 8 of the Code may be made to the company at the address stated in the announcement that commenced the offer period.

 

10.

The following are approved Regulatory Information Services:

 

 

Business Wire Regulatory Disclosure provided by Business Wire

+44 (0)20 7626 1982

 

ONE, provided by NASDAQ OMX Corporate Services

+44 (0)20 3753 2366

 

News Release Express provided by Marketwire

+44 (0)20 7220 4500

 

PR Newswire Disclose provided by PR Newswire

+44 (0)20 7454 5241

 

RNS provided by the London Stock Exchange

+44 (0)20 7797 4400

 

marCo - Market Communication Office provided by Tensid Ltd of Switzerland

+41 41 763 0050

 

EQS IR.COCKPIT provided by EquityStory AG

+49 89 21 02 98 - 50

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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