Source - RNS
RNS Number : 7413M
Schroder Asian Total Retn InvCo PLC
17 October 2016
 

 

 

For filings with the FCA include the annex

For filings with issuer exclude the annex

 

TR-1: Notifications of Major Interests in Shares

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

Schroder Asian Total Return Investment Company plc

 

2. Reason for the notification

(please place an X inside the appropriate bracket/s):

 

An acquisition or disposal of voting rights: ( X )

 

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: (  )

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: (  )

 

An event changing the breakdown of voting rights: (  )

 

Other (please specify) :(  )

 

3. Full name of person(s) subject to notification obligation:

 

Lazard Asset Management LLC

 

4. Full name of shareholder(s) (if different from 3):

 

Bank of New York, Inc - Dir Personal

Bank of New York, Inc - Global Custody

JP Morgan Chase - SWIFT

Mellon Trust

Northern Trust Co

State Street - Custody Master Trust

 

5. Date of transaction and date on which the threshold is crossed or reached:

 

13 October 2016

 

6. Date on which issuer notified:

 

14 October 2016

 

7. Threshold(s) that is/are crossed or reached:

 

Decrease from 7% to 6%

 

 

 

 

8. Notified Details:

 

A: Voting rights attached to shares

 

Class/type of shares if possible use ISIN CODE

Situation previous to the triggering transaction

Ordinary Shares

 

Number of shares

Number of voting rights

GB0007918872                    N/A                                       5,146,871

 

Resulting situation after the triggering transaction

 

 

 

Number of shares

 

  

 

 Number of voting rights

 

% of voting rights




Direct

   N/3N/A

 

 Direct
 N/A

        Indirect
        5,096,871

Direct
 N/A               

Indirect

6.987%

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financial instrument


Expiration date




Exercise/

conversion  period/date



No. of voting rights that may be acquired (if the instrument exercised/ converted)

% of voting rights




N/A

N/A

N/A

N/A

N/A

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

 

% of voting rights

N/A

N/A

N/A

N/A

N/A

Nominal

Delta

 

Total (A+B +C)

Number of voting rights

 

5,096,871

Percentage of voting rights


6.987%


 

 

 

 

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

 

 

Lazard Asset Management LLC controls all the voting rights held of this issuer.

    

Proxy Voting:

 

10. Name of proxy holder:

 

       N/A

 

11. Number of voting rights proxy holder will cease to hold:

 

N/A

 

12. Date on which proxy holder will cease to hold voting rights:

 

       N/A

 

13. Additional information:

 

       N/A

 

14. Contact name:

 

Ria Vavakis

 

15. Contact telephone number:

 

020 7658 2371

 

     Date:  17 October 2016

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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