Source - RNS
RNS Number : 8224M
Glencore PLC
18 October 2016
 

Glencore plc

Baar, Switzerland

18 October, 2016

 

 

TR-1:  Notification of Major Interests in Shares

 


1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Glencore

2. Reason for the notification  (yes/no)

An acquisition or disposal of voting rights

Yes

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

No

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

No

An event changing the breakdown of voting rights

No

Other (please specify): ______________

No

3. Full name of person(s) subject to notification obligation:

Harris Associates L.P.

4. Full name of shareholder(s)  (if different from 3):

BNY Mellon

Brown Brothers Harriman

JPMorgan Private Client Svcs

Northern Trust Company

Pershing LLC

State Street Bank

State Street Group Email

 

5. Date of transaction  (and date on which the threshold is crossed or reached if different):

13 October 2016

6. Date on which issuer notified:

17 October 2016

7. Threshold(s) that is/are crossed or reached:

5%


8. Notified Details

A: Voting rights attached to shares

Class/type of shares

If possible use ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of voting rights

Number of shares

Number of voting rights

Percentage of voting rights

Direct

Indirect

Direct

Indirect

JE00B4T3BW64 Common Stock

729,882,491

729,882,491

711,532,570

 


711,532,570

 


4.94%










B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ conversion period

No. of voting rights that may be acquired (if the instrument is exercised/converted)

Percentage of voting rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise Price

Expiration date

Exercise/ conversion period

No. of voting rights instrument refers to

Percentage of voting rights

Nominal

Delta









Total (A+B+C)

Number of voting rights

Percentage of voting rights

711,532,570

4.94%


9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

BNY Mellon - 6,534,600 Common Stock shares

Brown Brothers Harriman - 19,142,000 Common Stock shares

JPMorgan Private Client Svcs - 13,400 Common Stock shares

Northern Trust Company - 19,119,900 Common Stock shares

Pershing LLC - 142,400 Common Stock shares

State Street Bank - 666,580,270 Common Stock shares

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease to hold:


12. Date on which proxy holder will cease to hold voting rights:



13. Additional information:


14. Contact name:

Kim Colwell

15. Contact telephone number:

312-646-3489


 
Annex: Notification of major interests in shares


A: Identity of the person or legal entity subject to the notification obligation

Full name

(including legal form for legal entities)

Harris Associates L.P.

Contact address

(including legal form for legal entities)

111 S. Wacker Drive, Suite 4600, Chicago, IL 60606 USA

Phone number & email

312-646-3489  [email protected]

Other useful information

(at least legal representative for legal persons)



B: Identity of the notifier, if applicable

Full name

Kim Colwell

Contact address

111 S. Wacker Drive, Suite 4600, Chicago, IL 60606 USA

Phone number & email

312-646-3489  [email protected]

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)



C: Additional information


 

 

For further information please contact:

 

Investors




Martin Fewings

t: +41 41 709 2880

m: +41 79 737 5642

[email protected]

Carlos Francisco Fernandez

t: +41 41 709 2369

m: +41 79 129 9195

[email protected]

Media




Charles Watenphul

t: +41 41 709 2462

m: +41 79 904 3320

[email protected]

Pam Bell

t: +44 20 7412 3471

m: +44 77 3031 9806

[email protected]

Company secretarial



John Burton

t: +41 41 709 2619

m: +41 79 944 5434

[email protected]

Nicola Leigh

t: +41 41 709 2755

m: +41 79 735 3916

[email protected]

www.glencore.com 

 

 

Notes for Editors

Glencore is one of the world's largest global diversified natural resource companies and a major producer and marketer of more than 90 commodities. The Group's operations comprise around 150 mining and metallurgical sites, oil production assets and agricultural facilities.

With a strong footprint in both established and emerging regions for natural resources, Glencore's industrial and marketing activities are supported by a global network of more than 90 offices located in over 50 countries.

Glencore's customers are industrial consumers, such as those in the automotive, steel, power generation, oil and food processing. We also provide financing, logistics and other services to producers and consumers of commodities. Glencore's companies employ around 160,000 people, including contractors.

Glencore is proud to be a member of the Voluntary Principles on Security and Human Rights and the International Council on Mining and Metals. We are an active participant in the Extractive Industries Transparency Initiative.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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