Source - RNS
RNS Number : 9570M
UBS AG (EPT)
19 October 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Deutsche Boerse AG

(c) Name of the party to the offer with which exempt principal trader is connected:

            LSE Group PLC

(d) Date dealing undertaken:

            18 October 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES

LSE Group PLC

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary

Buy

 

14295

68.26500        EUR

66.78000        EUR

Ordinary

Sell

 

39103

68.26500        EUR

66.78000        EUR

Tendered Ordinary

Buy

 

88449

70.78660        EUR

69.55500        EUR

Tendered Ordinary

Sell

 

18836

70.34000        EUR

69.55500        EUR

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

 

Long

23000

67.8272        EUR

Ordinary

CFD

 

Long

583

67.58788165        EUR

Ordinary

CFD

 

Long

6068

67.379963        EUR

Ordinary

CFD

 

Long

100

68.215        
EUR

Ordinary

CFD

 

Long

141

68.0133        EUR

Ordinary

CFD

 

Long

29

67.9        
EUR

Ordinary

CFD

 

Short

900

67.704828        EUR

Ordinary

CFD

 

Short

1038

67.31362235        EUR

Ordinary

CFD

 

Short

1062

67.31        
EUR

Ordinary

CFD

 

Short

829

67.6155        EUR

Ordinary

CFD

 

Short

165

67.6697        EUR

Ordinary

CFD

 

Short

960

67.5678        EUR

Ordinary

CFD

 

Short

159

67.6419        EUR

Tendered ordinary

CFD

 

Long

394

69.9192        EUR

Tendered ordinary

CFD

 

Long

182

69.71304945        EUR

Tendered ordinary

CFD

 

Long

3404

70.00530552        EUR

Tendered ordinary

CFD

 

Short

2698

69.929647        EUR

Tendered ordinary

CFD

 

Short

15919

70.7866        EUR

Tendered ordinary

CFD

 

Short

40000

69.82458        EUR

Tendered ordinary

CFD

 

Short

14762

70.62        
EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

19 October 2016

Contact name:

Tahmidul Islam

Telephone number:

+44 (0)20 7568 3970

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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