Source - RNS
RNS Number : 7361G
Schroder UK Growth Fund PLC
31 May 2017
 

For filings with the FCA include the annex

For filings with issuer exclude the annex

 

TR-1: Notifications of Major Interests in Shares

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

Schroder UK Growth Fund plc

 

2. Reason for the notification

(please place an X inside the appropriate bracket/s):

 

An acquisition or disposal of voting rights: ( X )

 

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: (   )

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: (  )

 

An event changing the breakdown of voting rights: (  )

 

Other (please specify):  (  )

 

3. Full name of person(s) subject to notification obligation:

 

1607 Capital Partners, LLC

 

4. Full name of shareholder(s) (if different from 3):

 

Northern Trust

         12,437,812

Bny Mellon

           8,158,949

State Street

           2,822,200

 

5. Date of transaction (and date on which the threshold is crossed or reached if different):

 

26 May 2017

 

6. Date on which issuer notified:

 

30 May 2017

 

7. Threshold(s) that is/are crossed or reached:

 

 15%



 

8. Notified Details:

 

 

A: Voting rights attached to shares

 

Class/type of shares if possible use ISIN CODE

Situation previous to the triggering transaction

Ordinary Shares

 

GB0007913485

Number of shares

23,208,961

Number of voting rights

23,208,961




 

Resulting situation after the triggering transaction

 

 

Number of shares

Number of voting rights

% of voting rights




Direct


N/A

Direct

N/A

Indirect

23,418,961

 

Direct

N/A

Indirect

15.06%

 

 







B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financial instrument


Expiration date




Exercise/conversion period



No. of voting rights that may be acquired if the instrument exercised/ converted

% of voting rights









C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

 

% of voting rights






Nominal

Delta

 

 

 

 

 

 

Total (A+B+C)

Number of voting rights


% of voting rights


Same as A


9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable :

 

 

Proxy Voting:

 

10. Name of proxy holder:

 

N/A

 

11. Number of voting rights proxy holder will cease to hold:

 

N/A

 

12. Date on which proxy holder will cease to hold voting rights:

 

N/A

 

13. Additional information:

 

N/A

 

14. Contact name:

 

Andrea Davidson

 

15. Contact telephone number:

 

020 7658 4430

 

    Date: 31 May 2017


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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