Source - RNS
RNS Number : 3494J
Numis Corporation PLC
28 June 2017
 

NUMIS CORPORATION PLC ("NUMIS")

 

28 June 2017

 




TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Numis Corporation Plc    

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

YES

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify): 



3. Full name of person(s) subject to the
notification obligation:
iii

Kabouter Management, LLC

4. Full name of shareholder(s)
 (if different from 3.):iv

Kabouter I (QP), LLC

Kabouter Fund II,LLC

Kabouter Fund III, LLC

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

16 June 2017

6. Date on which issuer notified:

27 June 2017

7. Threshold(s) that is/are crossed or
reached:
vi, vii

Crossed below 3%

 

 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Ordinary Shares


GB00B05M6465

3,850,664

3,850,664




Below 3%



 

*INC. RIGHT TO RECALL LOANED SHARES (60,000)

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

N/A

N/A

N/A

 

N/A

N/A

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

N/A

N/A

N/A

N/A

 

N/A

Nominal

Delta

N/A

N/A

Total (A+B+C)

Number of voting rights

Percentage of voting rights


Below 3%

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

N/A


Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease
to hold:

N/A

12. Date on which proxy holder will cease to hold
voting rights:

N/A

 

 


13. Additional information:


This disclosure has been calcualted on the total number of voting rights in the Company of 109,697,448

14. Contact name:

Simon Denyer

15. Contact telephone number:

 0207 260 1225

 

 

 

The total number of Numis shares held in Treasury is 8,741,088 (7.97%), the number of ordinary shares in issue remains the same and the total number of voting rights in the company is 109,697,448 which is the number which may be used by the shareholders as the denominator for calculations by which they will determine if they are required to notify their interest in, or a change to their interests in, the Company under the FCA's Disclosure and Transparency Rules.

 

These details have been provided in accordance with Article 5(1)(b) of the Market Abuse Regulation (EU) No 596/2014.

 

 

28 June 2017    

 

 

 

Contacts

Alex Ham and Ross Mitchinson Co-CEOs                           020 7260 1425

Simon Denyer, Group Finance Director                                 020 7260 1225

 

 

Brunswick:

Gill Ackers                                                                               020 7404 5959

Simone Selzer                                                                        020 7404 5959

 

 

Grant Thornton UK LLP (Nominated Adviser):             

Philip Secrett                                                                             020 7728 2578
Harrison J Clarke                                                                      020 7184 4384

 

                                                                                                           

 

 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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