Source - RNS
RNS Number : 4661T
Morgan Stanley & Co. Int'l plc
12 October 2017
 

AMENDMENT Section (2b)  

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Vantiv, Inc. and Vantiv UK Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Vantiv, Inc. and Vantiv UK Limited

(d) Date dealing undertaken:

10 OCTOBER 2017

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.00001 Class A common

 PURCHASES

 15,190

 71.2608 USD

 71.2608 USD

 USD 0.00001 Class A common

 SALES

 15,190

 71.2608 USD

 71.2608 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.00001 Class A common

 CFD

 LONG

 4,327

 71.3210 USD

 USD 0.00001 Class A common

 CFD

 LONG

 6,495

 71.3210 USD

 USD 0.00001 Class A common

 CFD

 LONG

 1

 71.2000 USD

 USD 0.00001 Class A common

 CFD

 LONG

 150

 71.3050 USD

 USD 0.00001 Class A common

 CFD

 LONG

 23,400

 71.3488 USD

 USD 0.00001 Class A common

 CFD

 LONG

 115

 71.4000 USD

 USD 0.00001 Class A common

 CFD

 LONG

 51

 71.4004 USD

 USD 0.00001 Class A common

 CFD

 LONG

 61

 71.4150 USD

 USD 0.00001 Class A common

 CFD

 LONG

 342

 71.4446 USD

 USD 0.00001 Class A common

 CFD

 LONG

 221

 71.4600 USD

 USD 0.00001 Class A common

 CFD

 LONG

 268

 71.4600 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 2

 71.2700 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 272

 71.4400 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 331

 71.4400 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

12 OCTOBER 2017

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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