Source - RNS
RNS Number : 4665T
Morgan Stanley Capital Services LLC
12 October 2017
 

AMENDMENT Section (2b) 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Vantiv, Inc. and Vantiv UK Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Vantiv, Inc. and Vantiv UK Limited

(d) Date dealing undertaken:

10 OCTOBER 2017

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.00001 Class A common

 PURCHASES

 12,739

 71.7000 USD

 71.1440 USD

 USD 0.00001 Class A common

 SALES

 61,180

 71.7700 USD

 71.0900 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.00001 Class A common

 CFD

 LONG

 1

 71.2000 USD

 USD 0.00001 Class A common

 CFD

 LONG

 300

 71.2947 USD

 USD 0.00001 Class A common

 CFD

 LONG

 700

 71.3200 USD

 USD 0.00001 Class A common

 CFD

 LONG

 2,218

 71.3210 USD

 USD 0.00001 Class A common

 CFD

 LONG

 4,327

 71.3210 USD

 USD 0.00001 Class A common

 CFD

 LONG

 6,495

 71.3210 USD

 USD 0.00001 Class A common

 CFD

 LONG

 23,400

 71.3488 USD

 USD 0.00001 Class A common

 CFD

 LONG

 2,816

 71.3758 USD

 USD 0.00001 Class A common

 CFD

 LONG

 58

 71.3900 USD

 USD 0.00001 Class A common

 CFD

 LONG

 48

 71.3900 USD

 USD 0.00001 Class A common

 CFD

 LONG

 300

 71.4000 USD

 USD 0.00001 Class A common

 CFD

 LONG

 115

 71.4000 USD

 USD 0.00001 Class A common

 CFD

 LONG

 1,753

 71.4000 USD

 USD 0.00001 Class A common

 CFD

 LONG

 2

 71.4000 USD

 USD 0.00001 Class A common

 CFD

 LONG

 73

 71.4004 USD

 USD 0.00001 Class A common

 CFD

 LONG

 51

 71.4004 USD

 USD 0.00001 Class A common

 CFD

 LONG

 4,948

 71.4077 USD

 USD 0.00001 Class A common

 CFD

 LONG

 300

 71.4100 USD

 USD 0.00001 Class A common

 CFD

 LONG

 62

 71.4150 USD

 USD 0.00001 Class A common

 CFD

 LONG

 46

 71.4150 USD

 USD 0.00001 Class A common

 CFD

 LONG

 61

 71.4150 USD

 USD 0.00001 Class A common

 CFD

 LONG

 274

 71.4437 USD

 USD 0.00001 Class A common

 CFD

 LONG

 342

 71.4446 USD

 USD 0.00001 Class A common

 CFD

 LONG

 923

 71.4472 USD

 USD 0.00001 Class A common

 CFD

 LONG

 1,190

 71.4475 USD

 USD 0.00001 Class A common

 CFD

 LONG

 1,675

 71.4480 USD

 USD 0.00001 Class A common

 CFD

 LONG

 1

 71.4500 USD

 USD 0.00001 Class A common

 CFD

 LONG

 100

 71.4500 USD

 USD 0.00001 Class A common

 CFD

 LONG

 24

 71.4525 USD

 USD 0.00001 Class A common

 CFD

 LONG

 264

 71.4527 USD

 USD 0.00001 Class A common

 CFD

 LONG

 314

 71.4527 USD

 USD 0.00001 Class A common

 CFD

 LONG

 71

 71.4527 USD

 USD 0.00001 Class A common

 CFD

 LONG

 250

 71.4600 USD

 USD 0.00001 Class A common

 CFD

 LONG

 100

 71.4600 USD

 USD 0.00001 Class A common

 CFD

 LONG

 2,800

 71.4600 USD

 USD 0.00001 Class A common

 CFD

 LONG

 221

 71.4600 USD

 USD 0.00001 Class A common

 CFD

 LONG

 1,683

 71.4612 USD

 USD 0.00001 Class A common

 CFD

 LONG

 600

 71.4708 USD

 USD 0.00001 Class A common

 CFD

 LONG

 1

 71.4800 USD

 USD 0.00001 Class A common

 CFD

 LONG

 43

 71.5000 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 2

 71.2700 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 2,600

 71.3029 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 145

 71.3426 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 5,489

 71.3745 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 220

 71.3854 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 1,116

 71.4329 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 43

 71.4400 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 272

 71.4400 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 200

 71.4400 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 1,200

 71.4503 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 153

 71.4700 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 100

 71.4700 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 3,200

 71.4795 USD

 USD 0.00001 Class A common

 CFD

 SHORT

 1

 71.4900 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

12 OCTOBER 2017

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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