Source - RNS
RNS Number : 5478T
Anglo American PLC
13 October 2017
 

Anglo American plc (the "Company")

Registered office: 20 Carlton House Terrace, London SW1Y 5AN

Registered number: 3564138 (incorporated in England and Wales)

Legal Entity Identifier: 549300S9XF92D1X8ME43

 

 

The Company has received the notifications below in respect of the acquisition of 102,183,792 shares in the Company by Volcan Holdings II plc, increasing the combined total interest in the Company shares by Volcan Holdings II plc, Conclave PTC Limited and Volcan Investments Limited to 19.35%.

 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Anglo American plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Conclave PTC Limited

Volcan Investments Limited

City and country of registered office (if applicable)

In respect of Conclave PTC Limited, Nassau, Bahamas.

 

In respect of Volcan Investments Limited, Abaco, Bahamas

4. Full name of shareholder(s) (if different from 3.)v

Name

Volcan Holdings PLC & Volcan Holdings II PLC

City and country of registered office (if applicable)

Limassol, Cyprus

5. Date on which the threshold was crossed or reachedvi:

10 October 2017

6. Date on which issuer notified (DD/MM/YYYY):

12/10/2017

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

19.35 per cent.

0 per cent.

19.35 per cent.

1,404,606,799

Position of previous notification (if

applicable)

12.08 per cent.

0 per cent.

12.08 per cent.


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B1XZS820

0

271,802,858

0

19.35 per cent.











SUBTOTAL 8. A

271,802,858

19.35 per cent.

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2



 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Conclave PTC Limited (Bahamas) - 100 per cent. voting shares held in Volcan Investments Limited

19.35 per cent.

0 per cent.

19.35 per cent.

Volcan Investments Limited (Bahamas) - 99.97 per cent. voting shares and 0.03 per cent. held via nominee companies in Volcan Holdings PLC

19.35 per cent.

0 per cent.

19.35 per cent.

Volcan Holdings PLC (Cyprus)

11.44 per cent.

0 per cent.

11.44 per cent.





Conclave PTC Limited (Bahamas) - 100 per cent. voting shares held in Volcan Investments Limited

19.35 per cent.

0 per cent.

19.35 per cent.

Volcan Investments Limited (Bahamas) - 99.97 per cent. voting shares and 0.03 per cent. held via nominee companies in Volcan Holdings II PLC

19.35 per cent.

0 per cent.

19.35 per cent.

Volcan Holdings II PLC (Cyprus)

7.91 per cent.

0 per cent.

7.91 per cent.


10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi


 

Place of completion

Bahamas

Date of completion

12 October 2017

 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Anglo American plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Volcan Holdings II plc

City and country of registered office (if applicable)

Limassol, Cyprus

4. Full name of shareholder(s) (if different from 3.)v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reachedvi:

10 October 2017

6. Date on which issuer notified (DD/MM/YYYY):

12/10/2017

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

7.91 per cent.

0 per cent.

7.91 per cent.

1,404,606,799

Position of previous notification (if

applicable)

N/A

N/A

N/A


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B1XZS820

111,117,696

0

7.91 per cent.

0











SUBTOTAL 8. A

111,117,696

7.91 per cent.

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2



 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Conclave PTC Limited (Bahamas) - 100 per cent. voting shares held in Volcan Investments Limited

19.35 per cent.

0 per cent.

19.35 per cent.

Volcan Investments Limited (Bahamas) - 99.97 per cent. voting shares and 0.03 per cent. held via nominee companies in Volcan Holdings PLC

19.35 per cent.

0 per cent.

19.35 per cent.

Volcan Holdings PLC (Cyprus)

11.44 per cent.

0 per cent.

11.44 per cent.





Conclave PTC Limited (Bahamas) - 100 per cent. voting shares held in Volcan Investments Limited

19.35 per cent.

0 per cent.

19.35 per cent.

Volcan Investments Limited (Bahamas) - 99.97 per cent. voting shares and 0.03 per cent. held via nominee companies in Volcan Holdings II PLC

19.35 per cent.

0 per cent.

19.35 per cent.

Volcan Holdings II PLC (Cyprus)

7.91 per cent.

0 per cent.

7.91 per cent.


10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi


 

Place of completion

Cyprus

Date of completion

12 October 2017

 

John Mills                                                                         

Group Company Secretary                                                                  

Anglo American plc

13 October 2017

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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