Source - RNS
RNS Number : 9958J
Citigroup Global Markets Limited
05 April 2018
 

FORM 8.5 (EPT/RI) - Amendment

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

Amendment to section 2(a)

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:

Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt
principal trader is connected:

Shire plc

(d) Date dealing undertaken:

28 March 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

YES
Takeda Pharmaceutical Company Limited

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

5p ordinary

Purchase

1,887,625

GBP 38.3300

GBP 31.6875

5p ordinary

Sale

1,887,625

GBP 38.5773

GBP 31.5303

5p ordinary

Purchase

37,500

USD 

USD 

5p ordinary

Sale

37,500

USD 35.9811

USD 35.9811

 

(b) Cash-settled derivative transactions

 

 

Class of relevant security

Product description   e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position,
increasing/reducing a
long/short position

Number of reference securities

Price per unit

GBP

5p ordinary

TRS

Reducing Short Position

263

31.6262

5p ordinary

TRS

Reducing Short Position

1,920

35.0000

5p ordinary

TRS

Reducing Short Position

17,049

35.0000

5p ordinary

TRS

Increasing Short Position

50,000

35.3892

5p ordinary

TRS

Closing Short Position

19,475

36.1332

5p ordinary

TRS

Increasing Short Position

50,000

35.8232

5p ordinary

TRS

Reducing Short Position

41,054

35.9339

5p ordinary

TRS

Increasing Short Position

6,498

36.9470

5p ordinary

TRS

Increasing Short Position

108,502

37.5222

5p ordinary

TRS

Closing Short Position

45,000

35.7725

5p ordinary

TRS

Increasing Short Position

1,840

36.2368

5p ordinary

TRS

Reducing Short Position

27,171

36.5271

5p ordinary

TRS

Increasing Short Position

1,391

36.7520

5p ordinary

TRS

Increasing Short Position

166

36.9166

5p ordinary

TRS

Closing Short Position

20,000

36.0015

5p ordinary

TRS

Increasing Long Position

25,911

36.9781

5p ordinary

TRS

Closing Short Position

30,000

36.0059

5p ordinary

TRS

Closing Short Position

21

37.5905

5p ordinary

TRS

Increasing Short Position

100,000

37.9073

5p ordinary

TRS

Closing Short Position

2,200

38.2429

5p ordinary

TRS

Closing Short Position

1,740

38.5773

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description  
e.g. call option

Writing, purchasing,
selling,
varying etc.

Number of securities to
which option relates

Exercise price per unit

Type
e.g. American,
European etc.

Expiry date

Option money paid/ received per unit

  

  

  

  

  

  

  

  

 

 

(ii) Exercise

 

 

Class of relevant security

Product description  
e.g. call option

Exercising/ exercised against

Number of
securities

Exercise price per unit

  

  

  

  

  

 

(d) Other dealings (including subscribing for new securities)

 

 

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit
(if applicable)

  

  

  

  

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with
a party to the offer:

 

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 

If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

5 April 2018

Contact name:

Damian Flanagan

Telephone number:

+44 (28) 9040-9676

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at [email protected]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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