Source - RNS
RNS Number : 0137K
Morgan Stanley & Co. Int'l plc
05 April 2018
 

AMENDMENT      Section (2a) 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

04 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 1,000

 151.8500 USD

 151.8500 USD

 ADR

 SALES

 1,000

 151.8500 USD

 151.8500 USD

 5p ordinary

 PURCHASES

 16,300

 41.0000 EUR

 41.0000 EUR

 5p ordinary

 SALES

 16,300

 41.0000 EUR

 41.0000 EUR

 5p ordinary

 PURCHASES

 741,154

 36.2100 GBP

 35.1150 GBP

 5p ordinary

 SALES

 997,241

 36.2100 GBP

 35.1000 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 193

 149.3600 USD

 ADR

 CFD

 LONG

 192

 149.3600 USD

 ADR

 CFD

 LONG

 1,000

 150.4930 USD

 ADR

 CFD

 LONG

 1,000

 152.1000 USD

 ADR

 CFD

 LONG

 31

 153.5200 USD

 ADR

 CFD

 LONG

 30

 153.5200 USD

 ADR

 CFD

 LONG

 14

 153.7100 USD

 ADR

 CFD

 SHORT

 177

 149.3600 USD

 ADR

 CFD

 SHORT

 176

 149.3600 USD

 ADR

 CFD

 SHORT

 975

 153.5200 USD

 ADR

 CFD

 SHORT

 975

 153.5200 USD

 ADR

 CFD

 SHORT

 520

 153.5200 USD

 ADR

 CFD

 SHORT

 500

 153.5200 USD

 ADR

 CFD

 SHORT

 208

 153.5200 USD

 ADR

 CFD

 SHORT

 89

 153.5200 USD

 ADR

 CFD

 SHORT

 212

 153.5200 USD

 5p ordinary

 CFD

 LONG

 10,000

 35.3487 GBP

 5p ordinary

 CFD

 LONG

 89

 35.3683 GBP

 5p ordinary

 CFD

 LONG

 194

 35.3683 GBP

 5p ordinary

 CFD

 LONG

 1,033

 35.3683 GBP

 5p ordinary

 CFD

 LONG

 82

 35.3713 GBP

 5p ordinary

 CFD

 LONG

 35

 35.3713 GBP

 5p ordinary

 CFD

 LONG

 2,451

 35.4564 GBP

 5p ordinary

 CFD

 LONG

 79

 35.4564 GBP

 5p ordinary

 CFD

 LONG

 2,747

 35.5104 GBP

 5p ordinary

 CFD

 LONG

 389

 35.5104 GBP

 5p ordinary

 CFD

 LONG

 209

 35.5104 GBP

 5p ordinary

 CFD

 LONG

 14,198

 35.5353 GBP

 5p ordinary

 CFD

 LONG

 472

 35.6902 GBP

 5p ordinary

 CFD

 LONG

 245

 35.6912 GBP

 5p ordinary

 CFD

 LONG

 37

 35.7070 GBP

 5p ordinary

 CFD

 LONG

 130

 35.7117 GBP

 5p ordinary

 CFD

 LONG

 36,108

 35.7438 GBP

 5p ordinary

 CFD

 LONG

 5,550

 35.7650 GBP

 5p ordinary

 CFD

 LONG

 100

 35.8314 GBP

 5p ordinary

 CFD

 LONG

 1,921

 35.8636 GBP

 5p ordinary

 CFD

 LONG

 789

 35.8950 GBP

 5p ordinary

 CFD

 LONG

 21,921

 36.0000 GBP

 5p ordinary

 CFD

 LONG

 1,190

 36.0000 GBP

 5p ordinary

 CFD

 LONG

 1,189

 36.0000 GBP

 5p ordinary

 CFD

 LONG

 5

 36.0740 GBP

 5p ordinary

 CFD

 LONG

 11

 36.0740 GBP

 5p ordinary

 CFD

 LONG

 16

 36.0740 GBP

 5p ordinary

 CFD

 LONG

 24

 36.0740 GBP

 5p ordinary

 CFD

 SHORT

 5,070

 35.0752 GBP

 5p ordinary

 CFD

 SHORT

 1,108

 35.1479 GBP

 5p ordinary

 CFD

 SHORT

 988

 35.1570 GBP

 5p ordinary

 CFD

 SHORT

 7,183

 35.1705 GBP

 5p ordinary

 CFD

 SHORT

 58

 35.3504 GBP

 5p ordinary

 CFD

 SHORT

 14,198

 35.5659 GBP

 5p ordinary

 CFD

 SHORT

 21,160

 35.6362 GBP

 5p ordinary

 CFD

 SHORT

 11

 35.7256 GBP

 5p ordinary

 CFD

 SHORT

 9

 35.7256 GBP

 5p ordinary

 CFD

 SHORT

 5

 35.7256 GBP

 5p ordinary

 CFD

 SHORT

 722

 35.7319 GBP

 5p ordinary

 CFD

 SHORT

 4,771

 35.7319 GBP

 5p ordinary

 CFD

 SHORT

 988

 35.7319 GBP

 5p ordinary

 CFD

 SHORT

 5,279

 35.7319 GBP

 5p ordinary

 CFD

 SHORT

 258

 35.7319 GBP

 5p ordinary

 CFD

 SHORT

 4,517

 35.7319 GBP

 5p ordinary

 CFD

 SHORT

 36,478

 35.7666 GBP

 5p ordinary

 CFD

 SHORT

 84

 35.9900 GBP

 5p ordinary

 CFD

 SHORT

 989

 36.0000 GBP

 5p ordinary

 CFD

 SHORT

 17

 36.0000 GBP

 5p ordinary

 CFD

 SHORT

 761

 36.0000 GBP

 5p ordinary

 CFD

 SHORT

 8

 36.0025 GBP

 5p ordinary

 CFD

 SHORT

 4

 36.0025 GBP

 5p ordinary

 CFD

 LONG

 1,780

 35.5780 GBP

 5p ordinary

 CFD

 LONG

 4,381

 50.1740 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

05 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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