Source - RNS
RNS Number : 0242K
Morgan Stanley & Co. Int'l plc
05 April 2018
 

AMENDMENT     Section 2(b)

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

29 MARCH 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 45

 148.7200 USD

 148.7200 USD

 ADR

 SALES

 45

 148.7200 USD

 148.7200 USD

 5p ordinary

 PURCHASES

 2,163,040

 36.2050 GBP

 34.2600 GBP

 5p ordinary

 SALES

 1,921,278

 36.2100 GBP

 34.2650 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 200,000

 8.0272 USD

 ADR

 CFD

 LONG

 1,000

 146.0000 USD

 ADR

 CFD

 LONG

 36

 146.0100 USD

 ADR

 CFD

 LONG

 1,000

 146.0840 USD

 ADR

 CFD

 LONG

 1,292

 147.9129 USD

 ADR

 CFD

 LONG

 336

 149.3900 USD

 ADR

 CFD

 LONG

 1,749

 149.3900 USD

 ADR

 CFD

 LONG

 44

 149.3900 USD

 ADR

 CFD

 LONG

 1,749

 149.3900 USD

 ADR

 CFD

 LONG

 44

 149.3900 USD

 ADR

 CFD

 LONG

 23,423

 149.3900 USD

 ADR

 CFD

 LONG

 301

 150.1900 USD

 ADR

 CFD

 SHORT

 200,000

 8.0272 USD

 ADR

 CFD

 SHORT

 1,034

 146.0100 USD

 ADR

 CFD

 SHORT

 1,034

 146.0100 USD

 ADR

 CFD

 SHORT

 2,000

 146.3735 USD

 ADR

 CFD

 SHORT

 301

 148.3185 USD

 ADR

 CFD

 SHORT

 1,292

 148.3185 USD

 ADR

 CFD

 SHORT

 100

 149.3900 USD

 ADR

 CFD

 SHORT

 36

 149.3900 USD

 ADR

 CFD

 SHORT

 169

 149.3900 USD

 ADR

 CFD

 SHORT

 178

 149.3900 USD

 ADR

 CFD

 SHORT

 23,423

 149.3900 USD

 ADR

 CFD

 SHORT

 280

 149.7900 USD

 5p ordinary

 CFD

 LONG

 265

 34.3972 GBP

 5p ordinary

 CFD

 LONG

 23

 34.4586 GBP

 5p ordinary

 CFD

 LONG

 1

 34.4663 GBP

 5p ordinary

 CFD

 LONG

 51,014

 34.5708 GBP

 5p ordinary

 CFD

 LONG

 15

 34.5800 GBP

 5p ordinary

 CFD

 LONG

 3,048

 34.7193 GBP

 5p ordinary

 CFD

 LONG

 471

 34.7899 GBP

 5p ordinary

 CFD

 LONG

 202,845

 34.7929 GBP

 5p ordinary

 CFD

 LONG

 7,251

 34.8136 GBP

 5p ordinary

 CFD

 LONG

 23

 34.9702 GBP

 5p ordinary

 CFD

 LONG

 4

 34.9713 GBP

 5p ordinary

 CFD

 LONG

 1,000

 34.9950 GBP

 5p ordinary

 CFD

 LONG

 1,000

 35.0000 GBP

 5p ordinary

 CFD

 LONG

 114,730

 35.0006 GBP

 5p ordinary

 CFD

 LONG

 12,631

 35.0716 GBP

 5p ordinary

 CFD

 LONG

 7,043

 35.0716 GBP

 5p ordinary

 CFD

 LONG

 14,603

 35.0716 GBP

 5p ordinary

 CFD

 LONG

 1,247

 35.0718 GBP

 5p ordinary

 CFD

 LONG

 879

 35.0737 GBP

 5p ordinary

 CFD

 LONG

 6,203

 35.0737 GBP

 5p ordinary

 CFD

 LONG

 836

 35.0737 GBP

 5p ordinary

 CFD

 LONG

 5,484

 35.1001 GBP

 5p ordinary

 CFD

 LONG

 1,000

 35.1704 GBP

 5p ordinary

 CFD

 LONG

 5,226

 35.4272 GBP

 5p ordinary

 CFD

 LONG

 5,810

 35.7050 GBP

 5p ordinary

 CFD

 LONG

 6,747

 35.7050 GBP

 5p ordinary

 CFD

 LONG

 37,000

 36.0667 GBP

 5p ordinary

 CFD

 SHORT

 1,865

 34.5210 GBP

 5p ordinary

 CFD

 SHORT

 5,005

 34.5241 GBP

 5p ordinary

 CFD

 SHORT

 15

 34.5400 GBP

 5p ordinary

 CFD

 SHORT

 1

 34.5650 GBP

 5p ordinary

 CFD

 SHORT

 1,582

 34.6722 GBP

 5p ordinary

 CFD

 SHORT

 1,500

 34.6722 GBP

 5p ordinary

 CFD

 SHORT

 800

 34.6722 GBP

 5p ordinary

 CFD

 SHORT

 1,500

 34.6722 GBP

 5p ordinary

 CFD

 SHORT

 1,398

 34.6722 GBP

 5p ordinary

 CFD

 SHORT

 2,002

 34.6742 GBP

 5p ordinary

 CFD

 SHORT

 1,583

 34.6854 GBP

 5p ordinary

 CFD

 SHORT

 1,500

 34.6854 GBP

 5p ordinary

 CFD

 SHORT

 1,500

 34.6854 GBP

 5p ordinary

 CFD

 SHORT

 800

 34.6854 GBP

 5p ordinary

 CFD

 SHORT

 1,399

 34.6854 GBP

 5p ordinary

 CFD

 SHORT

 202,845

 34.8018 GBP

 5p ordinary

 CFD

 SHORT

 2,800

 34.9438 GBP

 5p ordinary

 CFD

 SHORT

 800

 34.9685 GBP

 5p ordinary

 CFD

 SHORT

 700

 34.9685 GBP

 5p ordinary

 CFD

 SHORT

 400

 34.9685 GBP

 5p ordinary

 CFD

 SHORT

 650

 34.9685 GBP

 5p ordinary

 CFD

 SHORT

 791

 34.9685 GBP

 5p ordinary

 CFD

 SHORT

 117,671

 34.9787 GBP

 5p ordinary

 CFD

 SHORT

 12

 34.9935 GBP

 5p ordinary

 CFD

 SHORT

 4

 35.0294 GBP

 5p ordinary

 CFD

 SHORT

 17

 35.0294 GBP

 5p ordinary

 CFD

 SHORT

 89

 35.0294 GBP

 5p ordinary

 CFD

 SHORT

 76

 35.0294 GBP

 5p ordinary

 CFD

 SHORT

 12

 35.0294 GBP

 5p ordinary

 CFD

 SHORT

 79

 35.0294 GBP

 5p ordinary

 CFD

 SHORT

 5

 35.0918 GBP

 5p ordinary

 CFD

 SHORT

 10

 35.0918 GBP

 5p ordinary

 CFD

 SHORT

 1

 35.0918 GBP

 5p ordinary

 CFD

 SHORT

 360

 35.7050 GBP

 5p ordinary

 CFD

 SHORT

 359

 35.7050 GBP

 5p ordinary

 CFD

 SHORT

 5,810

 35.7050 GBP

 5p ordinary

 CFD

 SHORT

 703

 35.7050 GBP

 5p ordinary

 CFD

 SHORT

 51

 35.7050 GBP

 5p ordinary

 CFD

 SHORT

 944

 35.7251 GBP

 5p ordinary

 CFD

 SHORT

 3

 35.9300 GBP

 5p ordinary

 CFD

 LONG

 1,434

 34.5159 GBP

 5p ordinary

 CFD

 LONG

 3,303

 34.5455 GBP

 5p ordinary

 CFD

 LONG

 2,102

 35.3934 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

05 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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