Source - RNS
RNS Number : 1012K
Citigroup Global Markets Limited
06 April 2018
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:

Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt
principal trader is connected:

Shire plc

(d) Date dealing undertaken:

5 April 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"

YES
Takeda Pharmaceutical Company Limited

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

5p ordinary

Purchase

12,000

USD 0.0000

USD 0.0000

5p ordinary

Purchase

756,252

GBP 37.8849

GBP 36.6250

5p ordinary

Sale

871,446

GBP 38.0080

GBP 27.7000

 

(b) Cash-settled derivative transactions

 

 

Class of relevant security

Product description  
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position,
increasing/reducing a
long/short position

Number of reference securities

Price per unit
(GBP)

5p ordinary

TRS

Reducing Short Position

25,000

37.4409

5p ordinary

TRS

Reducing Short Position

9,210

37.6148

5p ordinary

TRS

Closing Short Position

8,262

37.6669

5p ordinary

TRS

Reducing Long Position

3,110

37.0700

5p ordinary

TRS

Closing Short Position

1,265

38.0080

5p ordinary

TRS

Closing Short Position

535

37.1045

5p ordinary

TRS

Increasing Short Position

12,117

37.6669

5p ordinary

TRS

Closing Short Position

964

37.1020

5p ordinary

TRS

Closing Short Position

1,486

37.1129

5p ordinary

TRS

Closing Short Position

5,637

37.0970

5p ordinary

TRS

Closing Short Position

25,353

37.4863

5p ordinary

TRS

Closing Short Position

5,948

37.1129

5p ordinary

TRS

Reducing Short Position

56,095

37.4615

5p ordinary

TRS

Increasing Short Position

8,027

37.1960

5p ordinary

TRS

Increasing Short Position

6,620

37.3652

5p ordinary

TRS

Closing Short Position

9,772

37.1350

5p ordinary

TRS

Increasing Short Position

30,080

37.3652

5p ordinary

TRS

Reducing Short Position

525

27.7000

5p ordinary

TRS

Closing Short Position

316

38.0080

5p ordinary

TRS

Closing Short Position

1,408

37.0970

5p ordinary

TRS

Reducing Short Position

5,580

37.3333

5p ordinary

TRS

Reducing Short Position

272

37.0717

5p ordinary

TRS

Reducing Short Position

26,728

37.9929

5p ordinary

TRS

Closing Short Position

185

37.1045

5p ordinary

TRS

Increasing Short Position

32,112

37.1960

5p ordinary

TRS

Closing Short Position

4,605

37.6360

5p ordinary

TRS

Closing Short Position

2,140

37.1045

5p ordinary

TRS

Closing Short Position

3,855

37.1020

5p ordinary

TRS

Closing Short Position

6,337

37.4862

5p ordinary

TRS

Closing Short Position

740

37.1045

5p ordinary

TRS

Closing Short Position

18,410

37.6363

5p ordinary

TRS

Reducing Short Position

304

37.8387

5p ordinary

TRS

Reducing Short Position

1,328

37.4567

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description  
e.g. call option

Writing, purchasing,
selling,
varying etc.

Number of securities to
which option relates

Exercise price per unit

Type
e.g. American,
European etc.

Expiry date

Option money paid/ received per unit

  

  

  

  

  

  

  

  

 

 

(ii) Exercise

 

 

Class of relevant security

Product description  
e.g. call option

Exercising/ exercised against

Number of
securities

Exercise price per unit

  

  

  

  

  

 

(d) Other dealings (including subscribing for new securities)

 

 

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit
(if applicable)

  

  

  

  

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with
a party to the offer:

 

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 

If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

6 April 2018

Contact name:

Damian Flanagan

Telephone number:

+44 (28) 9040-9676

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at [email protected]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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