Source - BUS

Form 8.3 - SHIRE PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 05 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,714,530 0.07% 3,754,621 0.42%
           
(2) Cash-settled derivatives:
436,294 0.05% 2,222,242 0.24%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 341,500 0.04% 298,200 0.03%
           
(4)
TOTAL: 5,217,277 0.57% 6,051,850 0.66%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 8 156.3800 USD
ADR Purchase 61 158.0700 USD
ADR Purchase 64 156.6200 USD
ADR Purchase 76 156.6398 USD
ADR Purchase 100 158.4700 USD
ADR Purchase 100 156.7500 USD
ADR Purchase 100 156.6700 USD
5p ordinary Purchase 162 37.0975 GBP
5p ordinary Purchase 170 37.1890 GBP
ADR Purchase 210 156.6057 USD
ADR Purchase 237 156.7234 USD
5p ordinary Purchase 273 37.3303 GBP
ADR Purchase 386 157.2147 USD
ADR Purchase 400 157.5381 USD
ADR Purchase 424 157.4276 USD
5p ordinary Purchase 425 37.1850 GBP
5p ordinary Purchase 492 37.1879 GBP
ADR Purchase 500 158.3720 USD
ADR Purchase 543 157.9945 USD
5p ordinary Purchase 595 37.7495 GBP
ADR Purchase 600 156.2675 USD
5p ordinary Purchase 625 37.6830 GBP
5p ordinary Purchase 741 37.3110 GBP
ADR Purchase 850 157.5561 USD
ADR Purchase 1,090 156.6334 USD
5p ordinary Purchase 1,091 37.4683 GBP
5p ordinary Purchase 1,106 37.0724 GBP
5p ordinary Purchase 1,239 37.7617 GBP
5p ordinary Purchase 1,365 37.6325 GBP
ADR Purchase 1,543 156.3418 USD
5p ordinary Purchase 1,634 37.3962 GBP
5p ordinary Purchase 1,696 37.3874 GBP
ADR Purchase 1,700 156.6100 USD
ADR Purchase 1,734 157.6732 USD
5p ordinary Purchase 2,435 37.4738 GBP
5p ordinary Purchase 2,562 37.3026 GBP
5p ordinary Purchase 2,627 37.4388 GBP
5p ordinary Purchase 2,986 37.3136 GBP
5p ordinary Purchase 2,999 37.4944 GBP
ADR Purchase 3,703 157.3077 USD
ADR Purchase 3,900 156.9771 USD
ADR Purchase 5,000 156.5814 USD
5p ordinary Purchase 5,000 37.9541 GBP
ADR Purchase 5,102 156.7300 USD
5p ordinary Purchase 6,002 37.1020 GBP
5p ordinary Purchase 6,883 37.3258 GBP
5p ordinary Purchase 6,984 36.9293 GBP
5p ordinary Purchase 9,283 37.6467 GBP
5p ordinary Purchase 9,839 37.3355 GBP
5p ordinary Purchase 10,530 37.3254 GBP
ADR Purchase 11,000 156.4308 USD
5p ordinary Purchase 13,241 37.5764 GBP
5p ordinary Purchase 14,273 37.4460 GBP
ADR Purchase 14,647 156.9463 USD
5p ordinary Purchase 17,619 37.4150 GBP
5p ordinary Purchase 25,145 37.5033 GBP
5p ordinary Purchase 28,324 37.4269 GBP
5p ordinary Purchase 34,605 37.0683 GBP
5p ordinary Purchase 36,243 37.3072 GBP
5p ordinary Purchase 40,000 37.4543 GBP
5p ordinary Purchase 48,868 37.0700 GBP
5p ordinary Purchase 51,975 37.6616 GBP
5p ordinary Purchase 56,661 37.1046 GBP
5p ordinary Purchase 64,800 37.4260 GBP
ADR Purchase 65,920 156.7615 USD
5p ordinary Purchase 91,637 37.2852 GBP
ADR Sale 24 156.4300 USD
ADR Sale 35 156.9000 USD
5p ordinary Sale 73 37.5298 GBP
ADR Sale 100 156.4000 USD
ADR Sale 100 156.4600 USD
ADR Sale 100 156.5000 USD
ADR Sale 100 156.5500 USD
ADR Sale 100 157.7100 USD
ADR Sale 100 157.7300 USD
ADR Sale 100 158.0000 USD
ADR Sale 132 157.7281 USD
ADR Sale 138 157.0800 USD
ADR Sale 154 156.4400 USD
5p ordinary Sale 169 37.5247 GBP
ADR Sale 173 155.5800 USD
ADR Sale 200 155.9850 USD
ADR Sale 200 155.7950 USD
ADR Sale 200 156.1000 USD
ADR Sale 200 157.0700 USD
ADR Sale 200 156.4506 USD
5p ordinary Sale 204 37.2151 GBP
5p ordinary Sale 290 37.6550 GBP
ADR Sale 300 156.4900 USD
ADR Sale 300 156.3433 USD
ADR Sale 300 156.0500 USD
ADR Sale 402 157.2240 USD
ADR Sale 500 158.3720 USD
ADR Sale 500 155.8190 USD
ADR Sale 500 156.4540 USD
ADR Sale 500 157.0125 USD
ADR Sale 508 156.4767 USD
5p ordinary Sale 545 37.5266 GBP
5p ordinary Sale 591 37.1825 GBP
5p ordinary Sale 594 37.3351 GBP
ADR Sale 600 157.2006 USD
ADR Sale 600 157.0500 USD
ADR Sale 600 158.5350 USD
5p ordinary Sale 643 37.4671 GBP
ADR Sale 672 156.8029 USD
ADR Sale 696 156.5888 USD
ADR Sale 710 156.5471 USD
5p ordinary Sale 784 37.6337 GBP
5p ordinary Sale 841 37.6750 GBP
ADR Sale 900 157.4977 USD
5p ordinary Sale 955 37.5770 GBP
5p ordinary Sale 962 37.5868 GBP
5p ordinary Sale 1,094 37.6391 GBP
5p ordinary Sale 1,133 37.4106 GBP
5p ordinary Sale 1,256 37.6571 GBP
ADR Sale 1,300 156.5542 USD
5p ordinary Sale 1,365 37.6325 GBP
5p ordinary Sale 1,515 37.1269 GBP
5p ordinary Sale 1,552 37.6464 GBP
ADR Sale 1,552 156.9631 USD
ADR Sale 1,632 157.5351 USD
ADR Sale 1,700 156.6100 USD
ADR Sale 1,712 158.1768 USD
5p ordinary Sale 1,746 37.4371 GBP
5p ordinary Sale 1,807 37.4120 GBP
ADR Sale 2,100 156.0604 USD
5p ordinary Sale 2,293 37.2621 GBP
5p ordinary Sale 2,409 37.6587 GBP
5p ordinary Sale 2,422 37.4976 GBP
ADR Sale 2,500 157.0968 USD
5p ordinary Sale 2,523 37.2932 GBP
ADR Sale 2,949 156.7985 USD
5p ordinary Sale 3,061 36.9239 GBP
ADR Sale 3,600 156.9063 USD
5p ordinary Sale 4,355 37.8730 GBP
5p ordinary Sale 4,847 37.6069 GBP
5p ordinary Sale 6,059 37.4390 GBP
5p ordinary Sale 6,944 37.4996 GBP
ADR Sale 7,339 156.7129 USD
ADR Sale 7,653 156.7300 USD
5p ordinary Sale 9,005 37.7038 GBP
5p ordinary Sale 9,568 37.4932 GBP
5p ordinary Sale 11,723 37.2761 GBP
5p ordinary Sale 15,597 37.3462 GBP
5p ordinary Sale 16,163 37.2106 GBP
ADR Sale 16,453 156.6442 USD
ADR Sale 20,475 156.9611 USD
5p ordinary Sale 22,213 37.4360 GBP
5p ordinary Sale 28,426 37.4382 GBP
5p ordinary Sale 35,954 37.4177 GBP
5p ordinary Sale 41,204 37.0700 GBP
5p ordinary Sale 41,625 37.2510 GBP
ADR Sale 42,888 156.8193 USD
5p ordinary Sale 46,660 37.4417 GBP
5p ordinary Sale 81,625 37.3994 GBP
5p ordinary Sale 83,852 37.2343 GBP
5p ordinary Sale 199,197 37.4130 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 72 37.5250 GBP
5p ordinary CFD Long 97 37.5251 GBP
5p ordinary CFD Long 122 37.4672 GBP
5p ordinary CFD Long 146 37.8143 GBP
5p ordinary CFD Long 204 37.2151 GBP
5p ordinary CFD Long 521 37.4671 GBP
5p ordinary CFD Long 955 37.5770 GBP
5p ordinary CFD Long 1,000 37.0754 GBP
5p ordinary SWAP Long 1,179 37.1846 GBP
5p ordinary SWAP Long 1,746 37.4371 GBP
5p ordinary CFD Long 2,293 37.2621 GBP
5p ordinary CFD Long 2,300 37.0978 GBP
5p ordinary CFD Long 2,500 37.8521 GBP
5p ordinary SWAP Long 4,380 37.5762 GBP
5p ordinary CFD Long 4,500 37.8299 GBP
5p ordinary SWAP Long 5,996 37.0683 GBP
5p ordinary CFD Long 6,944 37.4996 GBP
5p ordinary SWAP Long 7,774 37.0700 GBP
5p ordinary CFD Long 8,010 37.5137 GBP
5p ordinary SWAP Long 13,791 37.5116 GBP
5p ordinary CFD Long 17,040 37.5327 GBP
5p ordinary SWAP Long 19,706 37.2406 GBP
5p ordinary CFD Long 23,759 37.5584 GBP
5p ordinary SWAP Long 35,951 37.3166 GBP
5p ordinary CFD Long 35,954 37.4177 GBP
5p ordinary CFD Long 78,608 37.4618 GBP
5p ordinary CFD Short 17 37.1888 GBP
5p ordinary CFD Short 21 37.1890 GBP
5p ordinary CFD Short 23 37.1891 GBP
5p ordinary CFD Short 29 37.1889 GBP
5p ordinary CFD Short 273 37.3304 GBP
5p ordinary CFD Short 402 37.4383 GBP
5p ordinary CFD Short 867 37.5787 GBP
5p ordinary CFD Short 912 37.8924 GBP
5p ordinary SWAP Short 931 37.4313 GBP
5p ordinary CFD Short 1,091 37.4683 GBP
5p ordinary CFD Short 1,106 37.0724 GBP
5p ordinary SWAP Short 1,594 37.5128 GBP
5p ordinary SWAP Short 3,533 37.2676 GBP
5p ordinary CFD Short 7,504 37.6247 GBP
5p ordinary SWAP Short 13,959 37.5241 GBP
5p ordinary CFD Short 33,486 37.0729 GBP
5p ordinary SWAP Short 42,098 37.0700 GBP
5p ordinary SWAP Short 45,624 37.4121 GBP
5p ordinary CFD Short 51,975 37.6616 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 6 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 41,800 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -100 145.0000 American 6 Apr 2018
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Call Options Written -2,200 200.0000 American 20 Apr 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -3,000 130.0000 American 18 Jan 2019
ADR Put Options Purchased -3,300 110.0000 American 20 Apr 2018
ADR Put Options Purchased -4,700 130.0000 American 20 Apr 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Call Options Written -11,400 155.0000 American 20 Apr 2018
ADR Call Options Purchased 1,400 135.0000 American 20 Apr 2018
ADR Call Options Purchased 100 165.0000 American 6 Apr 2018
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Call Options Written -200 153.0000 American 13 Apr 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Written -700 210.0000 American 20 Apr 2018
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 125.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -100 133.0000 American 6 Apr 2018
ADR Call Options Written -500 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,400 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Written -3,100 145.0000 American 6 Apr 2018
ADR Call Options Purchased 4,100 170.0000 American 20 Apr 2018
ADR Call Options Purchased 4,000 200.0000 American 18 Jan 2019
ADR Call Options Purchased 1,400 130.0000 American 20 Apr 2018
ADR Call Options Purchased 900 160.0000 American 20 Apr 2018
ADR Call Options Purchased 400 150.0000 American 6 Apr 2018
ADR Call Options Purchased 300 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 110.0000 American 20 Apr 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Put Options Purchased -500 130.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,700 140.0000 American 20 Apr 2018
ADR Call Options Written -1,800 205.0000 American 20 Apr 2018
ADR Put Options Purchased -2,100 115.0000 American 20 Apr 2018
ADR Call Options Written -3,100 180.0000 American 20 Apr 2018
ADR Call Options Purchased 2,100 120.0000 American 20 Apr 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 500 190.0000 American 20 Apr 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 195.0000 American 18 Jan 2019
ADR Call Options Purchased 100 185.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -200 145.0000 American 4 May 2018
ADR Put Options Purchased -300 150.0000 American 20 Apr 2018
ADR Put Options Purchased -800 135.0000 American 6 Apr 2018
ADR Call Options Written -800 170.0000 American 6 Apr 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -39,200 150.0000 American 20 Apr 2018
ADR Call Options Written -13,500 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 700 136.0000 American 13 Apr 2018
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 120.0000 American 20 Apr 2018
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -5,500 135.0000 American 20 Apr 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Written 3,100 145.0000 American 27 Apr 2018
ADR Put Options Written 2,000 155.0000 American 20 Apr 2018
ADR Call Options Purchased 500 185.0000 American 20 Apr 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -100 145.0000 American 17 Jan 2020
ADR Call Options Written -500 195.0000 American 6 Apr 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,700 144.0000 American 6 Apr 2018
ADR Call Options Purchased 28,400 165.0000 American 20 Apr 2018
ADR Put Options Written 3,000 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,000 150.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 800 140.0000 American 20 Apr 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Call Options Purchased 100 160.0000 American 13 Apr 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 20 Apr 2018
ADR Put Options Purchased -100 105.0000 American 20 Apr 2018
ADR Put Options Purchased -100 95.0000 American 20 Apr 2018
ADR Put Options Purchased -100 117.0000 American 6 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Call Options Written -500 125.0000 American 20 Apr 2018
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,900 125.0000 American 20 Apr 2018
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -3,300 175.0000 American 20 Apr 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.