Source - RNS
RNS Number : 2612K
Morgan Stanley & Co. Int'l plc
09 April 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

06 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 17

 156.9800 USD

 156.9800 USD

 5p ordinary

 PURCHASES

 1,552,491

 37.9250 GBP

 37.0000 GBP

 5p ordinary

 SALES

 823,863

 37.9350 GBP

 37.0050 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 30

 156.0800 USD

 ADR

 CFD

 LONG

 234

 156.7400 USD

 ADR

 CFD

 LONG

 234

 156.7400 USD

 ADR

 CFD

 LONG

 38

 156.7400 USD

 ADR

 CFD

 LONG

 38

 156.7400 USD

 ADR

 CFD

 LONG

 31

 156.7400 USD

 ADR

 CFD

 LONG

 46

 156.7900 USD

 ADR

 CFD

 LONG

 137

 156.7900 USD

 ADR

 CFD

 LONG

 297

 156.7900 USD

 ADR

 CFD

 LONG

 297

 156.7900 USD

 ADR

 CFD

 SHORT

 80

 156.7000 USD

 ADR

 CFD

 SHORT

 7

 156.7400 USD

 ADR

 CFD

 SHORT

 137

 156.7400 USD

 ADR

 CFD

 SHORT

 8

 156.7400 USD

 ADR

 CFD

 SHORT

 95

 156.7400 USD

 ADR

 CFD

 SHORT

 46

 156.7400 USD

 ADR

 CFD

 SHORT

 271

 156.7900 USD

 ADR

 CFD

 SHORT

 271

 156.7900 USD

 ADR

 CFD

 SHORT

 250

 156.8280 USD

 5p ordinary

 CFD

 SHORT

 554

 37.4335 GBP

 5p ordinary

 CFD

 SHORT

 2,079

 37.4335 GBP

 5p ordinary

 CFD

 LONG

 10,988

 37.0850 GBP

 5p ordinary

 CFD

 LONG

 54

 37.0850 GBP

 5p ordinary

 CFD

 LONG

 5,956

 37.0850 GBP

 5p ordinary

 CFD

 LONG

 4,513

 37.0850 GBP

 5p ordinary

 CFD

 LONG

 248

 37.2137 GBP

 5p ordinary

 CFD

 LONG

 1,000

 37.2450 GBP

 5p ordinary

 CFD

 LONG

 848

 37.2557 GBP

 5p ordinary

 CFD

 LONG

 58

 37.2633 GBP

 5p ordinary

 CFD

 LONG

 5

 37.2633 GBP

 5p ordinary

 CFD

 LONG

 12

 37.2633 GBP

 5p ordinary

 CFD

 LONG

 1,933

 37.2792 GBP

 5p ordinary

 CFD

 LONG

 89

 37.2802 GBP

 5p ordinary

 CFD

 LONG

 36

 37.2843 GBP

 5p ordinary

 CFD

 LONG

 167

 37.2993 GBP

 5p ordinary

 CFD

 LONG

 3,027

 37.3095 GBP

 5p ordinary

 CFD

 LONG

 22,693

 37.3095 GBP

 5p ordinary

 CFD

 LONG

 106

 37.3189 GBP

 5p ordinary

 CFD

 LONG

 65,403

 37.4932 GBP

 5p ordinary

 CFD

 LONG

 89

 37.6159 GBP

 5p ordinary

 CFD

 LONG

 37

 37.6159 GBP

 5p ordinary

 CFD

 LONG

 6

 37.6159 GBP

 5p ordinary

 CFD

 LONG

 2,073

 37.6244 GBP

 5p ordinary

 CFD

 LONG

 178

 37.6244 GBP

 5p ordinary

 CFD

 LONG

 386

 37.6244 GBP

 5p ordinary

 CFD

 LONG

 22,647

 37.6971 GBP

 5p ordinary

 CFD

 LONG

 690

 37.9000 GBP

 5p ordinary

 CFD

 SHORT

 76

 37.0703 GBP

 5p ordinary

 CFD

 SHORT

 5,718

 37.0850 GBP

 5p ordinary

 CFD

 SHORT

 5,717

 37.0850 GBP

 5p ordinary

 CFD

 SHORT

 10,803

 37.0887 GBP

 5p ordinary

 CFD

 SHORT

 76

 37.1003 GBP

 5p ordinary

 CFD

 SHORT

 13

 37.1500 GBP

 5p ordinary

 CFD

 SHORT

 32,975

 37.1833 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 37.2216 GBP

 5p ordinary

 CFD

 SHORT

 146,963

 37.2450 GBP

 5p ordinary

 CFD

 SHORT

 569,170

 37.2450 GBP

 5p ordinary

 CFD

 SHORT

 1,862

 37.2507 GBP

 5p ordinary

 CFD

 SHORT

 41

 37.2805 GBP

 5p ordinary

 CFD

 SHORT

 5,395

 37.3033 GBP

 5p ordinary

 CFD

 SHORT

 20,325

 37.3033 GBP

 5p ordinary

 CFD

 SHORT

 6,035

 37.3452 GBP

 5p ordinary

 CFD

 SHORT

 600

 37.3526 GBP

 5p ordinary

 CFD

 SHORT

 600

 37.3526 GBP

 5p ordinary

 CFD

 SHORT

 562

 37.3526 GBP

 5p ordinary

 CFD

 SHORT

 300

 37.3526 GBP

 5p ordinary

 CFD

 SHORT

 625

 37.3526 GBP

 5p ordinary

 CFD

 SHORT

 90

 37.4905 GBP

 5p ordinary

 CFD

 SHORT

 67,771

 37.4929 GBP

 5p ordinary

 CFD

 SHORT

 10,988

 37.5100 GBP

 5p ordinary

 CFD

 SHORT

 1,500

 37.5379 GBP

 5p ordinary

 CFD

 SHORT

 546

 37.5596 GBP

 5p ordinary

 CFD

 SHORT

 500

 37.5596 GBP

 5p ordinary

 CFD

 SHORT

 300

 37.5596 GBP

 5p ordinary

 CFD

 SHORT

 500

 37.5596 GBP

 5p ordinary

 CFD

 SHORT

 429

 37.5596 GBP

 5p ordinary

 CFD

 SHORT

 690

 37.6100 GBP

 5p ordinary

 CFD

 SHORT

 690

 37.6250 GBP

 5p ordinary

 CFD

 SHORT

 500

 37.6256 GBP

 5p ordinary

 CFD

 SHORT

 74

 37.6256 GBP

 5p ordinary

 CFD

 SHORT

 40

 37.6256 GBP

 5p ordinary

 CFD

 SHORT

 310

 37.6300 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

09 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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