Source - RNS
RNS Number : 2908K
Hammerson PLC
09 April 2018
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Hammerson Plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights


An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

JPMorgan Chase & Co.

City and country of registered office (if applicable)

Wilmington, Delaware, USA

4. Full name of shareholder(s) (if different from 3.)v

Name

J.P. Morgan Securities plc

City and country of registered office (if applicable)

London, United Kingdom

5. Date on which the threshold was crossed or reachedvi:

04 April 2018

6. Date on which issuer notified (DD/MM/YYYY):

06 April 2018

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

1.45%

4.31%

5.76%

794,227,196

Position of previous notification (if

applicable)

0.24%

5.41%

5.65%


 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0004065016


11,533,240


1.45%











SUBTOTAL 8. A

11,533,240

1.45%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Physically Settled Call or Put Option*

15/06/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

22/06/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

29/06/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

06/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

13/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

20/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

27/07/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

03/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

10/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

17/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

24/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

31/08/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

07/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

14/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

21/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

28/09/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

05/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

12/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

19/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

26/10/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

02/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

09/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

16/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

23/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

30/11/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

07/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

14/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

21/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

28/12/2020

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

04/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

11/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

18/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

25/01/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

01/02/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

08/02/2021

Call: 7.864, Put: 5.243

600,000

0.08%

Physically Settled Call or Put Option*

15/01/2019

Call: 7.479, Put: 4.986

739,705

0.09%

Physically Settled Call or Put Option*

22/01/2019

Call: 7.479, Put: 4.986

739,705

0.09%

Physically Settled Call or Put Option*

29/01/2019

Call: 7.479, Put: 4.986

739,705

0.09%

Physically Settled Call or Put Option*

05/02/2019

Call: 7.479, Put: 4.986

739,705

0.09%

Physically Settled Call or Put Option*

12/02/2019

Call: 7.479, Put: 4.986

739,705

0.09%

Physically Settled Call or Put Option*

19/02/2019

Call: 7.479, Put: 4.986

739,705

0.09%

Physically Settled Call or Put Option*

26/02/2019

Call: 7.479, Put: 4.986

739,705

0.09%

Physically Settled Call or Put Option*

05/03/2019

Call: 7.479, Put: 4.986

739,705

0.09%

Physically Settled Call or Put Option*

12/03/2019

Call: 7.479, Put: 4.986

739,705

0.09%

Physically Settled Call or Put Option*

19/03/2019

Call: 7.479, Put: 4.986

739,705

0.09%

Physical Settled Put Option

15/06/2018

5.400

124,000

0.02%

Right of Recall

n/a

n/a

1,834,703

0.23%



SUBTOTAL 8. B 1

30,355,753

3.82%

 

 

* Please note that either a call or a put option (but not both) can be exercised upon maturity, depending on the share price of Hammerson Plc.

 

 


B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Cash-settled Equity Swap

03/12/2018


Cash

338

0.00%

Cash-settled Equity Swap

10/12/2018


Cash

3,561

0.00%

Cash-settled Equity Swap

11/12/2018


Cash

125,867

0.02%

Cash-settled Equity Swap

07/01/2019


Cash

6,173

0.00%

Cash-settled Equity Swap

08/02/2019


Cash

3,351

0.00%

Cash-settled Equity Swap

11/02/2019


Cash

3,111

0.00%

Cash-settled Equity Swap

12/02/2019


Cash

10,308

0.00%

Cash-settled Equity Swap

13/02/2019


Cash

5,090

0.00%

Cash-settled Equity Swap

14/02/2019


Cash

18,333

0.00%

Cash-settled Equity Swap

15/02/2019


Cash

21,999

0.00%

Cash-settled Equity Swap

18/02/2019


Cash

13,255

0.00%

Cash-settled Equity Swap

19/02/2019


Cash

21,517

0.00%

Cash-settled Equity Swap

20/02/2019


Cash

14,853

0.00%

Cash-settled Equity Swap

21/02/2019


Cash

17,151

0.00%

Cash-settled Equity Swap

22/02/2019


Cash

5,811

0.00%

Cash-settled Equity Swap

25/02/2019


Cash

14,545

0.00%

Cash-settled Equity Swap

26/02/2019


Cash

2,658

0.00%

Cash-settled Equity Swap

27/02/2019


Cash

11,747

0.00%

Cash-settled Equity Swap

28/02/2019


Cash

10,734

0.00%

Cash-settled Equity Swap

01/03/2019


Cash

3,581

0.00%

Cash-settled Equity Swap

04/03/2019


Cash

8,465

0.00%

Cash-settled Equity Swap

05/03/2019


Cash

6,786

0.00%

Cash-settled Equity Swap

06/03/2019


Cash

5,803

0.00%

Cash-settled Equity Swap

07/03/2019


Cash

6,683

0.00%

Cash-settled Equity Swap

08/03/2019


Cash

40,142

0.01%

Cash-settled Equity Swap

11/03/2019


Cash

10,295

0.00%

Cash-settled Equity Swap

12/03/2019


Cash

13,097

0.00%

Cash-settled Equity Swap

13/03/2019


Cash

6,321

0.00%

Cash-settled Equity Swap

14/03/2019


Cash

15,969

0.00%

Cash-settled Equity Swap

15/03/2019


Cash

18,140

0.00%

Cash-settled Equity Swap

18/03/2019


Cash

8,363

0.00%

Cash-settled Equity Swap

19/03/2019


Cash

7,759

0.00%

Cash-settled Equity Swap

20/03/2019


Cash

95,851

0.01%

Cash-settled Equity Swap

21/03/2019


Cash

457,258

0.06%

Cash-settled Equity Swap

22/03/2019


Cash

4,554

0.00%

Cash-settled Equity Swap

26/03/2019


Cash

708

0.00%

Cash-settled Equity Swap

29/03/2019


Cash

5,651

0.00%

Cash-settled Equity Swap

01/04/2019


Cash

843

0.00%

Cash-settled Equity Swap

02/04/2019


Cash

2,893

0.00%

Cash-settled Equity Swap

03/04/2019


Cash

35,225

0.00%

Cash-settled Equity Swap

08/04/2019


Cash

4,346

0.00%

Cash-settled Equity Swap

23/04/2019


Cash

2,066,184

0.26%

Cash-settled Equity Swap

25/04/2019


Cash

329,682

0.04%

Cash-settled Equity Swap

05/06/2019


Cash

21,663

0.00%

Cash-settled Equity Swap

19/07/2019


Cash

463

0.00%

Cash-settled Equity Swap

23/09/2019


Cash

10,755

0.00%

Cash-settled Equity Swap

07/10/2019


Cash

79,650

0.01%

Cash-settled Equity Swap

08/02/2023


Cash

76,134

0.01%

Call Option Cash

29/06/2018


Cash

222,294

0.03%




SUBTOTAL 8.B.2

3,875,960

0.49%

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

JPMorgan Chase & Co.




JPMorgan Chase Bank, National Association




J.P. Morgan International Finance Limited




J.P. Morgan Capital Holdings Limited




J.P. Morgan Securities plc


4.31%

5.76%

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional informationxvi

 

Table 8A) Includes stock borrows of 28,178,912 (3.55%)

 

Chain of controlled undertakings:

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

 

 

Place of completion

London, United Kingdom

Date of completion

06 April 2018

 

 

For further information contact:

 

Verity Pickard

Assistant Company Secretary

Tel: +44 (0)20 7887 1000

 

The announcement above has also been released on the SENS system of the Johannesburg Stock Exchange.

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLLLFFLSIIAIIT