Source - RNS
RNS Number : 3077K
Morgan Stanley & Co. Int'l plc
09 April 2018
 

AMENDMENT      Section 2(a)   

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

05 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 31

 156.8200 USD

 156.8200 USD

 5p ordinary

 PURCHASES

 1,849,699

 38.2000 GBP

 36.5750 GBP

 5p ordinary

 SALES

 1,393,894

 38.1950 GBP

 36.6250 GBP

 5p ordinary

 SALES

 350,000

 52.4953 USD

 52.4953 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 89

 156.4300 USD

 ADR

 CFD

 LONG

 271

 156.4300 USD

 ADR

 CFD

 LONG

 271

 156.4300 USD

 ADR

 CFD

 LONG

 140

 156.4300 USD

 ADR

 CFD

 LONG

 89

 156.4300 USD

 ADR

 CFD

 LONG

 60

 158.0700 USD

 ADR

 CFD

 SHORT

 1,000

 155.7290 USD

 ADR

 CFD

 SHORT

 400

 155.7700 USD

 ADR

 CFD

 SHORT

 850

 155.8076 USD

 ADR

 CFD

 SHORT

 14

 156.4300 USD

 ADR

 CFD

 SHORT

 13

 156.4300 USD

 ADR

 CFD

 SHORT

 67

 156.4300 USD

 ADR

 CFD

 SHORT

 60

 156.4300 USD

 ADR

 CFD

 SHORT

 69

 156.4300 USD

 ADR

 CFD

 SHORT

 2,000

 156.8595 USD

 ADR

 CFD

 SHORT

 192

 158.0700 USD

 ADR

 CFD

 SHORT

 193

 158.0700 USD

 5p ordinary

 CFD

 LONG

 5,902

 37.0700 GBP

 5p ordinary

 CFD

 LONG

 106

 37.0700 GBP

 5p ordinary

 CFD

 LONG

 9,199

 37.0700 GBP

 5p ordinary

 CFD

 LONG

 4,852

 37.0700 GBP

 5p ordinary

 CFD

 LONG

 4,852

 37.0700 GBP

 5p ordinary

 CFD

 LONG

 4,027

 37.2922 GBP

 5p ordinary

 CFD

 LONG

 2,028

 37.2922 GBP

 5p ordinary

 CFD

 LONG

 6,040

 37.2922 GBP

 5p ordinary

 CFD

 LONG

 3,042

 37.2922 GBP

 5p ordinary

 CFD

 LONG

 502

 37.3204 GBP

 5p ordinary

 CFD

 LONG

 239

 37.3204 GBP

 5p ordinary

 CFD

 LONG

 420

 37.3204 GBP

 5p ordinary

 CFD

 LONG

 192

 37.3505 GBP

 5p ordinary

 CFD

 LONG

 28

 37.3505 GBP

 5p ordinary

 CFD

 LONG

 28

 37.3505 GBP

 5p ordinary

 CFD

 LONG

 233

 37.3590 GBP

 5p ordinary

 CFD

 LONG

 128

 37.3989 GBP

 5p ordinary

 CFD

 LONG

 33

 37.4187 GBP

 5p ordinary

 CFD

 LONG

 5,119

 37.4216 GBP

 5p ordinary

 CFD

 LONG

 761

 37.4216 GBP

 5p ordinary

 CFD

 LONG

 412

 37.4216 GBP

 5p ordinary

 CFD

 LONG

 25,000

 37.4646 GBP

 5p ordinary

 CFD

 LONG

 5,395

 37.4797 GBP

 5p ordinary

 CFD

 LONG

 136,752

 37.4797 GBP

 5p ordinary

 CFD

 LONG

 10,000

 37.5077 GBP

 5p ordinary

 CFD

 LONG

 18,365

 37.5403 GBP

 5p ordinary

 CFD

 LONG

 14,237

 37.5403 GBP

 5p ordinary

 CFD

 LONG

 1,779

 37.5420 GBP

 5p ordinary

 CFD

 LONG

 99,938

 37.5553 GBP

 5p ordinary

 CFD

 LONG

 56,872

 37.5686 GBP

 5p ordinary

 CFD

 LONG

 2,200

 37.5985 GBP

 5p ordinary

 CFD

 LONG

 478

 37.6148 GBP

 5p ordinary

 CFD

 LONG

 1,000

 37.9900 GBP

 5p ordinary

 CFD

 LONG

 1,000

 38.0050 GBP

 5p ordinary

 CFD

 SHORT

 374

 37.0700 GBP

 5p ordinary

 CFD

 SHORT

 856

 37.0700 GBP

 5p ordinary

 CFD

 SHORT

 1,140

 37.2374 GBP

 5p ordinary

 CFD

 SHORT

 3,000

 37.2488 GBP

 5p ordinary

 CFD

 SHORT

 2,000

 37.2488 GBP

 5p ordinary

 CFD

 SHORT

 5,895

 37.2510 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 37.3100 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 37.3100 GBP

 5p ordinary

 CFD

 SHORT

 56

 37.3216 GBP

 5p ordinary

 CFD

 SHORT

 100,000

 37.3289 GBP

 5p ordinary

 CFD

 SHORT

 139

 37.3334 GBP

 5p ordinary

 CFD

 SHORT

 7,080

 37.3436 GBP

 5p ordinary

 CFD

 SHORT

 2,883

 37.3438 GBP

 5p ordinary

 CFD

 SHORT

 245

 37.3545 GBP

 5p ordinary

 CFD

 SHORT

 940

 37.3545 GBP

 5p ordinary

 CFD

 SHORT

 5,014

 37.3545 GBP

 5p ordinary

 CFD

 SHORT

 4,290

 37.3545 GBP

 5p ordinary

 CFD

 SHORT

 4,529

 37.3545 GBP

 5p ordinary

 CFD

 SHORT

 685

 37.3545 GBP

 5p ordinary

 CFD

 SHORT

 152

 37.3650 GBP

 5p ordinary

 CFD

 SHORT

 15,031

 37.3952 GBP

 5p ordinary

 CFD

 SHORT

 4,969

 37.3952 GBP

 5p ordinary

 CFD

 SHORT

 11,329

 37.4113 GBP

 5p ordinary

 CFD

 SHORT

 4,430

 37.4623 GBP

 5p ordinary

 CFD

 SHORT

 136,752

 37.4810 GBP

 5p ordinary

 CFD

 SHORT

 95,000

 37.4980 GBP

 5p ordinary

 CFD

 SHORT

 8,825

 37.5000 GBP

 5p ordinary

 CFD

 SHORT

 98,461

 37.5303 GBP

 5p ordinary

 CFD

 SHORT

 1,086

 37.5317 GBP

 5p ordinary

 CFD

 SHORT

 35

 37.5410 GBP

 5p ordinary

 CFD

 SHORT

 4,500

 37.5732 GBP

 5p ordinary

 CFD

 SHORT

 168

 37.5794 GBP

 5p ordinary

 CFD

 SHORT

 781

 37.6263 GBP

 5p ordinary

 CFD

 SHORT

 700

 37.6263 GBP

 5p ordinary

 CFD

 SHORT

 400

 37.6263 GBP

 5p ordinary

 CFD

 SHORT

 700

 37.6263 GBP

 5p ordinary

 CFD

 SHORT

 628

 37.6263 GBP

 5p ordinary

 CFD

 SHORT

 793

 37.6694 GBP

 5p ordinary

 CFD

 SHORT

 800

 37.6694 GBP

 5p ordinary

 CFD

 SHORT

 400

 37.6694 GBP

 5p ordinary

 CFD

 SHORT

 900

 37.6694 GBP

 5p ordinary

 CFD

 SHORT

 937

 37.6694 GBP

 5p ordinary

 CFD

 SHORT

 1,300

 37.7140 GBP

 5p ordinary

 CFD

 SHORT

 700

 37.7140 GBP

 5p ordinary

 CFD

 SHORT

 1,190

 37.7140 GBP

 5p ordinary

 CFD

 SHORT

 1,300

 37.7140 GBP

 5p ordinary

 CFD

 SHORT

 1,406

 37.7140 GBP

 5p ordinary

 CFD

 SHORT

 14

 37.7320 GBP

 ADR

 CFD

 LONG

 200,000

 12.5000 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

09 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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