Source - RNS
RNS Number : 4169K
Morgan Stanley
10 April 2018
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley MUFG Securities Co., Ltd.

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Takeda Pharmaceutical Company Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

Shire plc

(d) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

09 APRIL 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - Shire plc

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER                            

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

Class of relevant security:

 

COMMON STOCK

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

993,604

0.13

719,600

0.09

(2) Cash-settled derivatives:

 

610,800

0.08

819,082

0.10

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

 

     TOTAL:

1,604,404

0.21

1,538,682

0.20

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

N/A

Details, including nature of the rights concerned and relevant percentages:

N/A

 

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 Common Stock

 PURCHASES

 757,110

 5,047.0000 JPY

 4,918.0320 JPY

 Common Stock

 SALES

 631,305

 5,047.0000 JPY

 4,918.0320 JPY

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

COMMON STOCK

CFD

SHORT

22100

5013.5333 JPY

COMMON STOCK

CFD

LONG

22100

4997.2448 JPY

COMMON STOCK

CFD

SHORT

19900

4997.3666 JPY

COMMON STOCK

CFD

SHORT

17000

5016.9735 JPY

COMMON STOCK

CFD

SHORT

12900

5031.4883 JPY

COMMON STOCK

CFD

SHORT

10300

5024.4494 JPY

COMMON STOCK

CFD

SHORT

8300

5030.8674 JPY

COMMON STOCK

CFD

SHORT

5200

5017.6724 JPY

COMMON STOCK

CFD

LONG

4300

5025.0000 JPY

COMMON STOCK

CFD

LONG

4300

5025.0000 JPY

COMMON STOCK

CFD

SHORT

3800

4995.0000 JPY

COMMON STOCK

CFD

SHORT

3700

5025.0000 JPY

COMMON STOCK

CFD

SHORT

3700

4995.0000 JPY

COMMON STOCK

CFD

SHORT

3400

5031.8529 JPY

COMMON STOCK

CFD

LONG

3400

5015.9705 JPY

COMMON STOCK

CFD

SHORT

2800

5009.5000 JPY

COMMON STOCK

CFD

LONG

2400

4997.2448 JPY

COMMON STOCK

CFD

LONG

2300

4994.7560 JPY

COMMON STOCK

CFD

LONG

2200

4995.0000 JPY

COMMON STOCK

CFD

SHORT

1900

5013.5333 JPY

COMMON STOCK

CFD

SHORT

1800

5024.6111 JPY

COMMON STOCK

CFD

LONG

1500

5025.0000 JPY

COMMON STOCK

CFD

SHORT

1400

4992.0714 JPY

COMMON STOCK

CFD

SHORT

1100

5025.0000 JPY

COMMON STOCK

CFD

SHORT

900

5035.1111 JPY

COMMON STOCK

CFD

LONG

800

5028.3750 JPY

COMMON STOCK

CFD

SHORT

600

4995.0000 JPY

COMMON STOCK

CFD

SHORT

600

5017.6724 JPY

COMMON STOCK

CFD

SHORT

500

5009.4000 JPY

COMMON STOCK

CFD

SHORT

400

5008.5000 JPY

COMMON STOCK

CFD

SHORT

400

5042.0000 JPY

COMMON STOCK

CFD

SHORT

300

5007.0000 JPY

COMMON STOCK

CFD

LONG

200

5038.5000 JPY

COMMON STOCK

CFD

SHORT

200

5009.0000 JPY

COMMON STOCK

CFD

SHORT

200

5027.0000 JPY

COMMON STOCK

CFD

SHORT

100

5023.0000 JPY

COMMON STOCK

CFD

SHORT

100

5025.0000 JPY

COMMON STOCK

CFD

SHORT

100

5025.0000 JPY

 

 

 (c)       Stock-settled derivative transactions (including options)               

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

10 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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