Source - RNS
RNS Number : 4274K
Morgan Stanley Capital Services LLC
10 April 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

09 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 2,356

 157.8600 USD

 155.0000 USD

 ADR

 SALES

 1,850

 158.3400 USD

 155.0200 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 100

 155.0200 USD

 ADR

 CFD

 LONG

 56

 155.1700 USD

 ADR

 CFD

 LONG

 339

 155.8600 USD

 ADR

 CFD

 LONG

 19

 155.8600 USD

 ADR

 CFD

 LONG

 138

 155.8600 USD

 ADR

 CFD

 LONG

 156

 155.8600 USD

 ADR

 CFD

 LONG

 100

 155.8600 USD

 ADR

 CFD

 LONG

 100

 155.8800 USD

 ADR

 CFD

 LONG

 161

 155.9037 USD

 ADR

 CFD

 LONG

 5

 157.2700 USD

 ADR

 CFD

 LONG

 100

 157.4900 USD

 ADR

 CFD

 LONG

 600

 157.5217 USD

 ADR

 CFD

 SHORT

 19

 155.0000 USD

 ADR

 CFD

 SHORT

 234

 155.1700 USD

 ADR

 CFD

 SHORT

 297

 155.1700 USD

 ADR

 CFD

 SHORT

 297

 155.1700 USD

 ADR

 CFD

 SHORT

 100

 155.8600 USD

 ADR

 CFD

 SHORT

 56

 155.8600 USD

 ADR

 CFD

 SHORT

 16

 155.8600 USD

 ADR

 CFD

 SHORT

 121

 155.8600 USD

 ADR

 CFD

 SHORT

 121

 155.8600 USD

 ADR

 CFD

 SHORT

 123

 155.8600 USD

 ADR

 CFD

 SHORT

 307

 155.8600 USD

 ADR

 CFD

 SHORT

 300

 156.0633 USD

 ADR

 CFD

 SHORT

 500

 156.3180 USD

 ADR

 CFD

 SHORT

 12

 156.3808 USD

 ADR

 CFD

 SHORT

 200

 156.7000 USD

 5p ordinary

 CFD

 LONG

 1,479

 36.5760 GBP

 5p ordinary

 CFD

 LONG

 15,841

 36.7107 GBP

 5p ordinary

 CFD

 LONG

 6,559

 36.7107 GBP

 5p ordinary

 CFD

 LONG

 292

 36.8399 GBP

 5p ordinary

 CFD

 LONG

 1

 36.8900 GBP

 5p ordinary

 CFD

 SHORT

 1,479

 36.5122 GBP

 5p ordinary

 CFD

 SHORT

 2,298

 36.5350 GBP

 5p ordinary

 CFD

 SHORT

 1,270

 36.5492 GBP

 5p ordinary

 CFD

 SHORT

 1,921

 36.5492 GBP

 5p ordinary

 CFD

 SHORT

 4,106

 36.5726 GBP

 5p ordinary

 CFD

 SHORT

 200

 36.7215 GBP

 5p ordinary

 CFD

 SHORT

 4,600

 36.7270 GBP

 5p ordinary

 CFD

 SHORT

 2,368

 36.7686 GBP

 5p ordinary

 CFD

 SHORT

 2,272

 36.7894 GBP

 5p ordinary

 CFD

 SHORT

 1,571

 36.7998 GBP

 5p ordinary

 CFD

 SHORT

 4,398

 36.8497 GBP

 5p ordinary

 CFD

 SHORT

 48

 36.8841 GBP

 5p ordinary

 CFD

 SHORT

 22

 36.8905 GBP

 5p ordinary

 CFD

 SHORT

 1,522

 36.9243 GBP

 5p ordinary

 CFD

 SHORT

 33

 36.9471 GBP

 5p ordinary

 CFD

 SHORT

 25

 36.9950 GBP

 5p ordinary

 CFD

 SHORT

 1

 37.0300 GBP

 5p ordinary

 CFD

 SHORT

 5,156

 37.0766 GBP

 5p ordinary

 CFD

 SHORT

 2,260

 37.0775 GBP

 5p ordinary

 CFD

 SHORT

 1,335

 37.0823 GBP

 5p ordinary

 CFD

 SHORT

 1,294

 37.0871 GBP

 5p ordinary

 CFD

 SHORT

 216

 37.1123 GBP

 5p ordinary

 CFD

 SHORT

 611

 37.1275 GBP

 5p ordinary

 CFD

 SHORT

 1,779

 37.1473 GBP

 5p ordinary

 CFD

 SHORT

 472

 37.1820 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

10 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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