Source - RNS
RNS Number : 5734K
Morgan Stanley Capital Services LLC
11 April 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

10 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 3,258

 156.3200 USD

 153.6700 USD

 ADR

 SALES

 2,373

 156.2900 USD

 153.6900 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 18

 153.6900 USD

 ADR

 CFD

 LONG

 151

 153.8133 USD

 ADR

 CFD

 LONG

 100

 153.8300 USD

 ADR

 CFD

 LONG

 100

 153.8300 USD

 ADR

 CFD

 LONG

 50

 153.8300 USD

 ADR

 CFD

 LONG

 50

 153.8300 USD

 ADR

 CFD

 LONG

 300

 153.8300 USD

 ADR

 CFD

 LONG

 115

 153.8300 USD

 ADR

 CFD

 LONG

 7

 153.8300 USD

 ADR

 CFD

 LONG

 177

 153.8300 USD

 ADR

 CFD

 LONG

 232

 153.8300 USD

 ADR

 CFD

 LONG

 18

 153.8300 USD

 ADR

 CFD

 LONG

 177

 153.8300 USD

 ADR

 CFD

 LONG

 97

 153.8300 USD

 ADR

 CFD

 LONG

 200

 154.0450 USD

 ADR

 CFD

 LONG

 100

 154.1300 USD

 ADR

 CFD

 LONG

 200

 154.3400 USD

 ADR

 CFD

 LONG

 100

 155.7400 USD

 ADR

 CFD

 LONG

 34

 156.2900 USD

 ADR

 CFD

 LONG

 107

 156.2900 USD

 ADR

 CFD

 SHORT

 107

 153.8300 USD

 ADR

 CFD

 SHORT

 34

 153.8300 USD

 ADR

 CFD

 SHORT

 14

 153.8300 USD

 ADR

 CFD

 SHORT

 18

 153.9100 USD

 ADR

 CFD

 SHORT

 1,100

 154.0081 USD

 ADR

 CFD

 SHORT

 300

 154.1033 USD

 ADR

 CFD

 SHORT

 2,632

 154.3487 USD

 ADR

 CFD

 SHORT

 900

 154.4655 USD

 ADR

 CFD

 SHORT

 36

 154.5219 USD

 ADR

 CFD

 SHORT

 200

 155.1700 USD

 ADR

 CFD

 SHORT

 100

 156.2900 USD

 ADR

 CFD

 SHORT

 138

 156.2900 USD

 ADR

 CFD

 SHORT

 123

 156.2900 USD

 5p ordinary

 CFD

 LONG

 1

 36.3479 GBP

 5p ordinary

 CFD

 LONG

 74

 36.3479 GBP

 5p ordinary

 CFD

 LONG

 23

 36.3479 GBP

 5p ordinary

 CFD

 LONG

 10

 36.3479 GBP

 5p ordinary

 CFD

 LONG

 75

 36.3479 GBP

 5p ordinary

 CFD

 LONG

 2,942

 36.4835 GBP

 5p ordinary

 CFD

 LONG

 47,370

 36.5707 GBP

 5p ordinary

 CFD

 LONG

 6,190

 36.5707 GBP

 5p ordinary

 CFD

 LONG

 200

 36.5914 GBP

 5p ordinary

 CFD

 SHORT

 2

 36.2950 GBP

 5p ordinary

 CFD

 SHORT

 25

 36.4167 GBP

 5p ordinary

 CFD

 SHORT

 1,566

 36.4245 GBP

 5p ordinary

 CFD

 SHORT

 21

 36.4424 GBP

 5p ordinary

 CFD

 SHORT

 245

 36.4450 GBP

 5p ordinary

 CFD

 SHORT

 10,895

 36.4546 GBP

 5p ordinary

 CFD

 SHORT

 2,262

 36.4546 GBP

 5p ordinary

 CFD

 SHORT

 3,424

 36.4546 GBP

 5p ordinary

 CFD

 SHORT

 3,881

 36.4654 GBP

 5p ordinary

 CFD

 SHORT

 69

 36.4923 GBP

 5p ordinary

 CFD

 SHORT

 260

 36.4923 GBP

 5p ordinary

 CFD

 SHORT

 1,072

 36.4923 GBP

 5p ordinary

 CFD

 SHORT

 114

 36.4923 GBP

 5p ordinary

 CFD

 SHORT

 1,097

 36.4923 GBP

 5p ordinary

 CFD

 SHORT

 2,377

 36.4934 GBP

 5p ordinary

 CFD

 SHORT

 4,892

 36.5036 GBP

 5p ordinary

 CFD

 SHORT

 1,605

 36.5102 GBP

 5p ordinary

 CFD

 SHORT

 1,163

 36.5125 GBP

 5p ordinary

 CFD

 SHORT

 3,144

 36.5148 GBP

 5p ordinary

 CFD

 SHORT

 441

 36.5181 GBP

 5p ordinary

 CFD

 SHORT

 140

 36.5181 GBP

 5p ordinary

 CFD

 SHORT

 2,200

 36.5199 GBP

 5p ordinary

 CFD

 SHORT

 4,200

 36.5363 GBP

 5p ordinary

 CFD

 SHORT

 1,065

 36.5364 GBP

 5p ordinary

 CFD

 SHORT

 4,370

 36.5612 GBP

 5p ordinary

 CFD

 SHORT

 1,452

 36.5632 GBP

 5p ordinary

 CFD

 SHORT

 1,708

 36.5690 GBP

 5p ordinary

 CFD

 SHORT

 2,942

 36.6108 GBP

 5p ordinary

 CFD

 SHORT

 1,657

 36.6234 GBP

 5p ordinary

 CFD

 SHORT

 551

 36.7092 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

11 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERDMGMDLMKGRZG

Related Charts

Shire (SHP)

+34.75p (+0.88%)
delayed 13:26PM