Source - BUS

Form 8 (DD) - CME Group Plc

BARCLAYS PLC

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose CME GROUP INC
  relevant securities this form relates:  
(d) Status of person making the disclosure: CONNECTED TO THE OFFEROR
(e) Date position held/dealing undertaken: 10 April 2018
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       USD 0.01 CLASS A COMMON STOCK            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 91,533 0.03% 10,482 0.00%
           
(2) Cash-settled derivatives:
318 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 195,400 0.06% 309,700 0.09%
           
 
TOTAL: 287,251 0.08% 320,182 0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 CLASS A COMMON STOCK Purchase 19 163.5700 USD
USD 0.01 CLASS A COMMON STOCK Purchase 93 162.6900 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 164.1600 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 161.6500 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 164.2700 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 162.9500 USD
USD 0.01 CLASS A COMMON STOCK Purchase 190 164.2331 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 161.5000 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 161.6900 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 162.9550 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 163.9500 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 164.2199 USD
USD 0.01 CLASS A COMMON STOCK Purchase 243 164.2153 USD
USD 0.01 CLASS A COMMON STOCK Purchase 300 164.1066 USD
USD 0.01 CLASS A COMMON STOCK Purchase 300 164.2300 USD
USD 0.01 CLASS A COMMON STOCK Purchase 400 163.8812 USD
USD 0.01 CLASS A COMMON STOCK Purchase 590 163.7288 USD
USD 0.01 CLASS A COMMON STOCK Purchase 900 163.9950 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,000 161.7300 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,353 163.0175 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,410 163.5649 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,488 163.2078 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,500 163.6000 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,700 163.6523 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,900 164.2234 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,900 164.1310 USD
USD 0.01 CLASS A COMMON STOCK Purchase 2,900 163.2463 USD
USD 0.01 CLASS A COMMON STOCK Purchase 2,913 163.5825 USD
USD 0.01 CLASS A COMMON STOCK Purchase 3,390 163.5900 USD
USD 0.01 CLASS A COMMON STOCK Purchase 4,200 163.8418 USD
USD 0.01 CLASS A COMMON STOCK Purchase 5,100 163.3306 USD
USD 0.01 CLASS A COMMON STOCK Purchase 10,100 163.2395 USD
USD 0.01 CLASS A COMMON STOCK Purchase 10,569 163.9707 USD
USD 0.01 CLASS A COMMON STOCK Purchase 12,094 163.6937 USD
USD 0.01 CLASS A COMMON STOCK Purchase 12,275 163.2220 USD
USD 0.01 CLASS A COMMON STOCK Purchase 12,663 163.2552 USD
USD 0.01 CLASS A COMMON STOCK Sale 19 163.5700 USD
USD 0.01 CLASS A COMMON STOCK Sale 99 163.5800 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 161.8100 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 161.9500 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 163.6400 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 163.6600 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 163.7000 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 163.8700 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 164.3900 USD
USD 0.01 CLASS A COMMON STOCK Sale 131 161.7600 USD
USD 0.01 CLASS A COMMON STOCK Sale 169 164.1285 USD
USD 0.01 CLASS A COMMON STOCK Sale 179 164.0985 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 161.5000 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 163.0700 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 163.9500 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 163.9550 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 163.0499 USD
USD 0.01 CLASS A COMMON STOCK Sale 206 163.8633 USD
USD 0.01 CLASS A COMMON STOCK Sale 263 163.6100 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 163.8833 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 164.0033 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 163.6800 USD
USD 0.01 CLASS A COMMON STOCK Sale 400 162.4075 USD
USD 0.01 CLASS A COMMON STOCK Sale 400 163.8812 USD
USD 0.01 CLASS A COMMON STOCK Sale 400 163.0250 USD
USD 0.01 CLASS A COMMON STOCK Sale 400 162.9325 USD
USD 0.01 CLASS A COMMON STOCK Sale 409 163.5527 USD
USD 0.01 CLASS A COMMON STOCK Sale 452 163.8027 USD
USD 0.01 CLASS A COMMON STOCK Sale 593 163.0805 USD
USD 0.01 CLASS A COMMON STOCK Sale 600 164.1383 USD
USD 0.01 CLASS A COMMON STOCK Sale 760 162.8831 USD
USD 0.01 CLASS A COMMON STOCK Sale 800 163.8850 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,082 162.8946 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,100 163.8163 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,237 163.6410 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,500 163.6496 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,500 162.6800 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,503 163.2127 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,700 163.3752 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,500 163.6680 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,597 163.2433 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,800 163.5740 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,833 164.2238 USD
USD 0.01 CLASS A COMMON STOCK Sale 3,300 163.3756 USD
USD 0.01 CLASS A COMMON STOCK Sale 4,000 163.2660 USD
USD 0.01 CLASS A COMMON STOCK Sale 4,690 163.9133 USD
USD 0.01 CLASS A COMMON STOCK Sale 5,200 163.3258 USD
USD 0.01 CLASS A COMMON STOCK Sale 5,200 163.6804 USD
USD 0.01 CLASS A COMMON STOCK Sale 7,140 163.2034 USD
USD 0.01 CLASS A COMMON STOCK Sale 7,454 163.9994 USD
USD 0.01 CLASS A COMMON STOCK Sale 12,709 163.5900 USD
USD 0.01 CLASS A COMMON STOCK Sale 18,717 163.2795 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
USD 0.01 CLASS A COMMON STOCK Call Options Purchasing 100 160 USD American 21 Sep 2018 11.5000 USD
USD 0.01 CLASS A COMMON STOCK Call Options Purchasing 100 170 USD American 21 Sep 2018 7.7000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 11 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose CME GROUP INC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 7,200 160.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,600 145.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 900 130.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 300 165.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 240.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 115.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 155.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 135.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -700 155.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -900 165.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 190.0000 American 18 May 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 178.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,000 140.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -5,000 65.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 2,500 160.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,700 150.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,300 190.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 135.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 200 150.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 115.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 175.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 200.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 180.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,800 165.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,400 160.0000 American 11 May 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -3,500 85.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -5,000 60.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -7,000 170.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 5,600 170.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 5,400 140.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 2,300 160.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,000 125.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 150.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 175.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 130.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 140.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -800 180.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,100 95.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -3,200 178.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 13,500 175.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 2,100 145.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,500 185.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 800 105.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 200 160.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 200 153.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 165.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 163.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 135.0000 American 13 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 175.0000 American 13 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 158.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -300 75.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -600 195.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -800 145.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 170.0000 American 18 May 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,400 115.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,500 130.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,800 160.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,200 90.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -5,600 150.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -8,600 160.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,000 105.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,000 155.0000 American 18 May 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 700 200.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 600 170.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 500 158.0000 American 13 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 400 130.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 140.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 120.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 175.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 125.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 165.0000 American 13 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -400 180.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 120.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 165.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,000 110.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 175.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -23,000 180.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,000 185.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 125.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 190.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 155.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -300 150.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 155.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 3,100 170.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 400 145.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 300 173.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 145.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 220.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -300 160.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 135.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 160.0000 American 13 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -900 135.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,200 100.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,200 170.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,900 140.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -3,200 140.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -202,500 150.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 135,000 160.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 700 163.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 500 220.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 70.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 70.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 120.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,100 200.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,600 185.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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