Source - RNS
RNS Number : 5894K
UBS AG (EPT)
11 April 2018
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Hammerson plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Intu Properties plc

(d) Date dealing undertaken:

            10 April 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES

Intu Properties plc

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

25p ordinary

Buy

 

1409641

5.33042        GBP

5.20000        GBP

25p ordinary

Sell

 

718885

5.330424      GBP

5.20000        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

25p ordinary

CFD

 

Long

8772

5.242939        GBP

25p ordinary

CFD

 

Long

873

5.25161512027491        GBP

25p ordinary

CFD

 

Long

537

5.228472        GBP

25p ordinary

CFD

 

Long

470

5.228517        GBP

25p ordinary

CFD

 

Long

298

5.232811        GBP

25p ordinary

CFD

 

Long

97

5.263243        GBP

25p ordinary

CFD

 

Long

84

5.210172        GBP

25p ordinary

CFD

 

Long

62

5.255        GBP

25p ordinary

CFD

 

Long

282

5.223038   GBP

25p ordinary

CFD

 

Long

2560

5.25199609375        GBP

25p ordinary

CFD

 

Long

5567

5.23274833842285        GBP

25p ordinary

CFD

 

Long

35731

5.24294        GBP

25p ordinary

CFD

 

Long

83117

5.24179        GBP

25p ordinary

CFD

 

Long

1147

5.2379        GBP

25p ordinary

CFD

 

Short

270485

5.22924791        GBP

25p ordinary

CFD

 

Short

8800

5.241936        GBP

25p ordinary

CFD

 

Short

212542

5.2536        GBP

25p ordinary

CFD

 

Short

286528

5.25131251        GBP

25p ordinary

CFD

 

Short

15293

5.24509032        GBP

25p ordinary

CFD

 

Short

30586

5.24967227        GBP

25p ordinary

CFD

 

Short

12045

5.252481        GBP

25p ordinary

CFD

 

Short

183

5.241031        GBP

25p ordinary

CFD

 

Short

6

5.254525        GBP

25p ordinary

CFD

 

Short

10

5.242124        GBP

25p ordinary

CFD

 

Short

11

5.237649        GBP

25p ordinary

CFD

 

Short

161

5.241448        GBP

25p ordinary

CFD

 

Short

13

5.253561        GBP

25p ordinary

CFD

 

Short

4

5.243597        GBP

25p ordinary

CFD

 

Short

121

5.238268        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

11 April 2018

Contact name:

Wendy Dent

Telephone number:

+44 (0)207 568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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