Source - RNS
RNS Number : 6176K
Morgan Stanley & Co. Int'l plc
11 April 2018
 

AMENDMENT Section (2c)  

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

03 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 131

 149.6400 USD

 148.5000 USD

 ADR

 SALES

 100

 148.5000 USD

 148.5000 USD

 5p ordinary

 PURCHASES

 848,926

 35.7350 GBP

 34.7850 GBP

 5p ordinary

 SALES

 868,502

 35.7350 GBP

 34.7700 GBP

 5p ordinary

 SALES

 16,121

 49.7931 USD

 49.7931 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 20

 148.2100 USD

 ADR

 CFD

 LONG

 61

 148.4600 USD

 ADR

 CFD

 LONG

 66

 148.4600 USD

 ADR

 CFD

 LONG

 975

 148.4600 USD

 ADR

 CFD

 LONG

 177

 148.4600 USD

 ADR

 CFD

 LONG

 176

 148.4600 USD

 ADR

 CFD

 LONG

 975

 148.4600 USD

 ADR

 CFD

 LONG

 135

 148.4600 USD

 ADR

 CFD

 LONG

 228

 148.4600 USD

 ADR

 CFD

 LONG

 109

 148.4600 USD

 ADR

 CFD

 LONG

 65

 149.6500 USD

 ADR

 CFD

 SHORT

 33

 147.1100 USD

 ADR

 CFD

 SHORT

 18

 148.4600 USD

 ADR

 CFD

 SHORT

 18

 148.4600 USD

 ADR

 CFD

 SHORT

 277

 149.6500 USD

 ADR

 CFD

 SHORT

 277

 149.6500 USD

 ADR

 CFD

 SHORT

 586

 149.6500 USD

 ADR

 CFD

 SHORT

 585

 149.6500 USD

 ADR

 CFD

 SHORT

 61

 149.6500 USD

 5p ordinary

 CFD

 LONG

 2,000

 34.9178 GBP

 5p ordinary

 CFD

 LONG

 7,272

 35.0750 GBP

 5p ordinary

 CFD

 LONG

 110

 35.0750 GBP

 5p ordinary

 CFD

 LONG

 2,754

 35.0750 GBP

 5p ordinary

 CFD

 LONG

 4,159

 35.0750 GBP

 5p ordinary

 CFD

 LONG

 249

 35.0888 GBP

 5p ordinary

 CFD

 LONG

 253

 35.1172 GBP

 5p ordinary

 CFD

 LONG

 318

 35.1295 GBP

 5p ordinary

 CFD

 LONG

 9,142

 35.1324 GBP

 5p ordinary

 CFD

 LONG

 15,858

 35.1324 GBP

 5p ordinary

 CFD

 LONG

 3

 35.1650 GBP

 5p ordinary

 CFD

 LONG

 95

 35.1650 GBP

 5p ordinary

 CFD

 LONG

 36

 35.1650 GBP

 5p ordinary

 CFD

 LONG

 3

 35.1650 GBP

 5p ordinary

 CFD

 LONG

 135

 35.1708 GBP

 5p ordinary

 CFD

 LONG

 11

 35.1711 GBP

 5p ordinary

 CFD

 LONG

 20

 35.1711 GBP

 5p ordinary

 CFD

 LONG

 2

 35.1711 GBP

 5p ordinary

 CFD

 LONG

 1

 35.1711 GBP

 5p ordinary

 CFD

 LONG

 22

 35.1711 GBP

 5p ordinary

 CFD

 LONG

 8

 35.1711 GBP

 5p ordinary

 CFD

 LONG

 4

 35.1726 GBP

 5p ordinary

 CFD

 LONG

 220

 35.1726 GBP

 5p ordinary

 CFD

 LONG

 40

 35.1726 GBP

 5p ordinary

 CFD

 LONG

 4,183

 35.1761 GBP

 5p ordinary

 CFD

 LONG

 310

 35.1763 GBP

 5p ordinary

 CFD

 LONG

 128

 35.1776 GBP

 5p ordinary

 CFD

 LONG

 69

 35.1776 GBP

 5p ordinary

 CFD

 LONG

 1,109

 35.1776 GBP

 5p ordinary

 CFD

 LONG

 1,665

 35.1969 GBP

 5p ordinary

 CFD

 LONG

 67,149

 35.2071 GBP

 5p ordinary

 CFD

 LONG

 4,182

 35.2376 GBP

 5p ordinary

 CFD

 LONG

 29,020

 35.2463 GBP

 5p ordinary

 CFD

 LONG

 32

 35.3100 GBP

 5p ordinary

 CFD

 LONG

 14

 35.3100 GBP

 5p ordinary

 CFD

 LONG

 72

 35.3170 GBP

 5p ordinary

 CFD

 LONG

 166

 35.3170 GBP

 5p ordinary

 CFD

 LONG

 683

 35.3170 GBP

 5p ordinary

 CFD

 LONG

 8,500

 35.4487 GBP

 5p ordinary

 CFD

 LONG

 550

 35.4550 GBP

 5p ordinary

 CFD

 LONG

 3,220

 35.5090 GBP

 5p ordinary

 CFD

 LONG

 528

 35.5090 GBP

 5p ordinary

 CFD

 LONG

 284

 35.5090 GBP

 5p ordinary

 CFD

 SHORT

 380

 35.0750 GBP

 5p ordinary

 CFD

 SHORT

 703

 35.0750 GBP

 5p ordinary

 CFD

 SHORT

 5,959

 35.0750 GBP

 5p ordinary

 CFD

 SHORT

 5,959

 35.0750 GBP

 5p ordinary

 CFD

 SHORT

 136

 35.0750 GBP

 5p ordinary

 CFD

 SHORT

 504

 35.0890 GBP

 5p ordinary

 CFD

 SHORT

 420

 35.0890 GBP

 5p ordinary

 CFD

 SHORT

 2,027

 35.1001 GBP

 5p ordinary

 CFD

 SHORT

 3,040

 35.1001 GBP

 5p ordinary

 CFD

 SHORT

 6,777

 35.1740 GBP

 5p ordinary

 CFD

 SHORT

 127

 35.1818 GBP

 5p ordinary

 CFD

 SHORT

 61

 35.1818 GBP

 5p ordinary

 CFD

 SHORT

 107

 35.1818 GBP

 5p ordinary

 CFD

 SHORT

 120

 35.1831 GBP

 5p ordinary

 CFD

 SHORT

 1,370

 35.1831 GBP

 5p ordinary

 CFD

 SHORT

 240

 35.1831 GBP

 5p ordinary

 CFD

 SHORT

 1,260

 35.1831 GBP

 5p ordinary

 CFD

 SHORT

 290

 35.1831 GBP

 5p ordinary

 CFD

 SHORT

 8

 35.1861 GBP

 5p ordinary

 CFD

 SHORT

 7

 35.1861 GBP

 5p ordinary

 CFD

 SHORT

 67,149

 35.2032 GBP

 5p ordinary

 CFD

 SHORT

 328

 35.2059 GBP

 5p ordinary

 CFD

 SHORT

 27,186

 35.2315 GBP

 5p ordinary

 CFD

 SHORT

 4,447

 35.2369 GBP

 5p ordinary

 CFD

 SHORT

 53

 35.3112 GBP

 5p ordinary

 CFD

 SHORT

 25,000

 35.3115 GBP

 5p ordinary

 CFD

 SHORT

 49,000

 35.3115 GBP

 5p ordinary

 CFD

 SHORT

 26,000

 35.3115 GBP

 5p ordinary

 CFD

 SHORT

 23

 35.3850 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 ADR

 PUT

 SALE

 6,000

 134.6850

 E

 03/07/2018

 3.0827 USD

 ADR

 PUT

 SALE

 2,000

 134.6850

 E

 03/07/2018

 3.0827 USD

 ADR

 PUT

 PURCHASE

 6,000

 134.6850

 E

 03/07/2018

 3.0827 USD

 ADR

 PUT

 PURCHASE

 2,000

 134.6850

 E

 03/07/2018

 3.0827 USD

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

11 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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