Source - RNS
RNS Number : 7209K
Morgan Stanley & Co. Int'l plc
12 April 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

11 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 1

 153.0000 USD

 153.0000 USD

 ADR

 SALES

 8

 153.0000 USD

 151.9300 USD

 5p ordinary

 PURCHASES

 442,009

 36.5150 GBP

 35.7800 GBP

 5p ordinary

 SALES

 312,556

 36.5150 GBP

 35.8000 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 68

 152.1100 USD

 ADR

 CFD

 LONG

 68

 152.1100 USD

 ADR

 CFD

 LONG

 258

 153.9900 USD

 ADR

 CFD

 LONG

 61

 153.9900 USD

 ADR

 CFD

 LONG

 64

 154.4500 USD

 ADR

 CFD

 LONG

 11

 154.4500 USD

 ADR

 CFD

 LONG

 63

 154.4500 USD

 ADR

 CFD

 SHORT

 182

 152.1100 USD

 ADR

 CFD

 SHORT

 11

 152.1100 USD

 ADR

 CFD

 SHORT

 71

 152.1100 USD

 ADR

 CFD

 SHORT

 355

 152.1100 USD

 ADR

 CFD

 SHORT

 64

 152.1100 USD

 ADR

 CFD

 SHORT

 11

 152.1100 USD

 ADR

 CFD

 SHORT

 12

 152.1100 USD

 ADR

 CFD

 SHORT

 62

 153.9309 USD

 ADR

 CFD

 SHORT

 260

 153.9309 USD

 ADR

 CFD

 SHORT

 176

 154.4500 USD

 ADR

 CFD

 SHORT

 177

 154.4500 USD

 5p ordinary

 CFD

 LONG

 51,592

 35.8914 GBP

 5p ordinary

 CFD

 LONG

 9

 35.8950 GBP

 5p ordinary

 CFD

 LONG

 15,374

 35.8950 GBP

 5p ordinary

 CFD

 LONG

 17,437

 35.8950 GBP

 5p ordinary

 CFD

 LONG

 35,870

 35.9988 GBP

 5p ordinary

 CFD

 LONG

 812

 36.0571 GBP

 5p ordinary

 CFD

 LONG

 39

 36.0839 GBP

 5p ordinary

 CFD

 LONG

 26,348

 36.0879 GBP

 5p ordinary

 CFD

 LONG

 870

 36.1068 GBP

 5p ordinary

 CFD

 LONG

 11,209

 36.1230 GBP

 5p ordinary

 CFD

 LONG

 2

 36.1680 GBP

 5p ordinary

 CFD

 LONG

 1

 36.1680 GBP

 5p ordinary

 CFD

 LONG

 22

 36.1680 GBP

 5p ordinary

 CFD

 LONG

 125

 36.1680 GBP

 5p ordinary

 CFD

 LONG

 2,962

 36.2287 GBP

 5p ordinary

 CFD

 LONG

 255

 36.2287 GBP

 5p ordinary

 CFD

 LONG

 569

 36.2287 GBP

 5p ordinary

 CFD

 LONG

 161

 36.2297 GBP

 5p ordinary

 CFD

 LONG

 65

 36.2297 GBP

 5p ordinary

 CFD

 LONG

 678

 36.2297 GBP

 5p ordinary

 CFD

 LONG

 487

 36.4480 GBP

 5p ordinary

 CFD

 SHORT

 76

 35.8807 GBP

 5p ordinary

 CFD

 SHORT

 420

 35.8820 GBP

 5p ordinary

 CFD

 SHORT

 23

 35.8853 GBP

 5p ordinary

 CFD

 SHORT

 581

 35.8950 GBP

 5p ordinary

 CFD

 SHORT

 17

 35.8950 GBP

 5p ordinary

 CFD

 SHORT

 4,258

 35.8950 GBP

 5p ordinary

 CFD

 SHORT

 51,592

 35.8950 GBP

 5p ordinary

 CFD

 SHORT

 4,257

 35.8950 GBP

 5p ordinary

 CFD

 SHORT

 13,451

 35.8950 GBP

 5p ordinary

 CFD

 SHORT

 1,305

 35.8950 GBP

 5p ordinary

 CFD

 SHORT

 16,819

 35.8950 GBP

 5p ordinary

 CFD

 SHORT

 2,821

 35.8950 GBP

 5p ordinary

 CFD

 SHORT

 4,195

 35.8985 GBP

 5p ordinary

 CFD

 SHORT

 4,068

 35.9123 GBP

 5p ordinary

 CFD

 SHORT

 5,247

 35.9123 GBP

 5p ordinary

 CFD

 SHORT

 53

 35.9681 GBP

 5p ordinary

 CFD

 SHORT

 38,418

 35.9999 GBP

 5p ordinary

 CFD

 SHORT

 2,000

 36.0039 GBP

 5p ordinary

 CFD

 SHORT

 3,000

 36.0039 GBP

 5p ordinary

 CFD

 SHORT

 190

 36.0419 GBP

 5p ordinary

 CFD

 SHORT

 75

 36.0787 GBP

 5p ordinary

 CFD

 SHORT

 29,046

 36.0822 GBP

 5p ordinary

 CFD

 SHORT

 143

 36.0920 GBP

 5p ordinary

 CFD

 SHORT

 12,590

 36.1002 GBP

 5p ordinary

 CFD

 SHORT

 31

 36.1095 GBP

 5p ordinary

 CFD

 SHORT

 231

 36.1352 GBP

 5p ordinary

 CFD

 SHORT

 2,698

 36.1487 GBP

 5p ordinary

 CFD

 SHORT

 8,511

 36.1487 GBP

 5p ordinary

 CFD

 SHORT

 135

 36.1617 GBP

 5p ordinary

 CFD

 SHORT

 74

 36.1617 GBP

 5p ordinary

 CFD

 SHORT

 892

 36.1617 GBP

 5p ordinary

 CFD

 SHORT

 2,000

 36.2479 GBP

 5p ordinary

 CFD

 SHORT

 3,000

 36.2479 GBP

 5p ordinary

 CFD

 SHORT

 46,177

 36.2495 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

12 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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