Source - RNS
RNS Number : 7419K
UBS AG (EPT)
12 April 2018
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Klepierre S.A.

(c) Name of the party to the offer with which exempt principal trader is connected:

            Hammerson plc

(d) Date dealing undertaken:

            11 April 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES

Hammerson plc

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

EUR 1.40

Buy

 

269970

33.09004        EUR

32.66000        EUR

EUR 1.40

Sell

 

170362

33.08506       EUR

32.66000        EUR

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

EUR 1.40

CFD

 

Long

2697

32.955769        EUR

EUR 1.40

CFD

 

Long

614

32.9038599348534        EUR

EUR 1.40

CFD

 

Long

416

32.9888221153846        EUR

EUR 1.40

CFD

 

Long

1841

32.98240087        EUR

EUR 1.40

CFD

 

Long

384

32.9882291666667        EUR

EUR 1.40

CFD

 

Long

94

32.92        EUR

EUR 1.40

CFD

 

Long

1741

32.9307        EUR

EUR 1.40

CFD

 

Short

183

32.94306        EUR

EUR 1.40

CFD

 

Short

1293

32.943047        EUR

EUR 1.40

CFD

 

Short

62298

32.999487        EUR

EUR 1.40

CFD

 

Short

10445

32.943044        EUR

EUR 1.40

CFD

 

Short

794

32.999484        EUR

EUR 1.40

CFD

 

Short

245

32.943061        EUR

EUR 1.40

CFD

 

Short

597

32.999481        EUR

EUR 1.40

CFD

 

Short

900

32.954517        EUR

EUR 1.40

CFD

 

Short

5311

32.92        EUR

EUR 1.40

CFD

 

Short

583

33.09004     EUR

EUR 1.40

CFD

 

Short

24710

32.9191        EUR

EUR 1.40

CFD

 

Short

500

32.66        EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Tendered Ordinary

Put Option

Sell

70 lots (1000 SHS per lot)

31

American

18/05/2018

0.84

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

12 April 2018

Contact name:

Wendy Dent

Telephone number:

+44 (0)207 568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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