Source - RNS
RNS Number : 7567K
Morgan Stanley & Co. Int'l plc
12 April 2018
 

AMENDMENT Section (2a) 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

10 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 3,500

 156.1379 USD

 156.1379 USD

 ADR

 SALES

 3,500

 156.1379 USD

 156.1379 USD

 5p ordinary

 PURCHASES

 563,724

 37.0500 GBP

 36.2300 GBP

 5p ordinary

 SALES

 428,106

 37.0850 GBP

 36.2300 GBP

 5p ordinary

 SALES

 21,815

 51.6936 USD

 51.6936 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 177

 153.8300 USD

 ADR

 CFD

 LONG

 176

 153.8300 USD

 ADR

 CFD

 LONG

 7

 153.8300 USD

 ADR

 CFD

 LONG

 177

 153.8300 USD

 ADR

 CFD

 LONG

 97

 153.8300 USD

 ADR

 CFD

 LONG

 7

 153.8300 USD

 ADR

 CFD

 LONG

 232

 153.8300 USD

 ADR

 CFD

 LONG

 107

 156.2900 USD

 ADR

 CFD

 LONG

 34

 156.2900 USD

 ADR

 CFD

 SHORT

 34

 153.8300 USD

 ADR

 CFD

 SHORT

 107

 153.8300 USD

 ADR

 CFD

 SHORT

 137

 156.2900 USD

 ADR

 CFD

 SHORT

 138

 156.2900 USD

 5p ordinary

 CFD

 LONG

 23

 36.3479 GBP

 5p ordinary

 CFD

 LONG

 26

 36.3479 GBP

 5p ordinary

 CFD

 LONG

 151

 36.3479 GBP

 5p ordinary

 CFD

 LONG

 124

 36.5091 GBP

 5p ordinary

 CFD

 LONG

 150

 36.5123 GBP

 5p ordinary

 CFD

 LONG

 2,437

 36.5300 GBP

 5p ordinary

 CFD

 LONG

 3,076

 36.5300 GBP

 5p ordinary

 CFD

 LONG

 4,674

 36.5300 GBP

 5p ordinary

 CFD

 LONG

 239

 36.5300 GBP

 5p ordinary

 CFD

 LONG

 7

 36.5300 GBP

 5p ordinary

 CFD

 LONG

 10,000

 36.5300 GBP

 5p ordinary

 CFD

 LONG

 15,937

 36.5300 GBP

 5p ordinary

 CFD

 LONG

 5,842

 36.5300 GBP

 5p ordinary

 CFD

 LONG

 79

 36.5449 GBP

 5p ordinary

 CFD

 LONG

 65,957

 36.5572 GBP

 5p ordinary

 CFD

 LONG

 855

 36.5682 GBP

 5p ordinary

 CFD

 LONG

 486

 36.5682 GBP

 5p ordinary

 CFD

 LONG

 1,022

 36.5682 GBP

 5p ordinary

 CFD

 LONG

 172

 36.5700 GBP

 5p ordinary

 CFD

 LONG

 1,486

 36.5700 GBP

 5p ordinary

 CFD

 LONG

 1,760

 36.5707 GBP

 5p ordinary

 CFD

 LONG

 57

 36.5814 GBP

 5p ordinary

 CFD

 LONG

 58

 36.5814 GBP

 5p ordinary

 CFD

 LONG

 391

 36.5814 GBP

 5p ordinary

 CFD

 LONG

 2,501

 36.8435 GBP

 5p ordinary

 CFD

 LONG

 2,698

 36.8435 GBP

 5p ordinary

 CFD

 LONG

 1,451

 37.0850 GBP

 5p ordinary

 CFD

 SHORT

 52

 36.4167 GBP

 5p ordinary

 CFD

 SHORT

 1,566

 36.4286 GBP

 5p ordinary

 CFD

 SHORT

 50,823

 36.4294 GBP

 5p ordinary

 CFD

 SHORT

 198

 36.4923 GBP

 5p ordinary

 CFD

 SHORT

 368

 36.4923 GBP

 5p ordinary

 CFD

 SHORT

 2,482

 36.4923 GBP

 5p ordinary

 CFD

 SHORT

 2,343

 36.5037 GBP

 5p ordinary

 CFD

 SHORT

 2,200

 36.5037 GBP

 5p ordinary

 CFD

 SHORT

 2,100

 36.5037 GBP

 5p ordinary

 CFD

 SHORT

 1,983

 36.5037 GBP

 5p ordinary

 CFD

 SHORT

 1,100

 36.5037 GBP

 5p ordinary

 CFD

 SHORT

 3,000

 36.5059 GBP

 5p ordinary

 CFD

 SHORT

 2,000

 36.5059 GBP

 5p ordinary

 CFD

 SHORT

 5,810

 36.5104 GBP

 5p ordinary

 CFD

 SHORT

 3,939

 36.5300 GBP

 5p ordinary

 CFD

 SHORT

 3,939

 36.5300 GBP

 5p ordinary

 CFD

 SHORT

 1,486

 36.5300 GBP

 5p ordinary

 CFD

 SHORT

 169

 36.5300 GBP

 5p ordinary

 CFD

 SHORT

 96

 36.5320 GBP

 5p ordinary

 CFD

 SHORT

 10,257

 36.5400 GBP

 5p ordinary

 CFD

 SHORT

 64,706

 36.5407 GBP

 5p ordinary

 CFD

 SHORT

 25,937

 36.5840 GBP

 5p ordinary

 CFD

 SHORT

 1,451

 36.6114 GBP

 5p ordinary

 CFD

 SHORT

 23,414

 36.6114 GBP

 5p ordinary

 CFD

 SHORT

 1,447

 36.9781 GBP

 5p ordinary

 CFD

 SHORT

 3,752

 36.9781 GBP

 5p ordinary

 CFD

 SHORT

 364

 37.0050 GBP

 5p ordinary

 CFD

 SHORT

 172

 37.0105 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

12 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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