Source - BUS

Form 8.3 - SHIRE PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

11 April 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,372,564 0.59% 3,554,481 0.39%
           
(2) Cash-settled derivatives:
393,595 0.04% 2,955,988 0.32%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 329,900 0.04% 432,800 0.05%
           
(4)
TOTAL: 6,096,059 0.67% 6,943,269 0.76%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)   Purchases and sales          
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ADR Purchase 49 152.6246 USD
ADR Purchase 100 152.7550 USD
ADR Purchase 100 152.7200 USD
ADR Purchase 100 152.3100 USD
ADR Purchase 100 152.5200 USD
5p ordinary Purchase 142 36.1379 GBP
5p ordinary Purchase 171 36.2150 GBP
ADR Purchase 177 153.4756 USD
5p ordinary Purchase 193 36.3200 GBP
ADR Purchase 200 152.6400 USD
5p ordinary Purchase 217 36.0558 GBP
5p ordinary Purchase 242 35.8973 GBP
ADR Purchase 245 153.9139 USD
ADR Purchase 300 153.5333 USD
ADR Purchase 300 152.8933 USD
ADR Purchase 442 152.3688 USD
ADR Purchase 600 152.8400 USD
ADR Purchase 752 153.6746 USD
ADR Purchase 1,175 152.1414 USD
5p ordinary Purchase 1,249 36.0346 GBP
5p ordinary Purchase 1,267 35.9752 GBP
5p ordinary Purchase 1,945 36.0615 GBP
ADR Purchase 1,959 151.8974 USD
5p ordinary Purchase 2,268 36.2019 GBP
5p ordinary Purchase 2,464 36.1368 GBP
ADR Purchase 2,800 153.3279 USD
ADR Purchase 3,100 153.0828 USD
ADR Purchase 3,118 151.8900 USD
5p ordinary Purchase 3,356 36.0932 GBP
5p ordinary Purchase 5,209 36.2122 GBP
ADR Purchase 5,396 153.1176 USD
5p ordinary Purchase 5,494 36.0722 GBP
5p ordinary Purchase 6,019 36.1405 GBP
ADR Purchase 7,275 153.3771 USD
5p ordinary Purchase 8,477 36.0617 GBP
5p ordinary Purchase 9,135 36.0907 GBP
5p ordinary Purchase 9,520 36.1381 GBP
5p ordinary Purchase 9,899 36.1154 GBP
5p ordinary Purchase 15,657 35.8950 GBP
5p ordinary Purchase 18,290 36.1376 GBP
5p ordinary Purchase 18,533 36.1000 GBP
5p ordinary Purchase 20,000 36.0728 GBP
5p ordinary Purchase 21,457 36.1873 GBP
5p ordinary Purchase 24,644 36.2649 GBP
5p ordinary Purchase 31,091 36.3089 GBP
5p ordinary Purchase 34,112 36.1638 GBP
5p ordinary Purchase 43,190 35.9336 GBP
5p ordinary Purchase 51,592 35.8914 GBP
5p ordinary Purchase 51,829 35.9565 GBP
5p ordinary Purchase 63,823 35.9457 GBP
5p ordinary Purchase 67,923 36.1223 GBP
5p ordinary Purchase 83,547 36.0861 GBP
5p ordinary Sale 48 35.9333 GBP
ADR Sale 62 153.9451 USD
ADR Sale 100 154.2800 USD
ADR Sale 100 153.8500 USD
ADR Sale 100 153.8400 USD
ADR Sale 100 152.1000 USD
ADR Sale 100 152.0000 USD
ADR Sale 183 153.9033 USD
ADR Sale 200 154.2350 USD
ADR Sale 300 153.2433 USD
ADR Sale 400 151.9262 USD
ADR Sale 442 152.3688 USD
5p ordinary Sale 448 36.1795 GBP
ADR Sale 610 153.1903 USD
ADR Sale 800 153.2346 USD
ADR Sale 900 152.1344 USD
5p ordinary Sale 1,000 35.9500 GBP
5p ordinary Sale 1,113 35.9916 GBP
5p ordinary Sale 1,200 36.2182 GBP
5p ordinary Sale 1,307 36.1636 GBP
ADR Sale 1,400 153.2616 USD
5p ordinary Sale 1,402 35.9625 GBP
5p ordinary Sale 1,560 35.9541 GBP
5p ordinary Sale 1,588 36.0167 GBP
ADR Sale 1,600 153.3000 USD
ADR Sale 1,624 152.2630 USD
5p ordinary Sale 1,959 36.2100 GBP
ADR Sale 2,200 152.9731 USD
ADR Sale 2,457 152.9836 USD
5p ordinary Sale 2,684 36.2646 GBP
ADR Sale 3,118 151.8900 USD
5p ordinary Sale 3,517 36.1567 GBP
ADR Sale 4,086 153.0072 USD
ADR Sale 6,947 153.4904 USD
5p ordinary Sale 7,048 36.1325 GBP
5p ordinary Sale 8,233 36.0647 GBP
5p ordinary Sale 10,132 36.0460 GBP
5p ordinary Sale 11,079 36.1497 GBP
5p ordinary Sale 17,276 36.0187 GBP
5p ordinary Sale 18,118 35.8950 GBP
5p ordinary Sale 22,864 35.8966 GBP
5p ordinary Sale 30,566 36.1778 GBP
5p ordinary Sale 95,514 36.0450 GBP
5p ordinary Sale 125,279 36.0892 GBP
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 11 35.9336 GBP
5p ordinary CFD Long 16 35.9331 GBP
5p ordinary CFD Long 21 35.9333 GBP
5p ordinary SWAP Long 840 36.1754 GBP
5p ordinary CFD Long 1,560 35.9541 GBP
5p ordinary SWAP Long 2,535 36.2479 GBP
5p ordinary SWAP Long 5,791 36.1202 GBP
5p ordinary CFD Long 8,233 36.0647 GBP
5p ordinary CFD Long 10,132 36.0460 GBP
5p ordinary CFD Long 13,836 36.1088 GBP
5p ordinary SWAP Long 23,729 35.8950 GBP
5p ordinary SWAP Long 26,706 36.1468 GBP
5p ordinary CFD Short 27 36.1381 GBP
5p ordinary CFD Short 33 36.1378 GBP
5p ordinary CFD Short 40 36.0560 GBP
5p ordinary CFD Short 82 36.1380 GBP
5p ordinary CFD Short 177 36.0558 GBP
5p ordinary CFD Short 242 35.8973 GBP
5p ordinary SWAP Short 572 35.9208 GBP
5p ordinary CFD Short 800 35.8982 GBP
5p ordinary CFD Short 913 36.1018 GBP
5p ordinary CFD Short 999 36.2926 GBP
5p ordinary CFD Short 1,871 36.2792 GBP
5p ordinary CFD Short 2,500 35.9332 GBP
5p ordinary CFD Short 3,000 35.8978 GBP
5p ordinary SWAP Short 3,356 36.0932 GBP
5p ordinary CFD Short 5,494 36.0722 GBP
5p ordinary CFD Short 9,899 36.1154 GBP
5p ordinary SWAP Short 15,657 35.8950 GBP
5p ordinary SWAP Short 16,213 35.9138 GBP
5p ordinary CFD Short 18,290 36.1376 GBP
5p ordinary SWAP Short 23,953 36.2338 GBP
5p ordinary CFD Short 24,644 36.2649 GBP
5p ordinary SWAP Short 26,876 36.1515 GBP
5p ordinary CFD Short 39,289 36.1726 GBP
5p ordinary SWAP Short 43,190 35.9336 GBP
5p ordinary SWAP Short 46,321 36.0323 GBP
5p ordinary SWAP Short 51,829 35.9565 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

12 April 2018

Contact name:

ELISE TANG

Telephone number:

0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   =G237:G256
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 41,900 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Call Options Written -2,200 200.0000 American 20 Apr 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -3,000 130.0000 American 18 Jan 2019
ADR Put Options Purchased -3,300 110.0000 American 20 Apr 2018
ADR Put Options Purchased -4,700 130.0000 American 20 Apr 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Call Options Written -11,500 155.0000 American 20 Apr 2018
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 1,400 135.0000 American 20 Apr 2018
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Put Options Purchased -100 150.0000 American 13 Apr 2018
ADR Call Options Written -200 153.0000 American 13 Apr 2018
ADR Put Options Purchased -300 149.0000 American 13 Apr 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Written -700 210.0000 American 20 Apr 2018
ADR Call Options Written -1,000 160.0000 American 25 May 2018
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 125.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -200 155.0000 American 4 May 2018
ADR Call Options Written -500 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Call Options Purchased 4,000 200.0000 American 18 Jan 2019
ADR Call Options Purchased 1,300 130.0000 American 20 Apr 2018
ADR Call Options Purchased 900 160.0000 American 20 Apr 2018
ADR Call Options Purchased 300 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 110.0000 American 20 Apr 2018
ADR Call Options Purchased 100 170.0000 American 20 Apr 2018
ADR Call Options Written -1,800 205.0000 American 20 Apr 2018
ADR Put Options Purchased -2,100 115.0000 American 20 Apr 2018
ADR Call Options Written -3,100 180.0000 American 20 Apr 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Put Options Purchased -500 130.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 143.0000 American 20 Apr 2018
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,700 140.0000 American 20 Apr 2018
ADR Call Options Purchased 2,100 120.0000 American 20 Apr 2018
ADR Put Options Written 700 125.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 500 190.0000 American 20 Apr 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 195.0000 American 18 Jan 2019
ADR Call Options Purchased 100 185.0000 American 18 Jan 2019
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -39,200 150.0000 American 20 Apr 2018
ADR Call Options Written -13,500 180.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -200 145.0000 American 4 May 2018
ADR Put Options Purchased -300 150.0000 American 20 Apr 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 700 136.0000 American 13 Apr 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -5,500 135.0000 American 20 Apr 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 120.0000 American 20 Apr 2018
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Written 3,100 145.0000 American 27 Apr 2018
ADR Put Options Written 2,300 120.0000 American 18 Jan 2019
ADR Put Options Written 2,000 155.0000 American 20 Apr 2018
ADR Call Options Purchased 500 185.0000 American 20 Apr 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -100 145.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Call Options Purchased 13,400 165.0000 American 20 Apr 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 3,000 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,000 150.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 800 140.0000 American 20 Apr 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Call Options Purchased 100 160.0000 American 13 Apr 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 20 Apr 2018
ADR Put Options Purchased -1,900 125.0000 American 20 Apr 2018
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -3,300 175.0000 American 20 Apr 2018
ADR Put Options Purchased -100 105.0000 American 20 Apr 2018
ADR Put Options Purchased -100 95.0000 American 20 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Call Options Written -500 125.0000 American 20 Apr 2018
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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