Source - RNS
RNS Number : 7899K
JPMorgan Securities Plc
12 April 2018
 

AMENDMENT

INCREASED EQUITY SALES BY 196 TO 734,164

ADDED EQUITY SWAP PURCHASES OF 377,464

ADDED EQUITY SWAP SALES OF 256,796

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Joint Financial Adviser to Takeda Pharmaceutical Company Limited

(d) Date dealing undertaken:

3 April 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(GBP)

Lowest price per unit paid/received

(GBP)

Ordinary Shares

Purchases

 

Sales

577,529

 

734,164

35.6450

 

35.7000

34.8349

 

34.7750

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(GBP)

Ordinary Shares

Equity Swaps

Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Short

 

 

658

 228

 92

 10

 14,424

 2,201

 47,102

 154

 732

 483

 72

 6,588

 195

 1

 3,960

 6,444

 1,694

 646

 7,058

 872

 1

 346

 52,703

 40,875

 25,327

 4,783

 6,085

 129

 1,516

 3

 66,849

 18

 3,442

 40,982

 8,226

 3,639

 1,655

 8

 2,575

 1,456

 2,171

 6

 5

 8,230

 12,636

 184

 

 3,330

 17,274

 520

 32,685

 2,754

 8,890

 179

 4,000

 7,734

 50,320

 20,067

 13,315

 956

 22

 187

 50,790

 7,663

 573

 341

 1,346

 2,292

 10,329

 1,743

 9,861

 24

 97

 3,928

 756

 865

 3,955

34.9147

34.9493

35.0040

35.0285

35.0710

35.0715

35.0734

35.0750

35.1020

35.1061

35.1082

35.1098

35.1122

35.1150

35.1168

35.1170

35.1207

35.1316

35.1390

35.1399

35.1465

35.1537

35.1546

35.1561

35.1584

35.1596

35.1604

35.1624

35.1664

35.1819

35.1911

35.1952

35.1983

35.2025

35.2258

35.2298

35.2326

35.2519

35.2622

35.2741

35.3022

35.3142

35.3273

35.3371

35.3619

35.4114

 

34.8349

34.8783

35.0069

35.0443

35.0750

35.0752

35.0761

35.0803

35.0861

35.0980

35.1101

35.1243

35.1284

35.1285

35.1291

35.1412

35.1646

35.2149

35.2291

35.2591

35.2763

35.3035

35.3108

35.3147

35.3240

35.3241

35.3242

35.3475

35.3477

35.3647

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(GBP)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(GBP)









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(GBP)





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable) (GBP)


 

 



 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

12 April 2018

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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