Source - RNS
RNS Number : 8768K
Morgan Stanley & Co. Int'l plc
13 April 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

12 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 3,005

 157.6362 USD

 157.0798 USD

 ADR

 SALES

 3,005

 157.6362 USD

 157.0798 USD

 5p ordinary

 PURCHASES

 1,860,735

 37.2500 GBP

 36.0450 GBP

 5p ordinary

 SALES

 1,978,271

 37.2600 GBP

 36.0450 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 Constant Leverage Certificate (X5) - (ISIN - DE000MF34LJ6)

 SHORT

 50

 8.3000 EUR

 ADR

 CFD

 LONG

 60

 157.2800 USD

 ADR

 CFD

 LONG

 60

 157.4600 USD

 ADR

 CFD

 LONG

 19

 157.4600 USD

 ADR

 CFD

 LONG

 317

 157.8400 USD

 ADR

 CFD

 LONG

 31

 157.9200 USD

 ADR

 CFD

 LONG

 32

 157.9200 USD

 ADR

 CFD

 SHORT

 60

 156.9200 USD

 ADR

 CFD

 SHORT

 108

 157.2831 USD

 ADR

 CFD

 SHORT

 63

 157.4600 USD

 ADR

 CFD

 SHORT

 1,500

 157.8752 USD

 ADR

 CFD

 SHORT

 19

 157.9200 USD

 ADR

 CFD

 SHORT

 161

 157.9200 USD

 ADR

 CFD

 SHORT

 60

 157.9200 USD

 ADR

 CFD

 SHORT

 60

 157.9200 USD

 ADR

 CFD

 SHORT

 107

 157.9200 USD

 5p ordinary

 CFD

 LONG

 42

 36.6795 GBP

 5p ordinary

 CFD

 LONG

 74

 36.6795 GBP

 5p ordinary

 CFD

 LONG

 524

 36.6795 GBP

 5p ordinary

 CFD

 LONG

 20,338

 36.6910 GBP

 5p ordinary

 CFD

 LONG

 26,235

 36.6910 GBP

 5p ordinary

 CFD

 LONG

 4,000

 36.7344 GBP

 5p ordinary

 CFD

 LONG

 6,000

 36.7344 GBP

 5p ordinary

 CFD

 LONG

 851

 36.7541 GBP

 5p ordinary

 CFD

 LONG

 158

 36.7541 GBP

 5p ordinary

 CFD

 LONG

 71

 36.7541 GBP

 5p ordinary

 CFD

 LONG

 8,500

 36.8181 GBP

 5p ordinary

 CFD

 LONG

 2

 36.8191 GBP

 5p ordinary

 CFD

 LONG

 3

 36.8191 GBP

 5p ordinary

 CFD

 LONG

 20

 36.8191 GBP

 5p ordinary

 CFD

 LONG

 74

 36.8224 GBP

 5p ordinary

 CFD

 LONG

 45,456

 36.8364 GBP

 5p ordinary

 CFD

 LONG

 66,242

 36.8513 GBP

 5p ordinary

 CFD

 LONG

 3,393

 36.8550 GBP

 5p ordinary

 CFD

 LONG

 14,510

 36.8550 GBP

 5p ordinary

 CFD

 LONG

 4,258

 36.8550 GBP

 5p ordinary

 CFD

 LONG

 2,322

 36.8550 GBP

 5p ordinary

 CFD

 LONG

 2,321

 36.8550 GBP

 5p ordinary

 CFD

 LONG

 4,257

 36.8550 GBP

 5p ordinary

 CFD

 LONG

 18,868

 36.8666 GBP

 5p ordinary

 CFD

 LONG

 26,245

 36.8747 GBP

 5p ordinary

 CFD

 LONG

 377

 36.8885 GBP

 5p ordinary

 CFD

 LONG

 33

 36.8885 GBP

 5p ordinary

 CFD

 LONG

 81

 36.8885 GBP

 5p ordinary

 CFD

 LONG

 5

 36.9250 GBP

 5p ordinary

 CFD

 LONG

 587

 36.9664 GBP

 5p ordinary

 CFD

 LONG

 1,000

 36.9750 GBP

 5p ordinary

 CFD

 LONG

 794

 36.9800 GBP

 5p ordinary

 CFD

 LONG

 206

 36.9850 GBP

 5p ordinary

 CFD

 LONG

 1,000

 36.9850 GBP

 5p ordinary

 CFD

 LONG

 262

 37.0635 GBP

 5p ordinary

 CFD

 SHORT

 42,922

 35.8950 GBP

 5p ordinary

 CFD

 SHORT

 3,000

 36.0450 GBP

 5p ordinary

 CFD

 SHORT

 17,529

 36.2653 GBP

 5p ordinary

 CFD

 SHORT

 263,156

 36.2653 GBP

 5p ordinary

 CFD

 SHORT

 15

 36.6700 GBP

 5p ordinary

 CFD

 SHORT

 164

 36.6950 GBP

 5p ordinary

 CFD

 SHORT

 18

 36.7477 GBP

 5p ordinary

 CFD

 SHORT

 775

 36.7850 GBP

 5p ordinary

 CFD

 SHORT

 599

 36.7850 GBP

 5p ordinary

 CFD

 SHORT

 700

 36.7850 GBP

 5p ordinary

 CFD

 SHORT

 400

 36.7850 GBP

 5p ordinary

 CFD

 SHORT

 700

 36.7850 GBP

 5p ordinary

 CFD

 SHORT

 76

 36.8403 GBP

 5p ordinary

 CFD

 SHORT

 415

 36.8423 GBP

 5p ordinary

 CFD

 SHORT

 45,456

 36.8428 GBP

 5p ordinary

 CFD

 SHORT

 9,649

 36.8452 GBP

 5p ordinary

 CFD

 SHORT

 66,542

 36.8495 GBP

 5p ordinary

 CFD

 SHORT

 58

 36.8550 GBP

 5p ordinary

 CFD

 SHORT

 795

 36.8550 GBP

 5p ordinary

 CFD

 SHORT

 3,339

 36.8550 GBP

 5p ordinary

 CFD

 SHORT

 10,376

 36.8572 GBP

 5p ordinary

 CFD

 SHORT

 440

 36.8759 GBP

 5p ordinary

 CFD

 SHORT

 185

 36.8759 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 5p ordinary

 CALL

 PURCHASE

 790,000

 41.0000

 A

 15/06/2018

 0.7100 GBP

 5p ordinary

 PUT

 PURCHASE

 790,000

 34.0000

 A

 15/06/2018

 1.1900 GBP

 5p ordinary

 CALL

 SALE

 790,000

 38.0000

 A

 15/06/2018

 1.9400 GBP

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

13 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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