Source - RNS
RNS Number : 8999K
Herald Investment Trust PLC
13 April 2018
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Herald Investment Trust Plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:  


3. Details of person subject to the notification obligationiv

Name

Lazard Asset Management LLC

City and country of registered office (if applicable)

New York, United States of America

4. Full name of shareholder(s) (if different from 3.)v

Name

J.P. Morgan Chase - SWIFT

Mellon Trust

Northern Trust Co.

State Street Bank - Custodian - ETC

State Street Bank- Master Tr - ETC

State Street Bank-Custody Master Trust

City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reachedvi:

12 April 2018

6. Date on which issuer notified (DD/MM/YYYY):

13/04/2018

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

7.494%

N/A

7.494%

69,980,008

Position of previous notification (if

applicable)

8.462%

N/A

8.462%


 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Lazard Asset Management LLC

7.494%

 

7.494%


















10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi

Contact name: Legal & Compliance Department

Contact telephone number: 0207 448 2085

 

Place of completion

Lazard Asset Management Limited

Date of completion

13 April 2018

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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