Source - RNS
RNS Number : 0323L
Bank of America Merrill Lynch
16 April 2018
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Managed Account Advisors, LLC

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

N/A

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

 

CME Group Inc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

NEX Group PLC

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

13/04/2018

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES / NO / N/A

If YES, specify which: Yes - NEX Group PLC

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

Common - US12572Q1058


Interests

Short Positions

Number

%

Number

%

(1)

Relevant securities owned
and/or controlled:

5,305,352

1.558%

0

0 %

(2)

Cash-settled derivatives:

0

0%

0

0%

(3)

Stock-settled derivatives
(including options) and
agreements to purchase/sell:

0

0%

0

0 %

TOTAL:

5,305,352

1.558%

0

0%

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

N/A

Details, including nature of the rights concerned and relevant percentages:

 

N/A

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1©, copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchase/sale

Number of
securities

Price per unit

Common - ISIN US12572Q1058

Purchase

14

162.458 USD

Common - ISIN US12572Q1058

Purchase

105

163.03 USD

Common - ISIN US12572Q1058

Purchase

18

163.145 USD

Common - ISIN US12572Q1058

Purchase

492

163.244 USD

Common - ISIN US12572Q1058

Purchase

141

163.264 USD

Common - ISIN US12572Q1058

Purchase

43

163.273 USD

Common - ISIN US12572Q1058

Purchase

15

163.673 USD

Common - ISIN US12572Q1058

Purchase

1,061

163.7 USD

Common - ISIN US12572Q1058

Purchase

1

163.752 USD

Common - ISIN US12572Q1058

Purchase

406

163.87 USD

Common - ISIN US12572Q1058

Purchase

3

164.529 USD

Common - ISIN US12572Q1058

Purchase

113

164.656 USD

Common - ISIN US12572Q1058

Purchase

5

164.759 USD

Common - ISIN US12572Q1058

Purchase

341

164.873 USD

Common - ISIN US12572Q1058

Purchase

23

164.951 USD

Common - ISIN US12572Q1058

Purchase

23

165.38 USD

Common - ISIN US12572Q1058

Sale

3

162.353 USD

Common - ISIN US12572Q1058

Sale

26

162.392 USD

Common - ISIN US12572Q1058

Sale

6

162.399 USD

Common - ISIN US12572Q1058

Sale

13

162.4 USD

Common - ISIN US12572Q1058

Sale

23

162.411 USD

Common - ISIN US12572Q1058

Sale

7

162.445 USD

Common - ISIN US12572Q1058

Sale

26

162.519 USD

Common - ISIN US12572Q1058

Sale

14

162.531 USD

Common - ISIN US12572Q1058

Sale

237

162.567 USD

Common - ISIN US12572Q1058

Sale

323

162.613 USD

Common - ISIN US12572Q1058

Sale

2

162.75 USD

Common - ISIN US12572Q1058

Sale

163

162.834 USD

Common - ISIN US12572Q1058

Sale

357

162.852 USD

Common - ISIN US12572Q1058

Sale

39

163.07 USD

Common - ISIN US12572Q1058

Sale

195

163.108 USD

Common - ISIN US12572Q1058

Sale

2

163.11 USD

Common - ISIN US12572Q1058

Sale

338

163.218 USD

Common - ISIN US12572Q1058

Sale

25

163.225 USD

Common - ISIN US12572Q1058

Sale

168

163.229 USD

Common - ISIN US12572Q1058

Sale

74

163.244 USD

Common - ISIN US12572Q1058

Sale

10

163.271 USD

Common - ISIN US12572Q1058

Sale

157

163.349 USD

Common - ISIN US12572Q1058

Sale

90

163.4 USD

Common - ISIN US12572Q1058

Sale

78

163.447 USD

Common - ISIN US12572Q1058

Sale

10

163.453 USD

Common - ISIN US12572Q1058

Sale

12

163.495 USD

Common - ISIN US12572Q1058

Sale

7

163.615 USD

Common - ISIN US12572Q1058

Sale

1,151

163.69 USD

Common - ISIN US12572Q1058

Sale

26

163.755 USD

Common - ISIN US12572Q1058

Sale

290

163.825 USD

Common - ISIN US12572Q1058

Sale

228

164.441 USD

Common - ISIN US12572Q1058

Sale

161

164.471 USD

Common - ISIN US12572Q1058

Sale

4

164.65 USD

Common - ISIN US12572Q1058

Sale

113

164.99 USD

Common - ISIN US12572Q1058

Sale

5

165.38 USD

 

 

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

N/A

N/A

N/A

N/A

N/A

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

N/A

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

N/A

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

No

 

 

Date of disclosure:

 

16/04/2018

Contact name:

 

Harshini Gopa

Telephone number:

 

+44207 996 3410

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

Previous Day's trading activity in Common Stock

 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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