Source - RNS
RNS Number : 0688L
Morgan Stanley Capital Services LLC
16 April 2018
 

AMENDMENT Section (2b) 

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

12 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 4,122

 158.5100 USD

 156.1700 USD

 ADR

 SALES

 1,480

 158.3500 USD

 156.9100 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 100

 157.0300 USD

 ADR

 CFD

 LONG

 367

 157.0364 USD

 ADR

 CFD

 LONG

 257

 157.1200 USD

 ADR

 CFD

 LONG

 100

 157.2900 USD

 ADR

 CFD

 LONG

 123

 157.4600 USD

 ADR

 CFD

 LONG

 19

 157.4600 USD

 ADR

 CFD

 LONG

 60

 157.4600 USD

 ADR

 CFD

 LONG

 317

 157.8400 USD

 ADR

 CFD

 LONG

 100

 157.9200 USD

 ADR

 CFD

 LONG

 31

 157.9200 USD

 ADR

 CFD

 LONG

 100

 158.3500 USD

 ADR

 CFD

 LONG

 100

 158.3500 USD

 ADR

 CFD

 SHORT

 100

 156.9000 USD

 ADR

 CFD

 SHORT

 300

 156.9833 USD

 ADR

 CFD

 SHORT

 934

 157.0568 USD

 ADR

 CFD

 SHORT

 257

 157.1200 USD

 ADR

 CFD

 SHORT

 100

 157.4600 USD

 ADR

 CFD

 SHORT

 63

 157.4600 USD

 ADR

 CFD

 SHORT

 1,021

 157.4895 USD

 ADR

 CFD

 SHORT

 29

 157.6365 USD

 ADR

 CFD

 SHORT

 400

 157.7800 USD

 ADR

 CFD

 SHORT

 1,500

 157.8752 USD

 ADR

 CFD

 SHORT

 107

 157.9200 USD

 ADR

 CFD

 SHORT

 60

 157.9200 USD

 ADR

 CFD

 SHORT

 161

 157.9200 USD

 ADR

 CFD

 SHORT

 60

 157.9200 USD

 ADR

 CFD

 SHORT

 19

 157.9200 USD

 ADR

 CFD

 SHORT

 100

 158.2700 USD

 ADR

 CFD

 SHORT

 21

 158.4200 USD

 5p ordinary

 CFD

 LONG

 583

 36.6600 GBP

 5p ordinary

 CFD

 LONG

 24

 36.6795 GBP

 5p ordinary

 CFD

 LONG

 56

 36.6795 GBP

 5p ordinary

 CFD

 LONG

 219

 36.6795 GBP

 5p ordinary

 CFD

 LONG

 218

 36.6795 GBP

 5p ordinary

 CFD

 LONG

 14

 36.6795 GBP

 5p ordinary

 CFD

 LONG

 26,235

 36.6910 GBP

 5p ordinary

 CFD

 LONG

 3,560

 36.7156 GBP

 5p ordinary

 CFD

 LONG

 359

 36.7541 GBP

 5p ordinary

 CFD

 LONG

 117

 36.7541 GBP

 5p ordinary

 CFD

 LONG

 5

 36.7541 GBP

 5p ordinary

 CFD

 LONG

 345

 36.7541 GBP

 5p ordinary

 CFD

 LONG

 35

 36.7541 GBP

 5p ordinary

 CFD

 LONG

 4

 36.8191 GBP

 5p ordinary

 CFD

 LONG

 6

 36.8191 GBP

 5p ordinary

 CFD

 LONG

 7

 36.8191 GBP

 5p ordinary

 CFD

 LONG

 3

 36.8191 GBP

 5p ordinary

 CFD

 LONG

 97

 36.8311 GBP

 5p ordinary

 CFD

 LONG

 487

 36.8446 GBP

 5p ordinary

 CFD

 LONG

 11

 36.8550 GBP

 5p ordinary

 CFD

 LONG

 26

 36.8885 GBP

 5p ordinary

 CFD

 LONG

 43

 36.8885 GBP

 5p ordinary

 CFD

 LONG

 163

 36.8885 GBP

 5p ordinary

 CFD

 LONG

 143

 36.8885 GBP

 5p ordinary

 CFD

 LONG

 9

 36.8885 GBP

 5p ordinary

 CFD

 LONG

 627

 36.8917 GBP

 5p ordinary

 CFD

 LONG

 2,603

 36.9112 GBP

 5p ordinary

 CFD

 LONG

 7,263

 36.9112 GBP

 5p ordinary

 CFD

 LONG

 1,720

 36.9112 GBP

 5p ordinary

 CFD

 LONG

 635

 36.9537 GBP

 5p ordinary

 CFD

 LONG

 960

 36.9537 GBP

 5p ordinary

 CFD

 LONG

 7

 37.0650 GBP

 5p ordinary

 CFD

 SHORT

 24,397

 36.2653 GBP

 5p ordinary

 CFD

 SHORT

 8,474

 36.2653 GBP

 5p ordinary

 CFD

 SHORT

 52,972

 36.2653 GBP

 5p ordinary

 CFD

 SHORT

 10,064

 36.2653 GBP

 5p ordinary

 CFD

 SHORT

 62,643

 36.2653 GBP

 5p ordinary

 CFD

 SHORT

 51,454

 36.2653 GBP

 5p ordinary

 CFD

 SHORT

 21,004

 36.2653 GBP

 5p ordinary

 CFD

 SHORT

 218,381

 36.2653 GBP

 5p ordinary

 CFD

 SHORT

 44,775

 36.2653 GBP

 5p ordinary

 CFD

 SHORT

 34

 36.7182 GBP

 5p ordinary

 CFD

 SHORT

 360

 36.7783 GBP

 5p ordinary

 CFD

 SHORT

 1,763

 36.8586 GBP

 5p ordinary

 CFD

 SHORT

 10

 36.8715 GBP

 5p ordinary

 CFD

 SHORT

 97

 36.8806 GBP

 5p ordinary

 CFD

 SHORT

 34

 36.8900 GBP

 5p ordinary

 CFD

 SHORT

 5,596

 36.8911 GBP

 5p ordinary

 CFD

 SHORT

 577

 36.9170 GBP

 5p ordinary

 CFD

 SHORT

 694

 36.9255 GBP

 5p ordinary

 CFD

 SHORT

 211

 37.0750 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

16 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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