Source - RNS
RNS Number : 0945L
GoldmanSachs International
16 April 2018
 

Amendment - due to the amendment of Derivative transactions, the disclosure made on 13 April for dealings on 12 April has been updated. Section 2(b) has been updated.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

KLEPIERRE S.A.

(c) Name of the party to the offer with which exempt principal trader is connected:

KLEPIERRE S.A.

(d) Date dealing undertaken:

12 April 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for HAMMERSON PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

EUR 1.40

Purchases

200,878
3,111

33.3600 EUR
40.7871 USD

32.9000 EUR
40.7871 USD

EUR 1.40

Sales

124,530

33.3300 EUR

32.8700 EUR

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

EUR 1.40

CFD

Increasing a short position

2,695

32.9023 EUR

EUR 1.40

CFD

Reducing a short position

395

32.9522 EUR

EUR 1.40

CFD

Increasing a long position

32

32.9522 EUR

EUR 1.40

CFD

Increasing a short position

5,599

32.9732 EUR

EUR 1.40

CFD

Increasing a long position

1,483

33.0264 EUR

EUR 1.40

CFD

Reducing a long position

2,469

33.0300 EUR

EUR 1.40

CFD

Opening a short position

37

33.0300 EUR

EUR 1.40

CFD

Reducing a short position

5,308

33.0300 EUR

EUR 1.40

CFD

Reducing a long position

4,854

33.0301 EUR

EUR 1.40

CFD

Opening a short position

3,657

33.0301 EUR

EUR 1.40

CFD

Increasing a long position

35

33.0717 EUR

EUR 1.40

CFD

Reducing a short position

442

33.0749 EUR

EUR 1.40

CFD

Reducing a short position

300

33.0915 EUR

EUR 1.40

CFD

Increasing a long position

76

33.1279 EUR

EUR 1.40

CFD

Opening a long position

893

33.1342 EUR

EUR 1.40

CFD

Increasing a short position

115

33.1377 EUR

EUR 1.40

CFD

Reducing a short position

191

33.1400 EUR

EUR 1.40

CFD

Increasing a long position

1,500

33.1592 EUR

EUR 1.40

CFD

Reducing a short position

426

33.2121 EUR

EUR 1.40

CFD

Reducing a short position

244

33.2242 EUR

EUR 1.40

CFD

Increasing a long position

19

33.2268 EUR

EUR 1.40

CFD

Reducing a short position

727

33.2557 EUR

EUR 1.40

CFD

Increasing a long position

17

33.2559 EUR

EUR 1.40

CFD

Reducing a short position

205

33.2683 EUR

EUR 1.40

CFD

Opening a short position

2,975

33.3058 EUR

EUR 1.40

CFD

Increasing a short position

3,111

40.7871 USD

EUR 1.40

SWAP

Increasing a long position

52,998

33.0307 EUR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

EUR 1.40

Call Option / (1.00 : 100.00)

Selling

1,500 (150,000)

33.0000 EUR

AMERICAN

20/04/2018

0.7000 EUR

EUR 1.40

Call Option / (1.00 : 100.00)

Selling

1,500 (150,000)

33.0000 EUR

AMERICAN

20/04/2018

0.7000 EUR

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

16 April 2018

Contact name:

Kashif Rafiq and Papa Lette

Telephone number:

+44(20) 7051 0547 / +44(20) 7774 7442

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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