Source - RNS
RNS Number : 0956L
JPMorgan Securities Plc
16 April 2018
 

AMENDMENT

INCREASED EQUITY PURCHASES BY 261,101 TO 5,149,022

INCREASED EQUITY SALES BY 141,621 TO 4,852,377

ADDED EQUITY SWAP PURCHASES OF 944,133

ADDED EQUITY SWAP SALES OF 1,933,186

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Joint Financial Adviser to Takeda Pharmaceutical Company Limited

(d) Date dealing undertaken:

28 March 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Takeda Pharmaceutical Company Limited

 

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(GBP)

Lowest price per unit paid/received

(GBP)

Ordinary Shares

Purchases

 

Sales

5,149,022

 

 4,852,377

38.4450

 

38.5050

31.5100

 

31.5500

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(GBP)

Ordinary Shares

Equity Swap

Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Short

104

312

520

1,621

492

745

139

5,003

7,789

9,300

5,013

2,651

4,593

1,516

3,511

342

2,517

21,310

8,293

14,790

5,996

286

43,013

8

25

313

12

10,763

5,786

3,744

31,014

1,555

127,680

7,268

4,158

4,207

3,950

3,597

16,300

2,000

1,683

31

49

78

2,348

3,299

3,616

82

59

332,143

3,319

438

1,880

2,438

1,226

2,879

1,871

85

21,319

5,198

8,192

75

2,227

1,164

57

25

705

1,115

91,965

10

40,000

349

19,525

119

149

6,039

232

10,197

15,711

 

1,000

1,000

14

3,844

2

2

13

13

369

116

5

26

5,537

8

1,075

132

2,454

6,944

1,335

1,440

110

17,477

11,820

3,024

10,273

14,510

640

5,000

39

40,359

22,999

1,808

229

4,909

2,645

40,000

161

2,362

5,195

1,000

10,000

14,445

93

10,000

408

1,200,000

93,638

1,180

373

449

105

100,000

5,930

100,000

440

751

184

84

376

2,000

12,700

1,182

25,214

23,356

4,254

1,658

96,101

17,274

687

415

31.5891

31.6057

31.6291

31.6545

31.8125

31.8417

31.8454

31.9289

31.9985

32.1448

32.2719

32.7528

32.7532

33.1132

33.4779

33.6698

33.8479

33.9925

34.1764

34.2989

34.8677

34.8898

34.9163

34.9741

34.9791

34.9874

34.9991

35.0578

35.0661

35.0720

35.0950

35.1377

35.2102

35.3266

35.3333

35.3570

35.3929

35.4170

35.5707

35.6966

35.7288

35.7914

35.7963

35.8317

35.8361

35.8398

35.8458

35.9139

35.9245

35.9265

35.9279

35.9335

35.9455

35.9565

35.9663

35.9986

36.0115

36.0121

36.0240

36.0347

36.0849

36.1037

36.1820

36.2342

36.2543

36.3810

36.4230

36.4754

36.5271

36.5499

36.6418

36.6970

36.7097

36.9756

37.1442

37.1883

37.3888

37.4684

37.8128

 

31.5195

31.7095

31.8086

31.8127

31.8180

31.8419

31.8599

31.8680

31.8760

31.8885

31.9942

31.9977

32.0052

32.0584

32.1736

32.2000

32.4353

33.5001

33.6526

33.7368

34.2274

34.4683

34.5446

34.5669

34.6778

34.7075

34.7634

34.9360

34.9671

35.0002

35.0016

35.0036

35.0079

35.0148

35.0185

35.0347

35.0661

35.0799

35.2479

35.2502

35.2738

35.2744

35.3311

35.3322

35.4214

35.5886

35.5923

35.6077

35.6356

35.6540

35.6736

35.6751

35.8225

35.8793

35.9095

35.9099

35.9611

36.0211

36.0959

36.0990

36.1434

36.3463

36.3682

36.3704

36.3711

36.5217

36.6558

36.9282

36.9688

37.0456

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(GBP)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(GBP)









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(GBP)





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable) (GBP)


 

 



 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

16 April 2018

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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