Source - RNS
RNS Number : 0957L
JPMorgan Securities Plc
16 April 2018
 

AMENDMENT

INCREASED EQUITY PURCHASES BY 13,715 TO 1,353,855

INCREASED EQUITY SALES BY 1,942 TO 1,469,621

ADDED EQUITY SWAP PURCHASES OF 466,440

ADDED EQUITY SWAP SALES OF 398,820

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Joint Financial Adviser to Takeda Pharmaceutical Company Limited

(d) Date dealing undertaken:

29 March 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(GBP)

Lowest price per unit paid/received

(GBP)

Ordinary Shares

Purchases

 

Sales

1,353,855

 

 1,469,621

36.1450

 

36.2050

34.2800

 

34.3150

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(GBP)

Ordinary Shares

Equity Swap

Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Short

3,638

187

1,563

43

220

150

121

46,203

26,876

11,386

10,009

5,741

12,812

1,548

13,349

19,725

2,399

77,704

2,856

174

3,768

166

28,749

22,836

4,485

44,462

1,471

471

1,019

14,541

3,399

26,077

67

10,598

53,419

3,983

9,213

276

644

92

 

467

92

12,555

69,096

10,171

37,133

5,143

790

3,122

6,100

6,100

12

63,858

7,061

3,849

3,100

7,678

455

1,000

8,373

14,839

13,772

12

1,483

20

2,662

2,506

59,512

2,620

51,611

93

3,522

2

2

3

2

2

1

1

34.3825

34.4073

34.4216

34.4236

34.4335

34.4341

34.5015

34.5384

34.7197

34.7237

34.7290

34.7608

34.7895

34.8217

34.8361

34.8809

34.9091

34.9360

34.9719

34.9953

35.0026

35.0460

35.1027

35.1351

35.1773

35.2244

35.3637

35.3658

35.4045

35.5004

35.5700

35.6484

35.6589

35.7034

35.7050

35.7133

35.7280

35.8006

35.8625

35.9739

 

34.3936

34.4210

34.4396

34.4778

34.5636

34.5800

34.5891

34.6069

34.6379

34.6722

34.6854

34.7325

34.7860

34.8434

34.9463

34.9686

34.9719

34.9728

34.9805

35.0107

35.0478

35.1081

35.3715

35.3736

35.3745

35.3870

35.4484

35.4577

35.4581

35.7050

35.7744

35.8869

35.9043

35.9086

35.9111

35.9191

35.9326

35.9361

36.0161

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(GBP)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(GBP)









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(GBP)





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable) (GBP)


 

 



 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

16 April 2018

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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