Source - RNS
RNS Number : 1560L
Morgan Stanley Capital Services LLC
17 April 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

16 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 7,140

 156.3600 USD

 151.9500 USD

 ADR

 SALES

 12,748

 156.1100 USD

 152.3400 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 200

 152.4100 USD

 ADR

 CFD

 LONG

 166

 152.4100 USD

 ADR

 CFD

 LONG

 2,415

 152.4100 USD

 ADR

 CFD

 LONG

 100

 152.4100 USD

 ADR

 CFD

 LONG

 100

 152.4100 USD

 ADR

 CFD

 LONG

 158

 152.4100 USD

 ADR

 CFD

 LONG

 485

 152.4100 USD

 ADR

 CFD

 LONG

 100

 152.6400 USD

 ADR

 CFD

 LONG

 100

 152.8500 USD

 ADR

 CFD

 LONG

 1,580

 152.8700 USD

 ADR

 CFD

 LONG

 1,337

 152.9237 USD

 ADR

 CFD

 LONG

 77

 152.9300 USD

 ADR

 CFD

 LONG

 100

 153.7800 USD

 ADR

 CFD

 LONG

 112

 156.1100 USD

 ADR

 CFD

 LONG

 84

 156.1100 USD

 ADR

 CFD

 SHORT

 112

 152.4100 USD

 ADR

 CFD

 SHORT

 84

 152.4100 USD

 ADR

 CFD

 SHORT

 27

 152.4100 USD

 ADR

 CFD

 SHORT

 8

 152.4100 USD

 ADR

 CFD

 SHORT

 50

 152.4100 USD

 ADR

 CFD

 SHORT

 50

 152.4100 USD

 ADR

 CFD

 SHORT

 50

 152.4100 USD

 ADR

 CFD

 SHORT

 50

 152.4100 USD

 ADR

 CFD

 SHORT

 123

 152.4100 USD

 ADR

 CFD

 SHORT

 800

 152.4100 USD

 ADR

 CFD

 SHORT

 100

 152.4100 USD

 ADR

 CFD

 SHORT

 2

 152.4650 USD

 ADR

 CFD

 SHORT

 100

 152.8100 USD

 ADR

 CFD

 SHORT

 64

 152.9464 USD

 ADR

 CFD

 SHORT

 100

 153.0000 USD

 ADR

 CFD

 SHORT

 400

 154.5925 USD

 ADR

 CFD

 SHORT

 200

 154.7250 USD

 ADR

 CFD

 SHORT

 100

 156.1100 USD

 ADR

 CFD

 SHORT

 80

 156.1100 USD

 ADR

 CFD

 SHORT

 123

 156.1100 USD

 5p ordinary

 CFD

 LONG

 4,522

 35.5900 GBP

 5p ordinary

 CFD

 LONG

 4,597

 35.5900 GBP

 5p ordinary

 CFD

 LONG

 41

 36.1518 GBP

 5p ordinary

 CFD

 LONG

 16,776

 36.2573 GBP

 5p ordinary

 CFD

 LONG

 420

 36.3506 GBP

 5p ordinary

 CFD

 LONG

 126

 36.3506 GBP

 5p ordinary

 CFD

 LONG

 464

 36.3506 GBP

 5p ordinary

 CFD

 LONG

 400

 36.5096 GBP

 5p ordinary

 CFD

 LONG

 1,442

 36.6104 GBP

 5p ordinary

 CFD

 LONG

 707

 36.6104 GBP

 5p ordinary

 CFD

 LONG

 468

 36.6104 GBP

 5p ordinary

 CFD

 LONG

 20,000

 36.7408 GBP

 5p ordinary

 CFD

 LONG

 5,000

 36.7408 GBP

 5p ordinary

 CFD

 SHORT

 5,097

 35.4050 GBP

 5p ordinary

 CFD

 SHORT

 779

 35.5382 GBP

 5p ordinary

 CFD

 SHORT

 9,119

 35.5900 GBP

 5p ordinary

 CFD

 SHORT

 1,600

 35.5900 GBP

 5p ordinary

 CFD

 SHORT

 1,100

 35.5940 GBP

 5p ordinary

 CFD

 SHORT

 582

 35.5949 GBP

 5p ordinary

 CFD

 SHORT

 6,052

 35.6413 GBP

 5p ordinary

 CFD

 SHORT

 28,903

 35.6524 GBP

 5p ordinary

 CFD

 SHORT

 187,341

 35.6524 GBP

 5p ordinary

 CFD

 SHORT

 57,584

 35.6524 GBP

 5p ordinary

 CFD

 SHORT

 32,327

 35.6524 GBP

 5p ordinary

 CFD

 SHORT

 7,722

 35.6524 GBP

 5p ordinary

 CFD

 SHORT

 34,777

 35.6524 GBP

 5p ordinary

 CFD

 SHORT

 36,759

 35.6524 GBP

 5p ordinary

 CFD

 SHORT

 7,365

 35.6524 GBP

 5p ordinary

 CFD

 SHORT

 70,736

 35.6524 GBP

 5p ordinary

 CFD

 SHORT

 628

 35.6801 GBP

 5p ordinary

 CFD

 SHORT

 11

 35.7077 GBP

 5p ordinary

 CFD

 SHORT

 513

 35.7114 GBP

 5p ordinary

 CFD

 SHORT

 1,958

 35.8694 GBP

 5p ordinary

 CFD

 SHORT

 2

 35.8885 GBP

 5p ordinary

 CFD

 SHORT

 108

 35.8885 GBP

 5p ordinary

 CFD

 SHORT

 19

 35.8885 GBP

 5p ordinary

 CFD

 SHORT

 2

 35.8885 GBP

 5p ordinary

 CFD

 SHORT

 50

 35.8911 GBP

 5p ordinary

 CFD

 SHORT

 6,373

 35.8931 GBP

 5p ordinary

 CFD

 SHORT

 276

 36.0833 GBP

 5p ordinary

 CFD

 SHORT

 128

 36.6542 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

17 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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