Source - RNS
RNS Number : 1770L
UBS AG (EPT)
17 April 2018
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Hammerson plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            Intu Properties plc

(d) Date dealing undertaken:

            16 April 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES Intu Properties plc

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

25p ordinary

Buy

 

2583700

4.89200        GBP

4.54077        GBP

25p ordinary

Sell

 

3652520

4.89200        GBP

4.70083       GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

25p ordinary

CFD

 

Long

429620

4.851006        GBP

25p ordinary

CFD

 

Long

54070

4.858402        GBP

25p ordinary

CFD

 

Long

11472

4.891486        GBP

25p ordinary

CFD

 

Long

66753

4.8807        GBP

25p ordinary

CFD

 

Long

1510

4.877        GBP

25p ordinary

CFD

 

Long

50175

4.834872        GBP

25p ordinary

CFD

 

Long

60113

4.837485        GBP

25p ordinary

CFD

 

Long

4413

4.841178        GBP

25p ordinary

CFD

 

Long

20180

4.83384        GBP

25p ordinary

CFD

 

Long

75000

4.83961        GBP

25p ordinary

CFD

 

Long

751182

4.8136        GBP

25p ordinary

CFD

 

Long

197

4.805581        GBP

25p ordinary

CFD

 

Long

173

4.804453        GBP

25p ordinary

CFD

 

Long

131

4.806274        GBP

25p ordinary

CFD

 

Long

49

4.769535        GBP

25p ordinary

CFD

 

Long

36

4.700793        GBP

25p ordinary

CFD

 

Long

29

4.774025        GBP

25p ordinary

CFD

 

Long

28

4.818929        GBP

25p ordinary

CFD

 

Long

27

4.81874        GBP

25p ordinary

CFD

 

Long

27

4.808649        GBP

25p ordinary

CFD

 

Long

50048

4.80391983695652        GBP

25p ordinary

CFD

 

Long

45052

4.81902024327444        GBP

25p ordinary

CFD

 

Long

28517

4.84147841638321        GBP

25p ordinary

CFD

 

Long

25383

4.79514044833156        GBP

25p ordinary

CFD

 

Long

14129

4.82445820652559        GBP

25p ordinary

CFD

 

Long

42796

4.82311991774932        GBP

25p ordinary

CFD

 

Long

10914

4.84392889866227        GBP

25p ordinary

CFD

 

Long

6161

4.80941892549911        GBP

25p ordinary

CFD

 

Long

18591

4.86248835        GBP

25p ordinary

CFD

 

Long

332043

4.84254042        GBP

25p ordinary

CFD

 

Long

166022

4.84381955        GBP

25p ordinary

CFD

 

Long

1208

4.8354        GBP

25p ordinary

CFD

 

Short

61879

4.843        GBP

25p ordinary

CFD

 

Short

30000

4.81174813        GBP

25p ordinary

CFD

 

Short

498065

4.873        GBP

25p ordinary

CFD

 

Short

100000

4.540769        GBP

25p ordinary

CFD

 

Short

297679

4.809765        GBP

25p ordinary

CFD

 

Short

30000

4.811521        GBP

25p ordinary

CFD

 

Short

24730

4.81086514        GBP

25p ordinary

CFD

 

Short

35000

4.806172        GBP

25p ordinary

CFD

 

Short

28748

4.814803        GBP

25p ordinary

CFD

 

Short

95709

4.849196        GBP

25p ordinary

CFD

 

Short

300

4.726        GBP

25p ordinary

CFD

 

Short

200

4.729        GBP

25p ordinary

CFD

 

Short

3200

4.8068125        GBP

25p ordinary

CFD

 

Short

5100

4.857182        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

17 April 2018

Contact name:

Wendy Dent

Telephone number:

+44 (0)207 568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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