Source - BUS

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 16 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary npv
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 214,361 0.01% 1,169,503 0.05%
           
(2) Cash-settled derivatives:
522,321 0.02% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 736,682 0.03% 1,169,503 0.05%
 
Class of relevant security: Convertible Bond XS1689727920
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 600,000 0.13% 200,000 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 600,000

0.13%

200,000 0.01%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 300 3.5500 USD
ADR Purchase 700 3.5400 USD
ADR Purchase 1,351 3.5353 USD
ADR Purchase 1,600 3.5450 USD
ADR Purchase 1,900 3.5602 USD
ADR Purchase 2,000 3.5550 USD
ADR Purchase 3,200 3.5842 USD
ADR Purchase 3,400 3.5595 USD
ADR Purchase 4,201 3.5416 USD
ADR Purchase 7,100 3.5504 USD
ADR Purchase 10,400 3.5448 USD
ADR Purchase 13,200 3.5442 USD
ADR Purchase 18,100 3.5463 USD
ADR Purchase 19,613 3.5717 USD
ADR Purchase 29,417 3.5551 USD
ADR Purchase 66,800 3.5421 USD
ADR Purchase 79,700 3.5424 USD
ADR Purchase 843,994 3.5537 USD
ADR Sale 100 3.5800 USD
ADR Sale 180 3.5600 USD
ADR Sale 300 3.5550 USD
ADR Sale 300 3.5383 USD
ADR Sale 500 3.5520 USD
ADR Sale 600 3.5633 USD
ADR Sale 730 3.5300 USD
ADR Sale 900 3.5655 USD
ADR Sale 1,000 3.5440 USD
ADR Sale 1,600 3.5459 USD
ADR Sale 1,800 3.5588 USD
ADR Sale 1,952 3.5417 USD
ADR Sale 2,000 3.5450 USD
ADR Sale 2,000 3.5722 USD
ADR Sale 2,400 3.5268 USD
ADR Sale 4,100 3.5518 USD
ADR Sale 4,201 3.5416 USD
ADR Sale 5,317 3.5500 USD
ADR Sale 13,581 3.5824 USD
ADR Sale 19,500 3.5407 USD
ADR Sale 27,700 3.5371 USD
ADR Sale 29,200 3.5596 USD
ADR Sale 52,000 3.5452 USD
ADR Sale 77,300 3.5429 USD
ADR Sale 106,186 3.5307 USD
ADR Sale 206,788 3.5663 USD
ADR Sale 244,155 3.5445 USD
ADR Sale 260,586 3.5625 USD
Ordinary npv Sale 489,928 10.6780 ZAR
Convertible Bond XS1689727920 Sale 600,000 83.3500 USD
Ordinary npv Sale 5,800,000 11.0000 ZAR
Ordinary npv Sale 6,000,000 10.7000 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 6,000 10.5636 ZAR
Ordinary npv CFD Long 47,358 10.5935 ZAR
Ordinary npv CFD Long 54,631 10.6040 ZAR
Ordinary npv CFD Long 91,400 10.6311 ZAR
Ordinary npv CFD Long 148,971 10.5485 ZAR
Ordinary npv CFD Long 276,641 10.6957 ZAR
Ordinary npv CFD Long 1,000,000 10.9989 ZAR
Ordinary npv CFD Long 4,800,000 10.9978 ZAR
Ordinary npv CFD Long 6,000,000 10.6989 ZAR
Ordinary npv CFD Short 4,800 10.5930 ZAR
Ordinary npv CFD Short 90,317 10.6066 ZAR
Ordinary npv CFD Short 138,549 10.5884 ZAR
Ordinary npv CFD Short 163,214 10.6033 ZAR
Ordinary npv CFD Short 278,324 10.5753 ZAR
Ordinary npv CFD Short 2,907,328 10.5704 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 17 Apr 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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