Source - RNS
RNS Number : 2031L
Morgan Stanley & Co. Int'l plc
17 April 2018
 

AMENDMENT      Section 2(a)

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

13 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 5,852

 157.6300 USD

 151.8600 USD

 ADR

 SALES

 5,827

 153.6414 USD

 151.8600 USD

 5p ordinary

 PURCHASES

 1,293,236

 37.2550 GBP

 35.6800 GBP

 5p ordinary

 SALES

 1,203,093

 37.2600 GBP

 35.6650 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 Constant Leverage Certificate (X5) - (ISIN - DE000MF34LJ6)

 LONG

 50

 7.4900 EUR

 ADR

 CFD

 LONG

 90

 152.1900 USD

 ADR

 CFD

 LONG

 20

 152.1900 USD

 ADR

 CFD

 LONG

 20

 152.1900 USD

 ADR

 CFD

 LONG

 900

 153.2000 USD

 ADR

 CFD

 LONG

 2,100

 153.4833 USD

 ADR

 CFD

 LONG

 100

 156.4900 USD

 ADR

 CFD

 LONG

 3,118

 156.8410 USD

 ADR

 CFD

 LONG

 286

 157.6700 USD

 ADR

 CFD

 LONG

 98

 157.6700 USD

 ADR

 CFD

 LONG

 80

 157.6700 USD

 ADR

 CFD

 SHORT

 500

 151.9000 USD

 ADR

 CFD

 SHORT

 50

 151.9300 USD

 ADR

 CFD

 SHORT

 500

 152.0000 USD

 ADR

 CFD

 SHORT

 142

 152.0500 USD

 ADR

 CFD

 SHORT

 284

 152.0900 USD

 ADR

 CFD

 SHORT

 98

 152.1900 USD

 ADR

 CFD

 SHORT

 286

 152.1900 USD

 ADR

 CFD

 SHORT

 2,414

 152.1900 USD

 ADR

 CFD

 SHORT

 2,415

 152.1900 USD

 ADR

 CFD

 SHORT

 100

 152.1900 USD

 ADR

 CFD

 SHORT

 800

 152.2000 USD

 ADR

 CFD

 SHORT

 1,000

 152.3000 USD

 ADR

 CFD

 SHORT

 1,000

 152.3000 USD

 ADR

 CFD

 SHORT

 50

 152.6100 USD

 ADR

 CFD

 SHORT

 1,000

 152.8000 USD

 ADR

 CFD

 SHORT

 50

 152.9200 USD

 ADR

 CFD

 SHORT

 2,100

 152.9259 USD

 ADR

 CFD

 SHORT

 50

 153.1500 USD

 ADR

 CFD

 SHORT

 50

 153.3000 USD

 ADR

 CFD

 SHORT

 50

 153.5700 USD

 ADR

 CFD

 SHORT

 50

 153.6000 USD

 ADR

 CFD

 SHORT

 50

 153.6200 USD

 ADR

 CFD

 SHORT

 50

 153.8000 USD

 ADR

 CFD

 SHORT

 100

 154.5000 USD

 ADR

 CFD

 SHORT

 3,118

 154.5916 USD

 5p ordinary

 CFD

 LONG

 1,000

 35.7150 GBP

 5p ordinary

 CFD

 LONG

 1,000

 35.7450 GBP

 5p ordinary

 CFD

 LONG

 1,000

 35.7453 GBP

 5p ordinary

 CFD

 LONG

 1,000

 35.7510 GBP

 5p ordinary

 CFD

 LONG

 1,000

 35.7550 GBP

 5p ordinary

 CFD

 LONG

 1,000

 35.7650 GBP

 5p ordinary

 CFD

 LONG

 1,000

 35.9400 GBP

 5p ordinary

 CFD

 LONG

 1,000

 35.9561 GBP

 5p ordinary

 CFD

 LONG

 1,000

 35.9597 GBP

 5p ordinary

 CFD

 LONG

 8

 35.9650 GBP

 5p ordinary

 CFD

 LONG

 1,000

 35.9900 GBP

 5p ordinary

 CFD

 LONG

 28

 36.0650 GBP

 5p ordinary

 CFD

 LONG

 305

 36.0650 GBP

 5p ordinary

 CFD

 LONG

 1,000

 36.1000 GBP

 5p ordinary

 CFD

 LONG

 200

 36.1175 GBP

 5p ordinary

 CFD

 LONG

 2,550

 36.1342 GBP

 5p ordinary

 CFD

 LONG

 1,000

 36.1500 GBP

 5p ordinary

 CFD

 LONG

 1,000

 36.2550 GBP

 5p ordinary

 CFD

 LONG

 500

 36.3087 GBP

 5p ordinary

 CFD

 LONG

 752

 36.3910 GBP

 5p ordinary

 CFD

 LONG

 14,000

 36.3985 GBP

 5p ordinary

 CFD

 LONG

 756

 36.4000 GBP

 5p ordinary

 CFD

 LONG

 1,000

 36.4183 GBP

 5p ordinary

 CFD

 LONG

 11,389

 36.5064 GBP

 5p ordinary

 CFD

 LONG

 14,692

 36.5064 GBP

 5p ordinary

 CFD

 LONG

 45,088

 36.5167 GBP

 5p ordinary

 CFD

 LONG

 62

 36.5623 GBP

 5p ordinary

 CFD

 LONG

 97

 36.7200 GBP

 5p ordinary

 CFD

 LONG

 372,783

 36.8198 GBP

 5p ordinary

 CFD

 LONG

 328

 36.8777 GBP

 5p ordinary

 CFD

 LONG

 6,000

 37.0402 GBP

 5p ordinary

 CFD

 LONG

 4,000

 37.0402 GBP

 5p ordinary

 CFD

 LONG

 30,513

 37.0461 GBP

 5p ordinary

 CFD

 LONG

 273

 37.0472 GBP

 5p ordinary

 CFD

 LONG

 506

 37.0472 GBP

 5p ordinary

 CFD

 LONG

 2,769

 37.0472 GBP

 5p ordinary

 CFD

 LONG

 245

 37.0700 GBP

 5p ordinary

 CFD

 LONG

 50

 37.0700 GBP

 5p ordinary

 CFD

 LONG

 23

 37.0700 GBP

 5p ordinary

 CFD

 LONG

 2,400

 37.1351 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 35.8287 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 35.8293 GBP

 5p ordinary

 CFD

 SHORT

 200

 35.8625 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 35.9328 GBP

 5p ordinary

 CFD

 SHORT

 6,000

 35.9584 GBP

 5p ordinary

 CFD

 SHORT

 4,000

 35.9584 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 35.9616 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 35.9900 GBP

 5p ordinary

 CFD

 SHORT

 500

 36.0450 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 36.0550 GBP

 5p ordinary

 CFD

 SHORT

 6,816

 36.0650 GBP

 5p ordinary

 CFD

 SHORT

 2,321

 36.0650 GBP

 5p ordinary

 CFD

 SHORT

 6,815

 36.0650 GBP

 5p ordinary

 CFD

 SHORT

 2,322

 36.0650 GBP

 5p ordinary

 CFD

 SHORT

 756

 36.0650 GBP

 5p ordinary

 CFD

 SHORT

 61

 36.0650 GBP

 5p ordinary

 CFD

 SHORT

 14,895

 36.0650 GBP

 5p ordinary

 CFD

 SHORT

 187

 36.0650 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 36.0850 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 36.1350 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 36.1535 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 36.1800 GBP

 5p ordinary

 CFD

 SHORT

 3,843

 36.1853 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 36.2046 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 36.2657 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 36.3231 GBP

 5p ordinary

 CFD

 SHORT

 1,474

 36.3398 GBP

 5p ordinary

 CFD

 SHORT

 1,400

 36.3398 GBP

 5p ordinary

 CFD

 SHORT

 1,267

 36.3398 GBP

 5p ordinary

 CFD

 SHORT

 1,300

 36.3398 GBP

 5p ordinary

 CFD

 SHORT

 700

 36.3398 GBP

 5p ordinary

 CFD

 SHORT

 1,661

 36.3698 GBP

 5p ordinary

 CFD

 SHORT

 63,066

 36.4522 GBP

 5p ordinary

 CFD

 SHORT

 136

 36.4552 GBP

 5p ordinary

 CFD

 SHORT

 150

 36.4622 GBP

 5p ordinary

 CFD

 SHORT

 60

 36.4622 GBP

 5p ordinary

 CFD

 SHORT

 3,956

 36.4655 GBP

 5p ordinary

 CFD

 SHORT

 48,691

 36.4867 GBP

 5p ordinary

 CFD

 SHORT

 5,956

 36.5339 GBP

 5p ordinary

 CFD

 SHORT

 1,319

 36.5382 GBP

 5p ordinary

 CFD

 SHORT

 5,956

 36.5531 GBP

 5p ordinary

 CFD

 SHORT

 305

 36.5939 GBP

 5p ordinary

 CFD

 SHORT

 1,000

 36.6032 GBP

 5p ordinary

 CFD

 SHORT

 8

 36.6400 GBP

 5p ordinary

 CFD

 SHORT

 8,000

 36.6979 GBP

 5p ordinary

 CFD

 SHORT

 6,500

 36.6999 GBP

 5p ordinary

 CFD

 SHORT

 32,500

 36.7776 GBP

 5p ordinary

 CFD

 SHORT

 52,500

 36.7794 GBP

 5p ordinary

 CFD

 SHORT

 30,513

 36.9617 GBP

 5p ordinary

 CFD

 SHORT

 30

 37.0264 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 5p ordinary

 PUT

 SALE

 25,000

 32.0000

 A

 15/06/2018

 0.7000 GBP

 5p ordinary

 PUT

 SALE

 25,000

 32.0000

 A

 15/06/2018

 0.7000 GBP

 5p ordinary

 CALL

 PURCHASE

 790,000

 41.0000

 A

 15/06/2018

 0.7700 GBP

 5p ordinary

 CALL

 SALE

 5,000

 43.0000

 A

 15/06/2018

 0.6000 GBP

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

17 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERLLFSFSRIDLIT

Related Charts

Shire (SHP)

-57.50p (-1.46%)
delayed 05:00AM