Source - RNS
RNS Number : 4224O
Morgan Stanley & Co. Int'l plc
17 May 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

16 MAY 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 6,500

 170.6754 USD

 170.6754 USD

 ADR

 SALES

 6,500

 170.6754 USD

 170.6754 USD

 5p ordinary

 PURCHASES

 1,303,965

 42.3550 GBP

 41.9150 GBP

 5p ordinary

 SALES

 1,508,163

 42.3550 GBP

 41.9150 GBP

 5p ordinary

 PURCHASES

 250,000

 56.8358 USD

 56.8358 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 204

 170.9000 USD

 ADR

 CFD

 LONG

 5

 170.9000 USD

 ADR

 CFD

 LONG

 789

 170.9000 USD

 ADR

 CFD

 LONG

 376

 173.1300 USD

 ADR

 CFD

 LONG

 35

 173.1300 USD

 ADR

 CFD

 LONG

 374

 173.3119 USD

 ADR

 CFD

 SHORT

 100

 170.5100 USD

 ADR

 CFD

 SHORT

 401

 170.6575 USD

 ADR

 CFD

 SHORT

 135

 170.9000 USD

 ADR

 CFD

 SHORT

 789

 173.1300 USD

 ADR

 CFD

 SHORT

 204

 173.1300 USD

 ADR

 CFD

 SHORT

 20

 173.1300 USD

 5p ordinary

 CFD

 LONG

 8,300

 42.0485 GBP

 5p ordinary

 CFD

 LONG

 317

 42.0972 GBP

 5p ordinary

 CFD

 LONG

 4,000

 42.1000 GBP

 5p ordinary

 CFD

 LONG

 4,709

 42.1021 GBP

 5p ordinary

 CFD

 LONG

 122,602

 42.1355 GBP

 5p ordinary

 CFD

 LONG

 131,966

 42.1458 GBP

 5p ordinary

 CFD

 LONG

 270

 42.1498 GBP

 5p ordinary

 CFD

 LONG

 410

 42.1506 GBP

 5p ordinary

 CFD

 LONG

 90

 42.1506 GBP

 5p ordinary

 CFD

 LONG

 8,615

 42.1600 GBP

 5p ordinary

 CFD

 LONG

 18

 42.1600 GBP

 5p ordinary

 CFD

 LONG

 234

 42.1718 GBP

 5p ordinary

 CFD

 LONG

 131

 42.1790 GBP

 5p ordinary

 CFD

 LONG

 7

 42.1950 GBP

 5p ordinary

 CFD

 LONG

 3,100

 42.2210 GBP

 5p ordinary

 CFD

 LONG

 1,044

 42.2547 GBP

 5p ordinary

 CFD

 LONG

 308

 42.2764 GBP

 5p ordinary

 CFD

 LONG

 152

 42.2789 GBP

 5p ordinary

 CFD

 SHORT

 8,209

 40.4279 GBP

 5p ordinary

 CFD

 SHORT

 41

 42.0951 GBP

 5p ordinary

 CFD

 SHORT

 1,718

 42.1006 GBP

 5p ordinary

 CFD

 SHORT

 18,479

 42.1083 GBP

 5p ordinary

 CFD

 SHORT

 122,504

 42.1251 GBP

 5p ordinary

 CFD

 SHORT

 499

 42.1251 GBP

 5p ordinary

 CFD

 SHORT

 2,799

 42.1340 GBP

 5p ordinary

 CFD

 SHORT

 132,465

 42.1499 GBP

 5p ordinary

 CFD

 SHORT

 1,672

 42.1600 GBP

 5p ordinary

 CFD

 SHORT

 4,685

 42.1600 GBP

 5p ordinary

 CFD

 SHORT

 4,686

 42.1600 GBP

 5p ordinary

 CFD

 SHORT

 4

 42.1725 GBP

 5p ordinary

 CFD

 SHORT

 5,000

 42.2280 GBP

 5p ordinary

 CFD

 SHORT

 17,600

 56.8376 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

17 MAY 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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