Source - RNS
RNS Number : 4260O
Bank of America Merrill Lynch
17 May 2018
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Managed Account Advisors, LLC

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

N/A

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

 

CME Group Inc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

NEX Group PLC

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

16/05/2018

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

Common - US12572Q1058


Interests

Short Positions

Number

%

Number

%

(1)

Relevant securities owned
and/or controlled:

4,811,999

1.413%

26

0%

(2)

Cash-settled derivatives:

0

0%

0

0%

(3)

Stock-settled derivatives
(including options) and
agreements to purchase/sell:

0

0%

0

0%

TOTAL:

4,811,999

1.413%

26

0%

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

N/A

Details, including nature of the rights concerned and relevant percentages:

 

N/A

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1©, copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchase/sale

Number of
securities

Price per unit

Common - ISIN US12572Q1058

Purchase

505

159.981 USD

Common - ISIN US12572Q1058

Purchase

3

160.14 USD

Common - ISIN US12572Q1058

Purchase

10

160.234 USD

Common - ISIN US12572Q1058

Purchase

19

160.367 USD

Common - ISIN US12572Q1058

Purchase

215

160.415 USD

Common - ISIN US12572Q1058

Purchase

418

160.498 USD

Common - ISIN US12572Q1058

Purchase

3

160.573 USD

Common - ISIN US12572Q1058

Purchase

219

160.655 USD

Common - ISIN US12572Q1058

Purchase

892

160.688 USD

Common - ISIN US12572Q1058

Purchase

62

160.728 USD

Common - ISIN US12572Q1058

Purchase

23

160.738 USD

Common - ISIN US12572Q1058

Purchase

115

160.804 USD

Common - ISIN US12572Q1058

Purchase

1

160.857 USD

Common - ISIN US12572Q1058

Purchase

28

160.895 USD

 

 

Class of relevant security

Purchase/sale

Number of
securities

Price per unit

Common - ISIN US12572Q1058

Sale

8

159.849 USD

Common - ISIN US12572Q1058

Sale

72

160.06 USD

Common - ISIN US12572Q1058

Sale

1

160.068 USD

Common - ISIN US12572Q1058

Sale

87

160.08 USD

Common - ISIN US12572Q1058

Sale

70

160.16 USD

Common - ISIN US12572Q1058

Sale

15

160.194 USD

Common - ISIN US12572Q1058

Sale

126

160.228 USD

Common - ISIN US12572Q1058

Sale

439

160.288 USD

Common - ISIN US12572Q1058

Sale

217

160.321 USD

Common - ISIN US12572Q1058

Sale

118

160.331 USD

Common - ISIN US12572Q1058

Sale

10

160.381 USD

Common - ISIN US12572Q1058

Sale

542

160.387 USD

Common - ISIN US12572Q1058

Sale

26

160.4 USD

Common - ISIN US12572Q1058

Sale

5

160.432 USD

Common - ISIN US12572Q1058

Sale

384

160.472 USD

Common - ISIN US12572Q1058

Sale

18

160.5 USD

Common - ISIN US12572Q1058

Sale

26

160.54 USD

Common - ISIN US12572Q1058

Sale

38

160.583 USD

Common - ISIN US12572Q1058

Sale

1

160.59 USD

Common - ISIN US12572Q1058

Sale

2850

160.662 USD

Common - ISIN US12572Q1058

Sale

144

160.671 USD

Common - ISIN US12572Q1058

Sale

256

160.69 USD

Common - ISIN US12572Q1058

Sale

82

160.694 USD

Common - ISIN US12572Q1058

Sale

386

160.709 USD

Common - ISIN US12572Q1058

Sale

15

160.757 USD

Common - ISIN US12572Q1058

Sale

108

160.76 USD

Common - ISIN US12572Q1058

Sale

482

160.761 USD

Common - ISIN US12572Q1058

Sale

68

160.803 USD

Common - ISIN US12572Q1058

Sale

51

160.843 USD

Common - ISIN US12572Q1058

Sale

32

160.892 USD

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

N/A

N/A

N/A

N/A

N/A

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

N/A

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

N/A

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

No

 

 

Date of disclosure:

 

17/05/2018

Contact name:

 

Harshini Gopa

Telephone number:

 

+44207 996 3410

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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