Source - RNS
RNS Number : 4763O
Morgan Stanley Capital Services LLC
17 May 2018
 

AMENDMENT        Section 2(a)             

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

10 MAY 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 16,571

 164.2700 USD

 162.9700 USD

 ADR

 SALES

 14,605

 164.5800 USD

 163.1400 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 300

 163.2200 USD

 ADR

 CFD

 LONG

 300

 164.0133 USD

 ADR

 CFD

 LONG

 472

 164.0900 USD

 ADR

 CFD

 LONG

 747

 164.0900 USD

 ADR

 CFD

 LONG

 198

 164.0900 USD

 ADR

 CFD

 LONG

 10,000

 164.2106 USD

 ADR

 CFD

 LONG

 10,000

 164.2106 USD

 ADR

 CFD

 LONG

 100

 164.2400 USD

 ADR

 CFD

 LONG

 1,000

 164.2560 USD

 ADR

 CFD

 SHORT

 25

 163.2600 USD

 ADR

 CFD

 SHORT

 395

 163.2600 USD

 ADR

 CFD

 SHORT

 100

 163.2600 USD

 ADR

 CFD

 SHORT

 6

 163.2600 USD

 ADR

 CFD

 SHORT

 747

 163.2600 USD

 ADR

 CFD

 SHORT

 198

 163.2600 USD

 ADR

 CFD

 SHORT

 1,500

 163.6253 USD

 ADR

 CFD

 SHORT

 1,200

 163.6620 USD

 ADR

 CFD

 SHORT

 2,331

 163.6921 USD

 ADR

 CFD

 SHORT

 222

 163.6921 USD

 ADR

 CFD

 SHORT

 1,100

 163.7081 USD

 ADR

 CFD

 SHORT

 10,000

 163.8346 USD

 ADR

 CFD

 SHORT

 15

 163.9600 USD

 ADR

 CFD

 SHORT

 1

 164.0000 USD

 ADR

 CFD

 SHORT

 4

 164.0900 USD

 ADR

 CFD

 SHORT

 115

 164.0900 USD

 ADR

 CFD

 SHORT

 287

 164.0900 USD

 ADR

 CFD

 SHORT

 100

 164.0900 USD

 ADR

 CFD

 SHORT

 100

 164.0900 USD

 ADR

 CFD

 SHORT

 117

 164.0900 USD

 ADR

 CFD

 SHORT

 20

 164.2300 USD

 5p ordinary

 CFD

 LONG

 100

 40.0850 GBP

 5p ordinary

 CFD

 LONG

 1,476

 40.2769 GBP

 5p ordinary

 CFD

 LONG

 4,958

 40.2769 GBP

 5p ordinary

 CFD

 LONG

 389

 40.4254 GBP

 5p ordinary

 CFD

 LONG

 184

 40.5500 GBP

 5p ordinary

 CFD

 SHORT

 34

 40.0715 GBP

 5p ordinary

 CFD

 SHORT

 264

 40.1012 GBP

 5p ordinary

 CFD

 SHORT

 71

 40.2097 GBP

 5p ordinary

 CFD

 SHORT

 1,300

 40.2762 GBP

 5p ordinary

 CFD

 SHORT

 7,140

 40.3144 GBP

 5p ordinary

 CFD

 SHORT

 1,092

 54.1673 GBP

 5p ordinary

 CFD

 SHORT

 2,231

 54.1673 GBP

 5p ordinary

 CFD

 SHORT

 721

 54.1673 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

17 MAY 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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