Source - RNS
RNS Number : 4772O
Morgan Stanley & Co. Int'l plc
17 May 2018
 

AMENDMENT       Section 2(a)

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

11 MAY 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 SALES

 90

 166.4500 USD

 166.4500 USD

 5p ordinary

 PURCHASES

 324,159

 40.6350 GBP

 40.2850 GBP

 5p ordinary

 SALES

 288,089

 40.6450 GBP

 40.2950 GBP

 5p ordinary

 PURCHASES

 13,468

 54.3552 USD

 54.3552 USD

 5p ordinary

 SALES

 64,236

 54.8477 USD

 54.4745 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 92

 164.3100 USD

 ADR

 CFD

 LONG

 10,000

 164.5932 USD

 ADR

 CFD

 LONG

 4,000

 164.6745 USD

 ADR

 CFD

 LONG

 129

 166.4500 USD

 ADR

 CFD

 LONG

 100

 167.0700 USD

 ADR

 CFD

 SHORT

 129

 164.3100 USD

 ADR

 CFD

 SHORT

 472

 164.3100 USD

 ADR

 CFD

 SHORT

 472

 164.3100 USD

 ADR

 CFD

 SHORT

 1,587

 166.4500 USD

 ADR

 CFD

 SHORT

 1,587

 166.4500 USD

 ADR

 CFD

 SHORT

 298

 166.4500 USD

 5p ordinary

 CFD

 LONG

 16

 40.3350 GBP

 5p ordinary

 CFD

 LONG

 14

 40.3350 GBP

 5p ordinary

 CFD

 LONG

 12

 40.4316 GBP

 5p ordinary

 CFD

 LONG

 601

 40.4518 GBP

 5p ordinary

 CFD

 LONG

 240

 40.4638 GBP

 5p ordinary

 CFD

 LONG

 63,140

 40.4663 GBP

 5p ordinary

 CFD

 LONG

 447

 40.4749 GBP

 5p ordinary

 CFD

 LONG

 2,582

 40.4749 GBP

 5p ordinary

 CFD

 LONG

 617

 40.4749 GBP

 5p ordinary

 CFD

 LONG

 151

 40.4749 GBP

 5p ordinary

 CFD

 LONG

 2,798

 40.4749 GBP

 5p ordinary

 CFD

 LONG

 3,439

 40.4749 GBP

 5p ordinary

 CFD

 LONG

 14,640

 40.4788 GBP

 5p ordinary

 CFD

 LONG

 56,731

 40.4843 GBP

 5p ordinary

 CFD

 LONG

 1,405

 40.4843 GBP

 5p ordinary

 CFD

 LONG

 54

 40.4850 GBP

 5p ordinary

 CFD

 LONG

 50,352

 40.6250 GBP

 5p ordinary

 CFD

 SHORT

 450

 40.4133 GBP

 5p ordinary

 CFD

 SHORT

 2,500

 40.4202 GBP

 5p ordinary

 CFD

 SHORT

 61,735

 40.4548 GBP

 5p ordinary

 CFD

 SHORT

 472

 40.4588 GBP

 5p ordinary

 CFD

 SHORT

 25

 40.4701 GBP

 5p ordinary

 CFD

 SHORT

 57,943

 40.4740 GBP

 5p ordinary

 CFD

 SHORT

 360

 40.4949 GBP

 5p ordinary

 CFD

 SHORT

 1,100

 40.5600 GBP

 5p ordinary

 CFD

 SHORT

 749

 40.6234 GBP

 5p ordinary

 CFD

 SHORT

 54

 40.6250 GBP

 5p ordinary

 CFD

 SHORT

 18

 40.6250 GBP

 5p ordinary

 CFD

 SHORT

 142

 40.6250 GBP

 5p ordinary

 CFD

 LONG

 4,236

 54.4746 USD

 5p ordinary

 CFD

 SHORT

 7,500

 40.3120 GBP

 5p ordinary

 CFD

 SHORT

 10,159

 40.4591 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

17 MAY 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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