Source - RNS
RNS Number : 4802O
Interserve PLC
17 May 2018
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Interserve Plc

LEI: 549300MVYY4EZCRFHZ09

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights


An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights

 X

Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Coltrane Asset Management, L.P.

City and country of registered office (if applicable)

Grand Cayman, Cayman Islands

4. Full name of shareholder(s) (if different from 3.)v

Name

Coltrane Master Fund, L.P.

City and country of registered office (if applicable)

Grand Cayman, Cayman Islands

5. Date on which the threshold was crossed or reachedvi:

May 16, 2018

6. Date on which issuer notified (DD/MM/YYYY):

May 17, 2018

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

15.72%

9.83%

25.56%

149,719,938

Position of previous notification (if

applicable)

16.15%

10.1%

26.26%


 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Ordinary Shares  (ISIN:GB0001528156)

N/A

23,539,942

N/A

15.72%

SUBTOTAL 8. A

23,539,942

15.72%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

N/A

N/A

N/A

N/A

N/A

 

 

SUBTOTAL 8. B 1

N/A

N/A

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Equity CFD

N/A

N/A

CASH

14,729,748

9.83%

 

 

 

SUBTOTAL 8.B.2

14,729,748

9.83%

 



 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Coltrane Asset Management, L.P.

 

 

 

Mandeep Manku

 

 

 

Coltrane Domestic Fund, L.P.

 

 

 

Coltrane Offshore Fund, L.P.

 

 

 

Coltrane Asset Management Holdings, Ltd.

 

 

 

Coltrane GP, LLC

 

 

 

Coltrane Master Fund, L.P.

15.72%

9.83%

25.56%


10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


11. Additional informationxvi

 


 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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