Source - RNS
RNS Number : 4032R
Morgan Stanley & Co. Int'l plc
14 June 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

13 JUNE 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 1,885

 161.6400 USD

 161.3300 USD

 ADR

 SALES

 1,885

 161.6400 USD

 161.3300 USD

 5p ordinary

 PURCHASES

 372,656

 40.3850 GBP

 40.1050 GBP

 5p ordinary

 SALES

 322,314

 40.3800 GBP

 40.1000 GBP

 5p ordinary

 PURCHASES

 19,122

 53.7811 USD

 53.6292 USD

 5p ordinary

 SALES

 122,657

 54.0464 USD

 53.8641 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 296

 161.3100 USD

 ADR

 CFD

 LONG

 295

 161.3100 USD

 ADR

 CFD

 LONG

 47

 161.4600 USD

 ADR

 CFD

 LONG

 79

 161.4600 USD

 ADR

 CFD

 LONG

 351

 161.4600 USD

 ADR

 CFD

 LONG

 350

 161.4600 USD

 ADR

 CFD

 SHORT

 32

 161.3100 USD

 ADR

 CFD

 SHORT

 291

 161.3100 USD

 5p ordinary

 CFD

 LONG

 446

 40.1965 GBP

 5p ordinary

 CFD

 LONG

 1,503

 40.2006 GBP

 5p ordinary

 CFD

 LONG

 1,322

 40.2069 GBP

 5p ordinary

 CFD

 LONG

 6,483

 40.2500 GBP

 5p ordinary

 CFD

 LONG

 163

 40.2664 GBP

 5p ordinary

 CFD

 LONG

 2,676

 40.2664 GBP

 5p ordinary

 CFD

 LONG

 590

 40.2664 GBP

 5p ordinary

 CFD

 LONG

 3,310

 40.2664 GBP

 5p ordinary

 CFD

 LONG

 651

 40.2664 GBP

 5p ordinary

 CFD

 LONG

 3,128

 40.2664 GBP

 5p ordinary

 CFD

 LONG

 429

 40.2664 GBP

 5p ordinary

 CFD

 LONG

 8,871

 40.2851 GBP

 5p ordinary

 CFD

 LONG

 13,736

 40.3171 GBP

 5p ordinary

 CFD

 SHORT

 3

 40.1850 GBP

 5p ordinary

 CFD

 SHORT

 3,854

 40.2500 GBP

 5p ordinary

 CFD

 SHORT

 19

 40.2500 GBP

 5p ordinary

 CFD

 SHORT

 3,853

 40.2500 GBP

 5p ordinary

 CFD

 SHORT

 225

 40.2600 GBP

 5p ordinary

 CFD

 SHORT

 1,203

 40.2667 GBP

 5p ordinary

 CFD

 SHORT

 36

 40.2683 GBP

 5p ordinary

 CFD

 SHORT

 671

 40.2706 GBP

 5p ordinary

 CFD

 SHORT

 1,361

 40.2756 GBP

 5p ordinary

 CFD

 SHORT

 2,778

 40.2758 GBP

 5p ordinary

 CFD

 SHORT

 3,828

 40.2759 GBP

 5p ordinary

 CFD

 SHORT

 3,045

 40.2759 GBP

 5p ordinary

 CFD

 SHORT

 1,794

 40.2759 GBP

 5p ordinary

 CFD

 SHORT

 1,144

 40.2759 GBP

 5p ordinary

 CFD

 SHORT

 5,177

 40.2768 GBP

 5p ordinary

 CFD

 SHORT

 8,871

 40.2782 GBP

 5p ordinary

 CFD

 SHORT

 2,178

 40.2782 GBP

 5p ordinary

 CFD

 SHORT

 1,992

 40.2895 GBP

 5p ordinary

 CFD

 SHORT

 1,405

 40.2898 GBP

 5p ordinary

 CFD

 SHORT

 147

 40.2898 GBP

 5p ordinary

 CFD

 SHORT

 88

 40.2898 GBP

 5p ordinary

 CFD

 SHORT

 2,181

 40.2891 GBP

 5p ordinary

 CFD

 SHORT

 51

 40.3339 GBP

 5p ordinary

 CFD

 SHORT

 180

 40.3339 GBP

 5p ordinary

 CFD

 SHORT

 268

 40.3339 GBP

 5p ordinary

 CFD

 SHORT

 840

 40.3339 GBP

 5p ordinary

 CFD

 SHORT

 2,100

 53.6292 USD

 5p ordinary

 CFD

 SHORT

 1,774

 53.6292 USD

 5p ordinary

 CFD

 SHORT

 1,229

 53.6292 USD

 5p ordinary

 CFD

 SHORT

 1,200

 53.6292 USD

 5p ordinary

 CFD

 SHORT

 600

 53.6292 USD

 5p ordinary

 CFD

 SHORT

 1,400

 53.7811 USD

 5p ordinary

 CFD

 SHORT

 2,500

 53.7811 USD

 5p ordinary

 CFD

 SHORT

 3,719

 53.7811 USD

 5p ordinary

 CFD

 SHORT

 4,600

 53.7811 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 5p ordinary

 CALL

 PURCHASE

 430,000

 41.0000

 A

 15/06/2018

 0.0592 GBP

 5p ordinary

 CALL

 SALE

 430,000

 41.00000

 A

 15/06/2018

 0.0592 GBP

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

14 JUNE 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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END
 
 
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