Source - RNS
RNS Number : 3465X
Bank of America Merrill Lynch
09 August 2018
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Full name of discloser:

Managed Account Advisors, LLC

(b)

Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.


(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree

CME Group Inc

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

Merrill Lynch Portfolio Managers is connected with NEX Group PLC

(e)

Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure

08/08/2018

(f)

In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any
other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"

YES

If YES, specify which:


(NEX Group PLC)

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

Common - US12572Q1058


Interests

Short Positions

Number

%

Number

%

(1)

Relevant securities owned
and/or controlled:

4,812,781

1.413%

0

0 %

(2)

Cash-settled derivatives:

0

0%

0

0%

(3)

Stock-settled derivatives
(including options) and
agreements to purchase/sell:

0

0%

0

0 %

TOTAL:

4,812,781

1.413%

0

0%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)

Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to
which subscription right exists:

N/A

Details, including nature of the rights
concerned and relevant percentages:

N/A

 

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

Class of relevant security

Purchase/sale

Number of
securities

Price per unit

Common - ISIN US12572Q1058

Purchase

26

162.561 USD

Common - ISIN US12572Q1058

Purchase

24

162.68 USD

Common - ISIN US12572Q1058

Purchase

1

162.7 USD

Common - ISIN US12572Q1058

Purchase

104

162.943 USD

Common - ISIN US12572Q1058

Purchase

18

163.845 USD

Common - ISIN US12572Q1058

Purchase

8

162.405 USD

Common - ISIN US12572Q1058

Purchase

69

163.825 USD

Common - ISIN US12572Q1058

Purchase

1,826

163.305 USD

Common - ISIN US12572Q1058

Purchase

6

163.553 USD

Common - ISIN US12572Q1058

Purchase

7

163.8 USD

Common - ISIN US12572Q1058

Purchase

612

163.872 USD

Common - ISIN US12572Q1058

Purchase

162

163.765 USD

Common - ISIN US12572Q1058

Purchase

26

163.903 USD

Common - ISIN US12572Q1058

Purchase

215

163.22 USD

Common - ISIN US12572Q1058

Purchase

94

163.868 USD

Common - ISIN US12572Q1058

Purchase

9

163.918 USD

Common - ISIN US12572Q1058

Purchase

239

162.406 USD

Common - ISIN US12572Q1058

Purchase

17

162.699 USD

Common - ISIN US12572Q1058

Purchase

323

163.024 USD

Common - ISIN US12572Q1058

Purchase

2

163.228 USD

Common - ISIN US12572Q1058

Purchase

30,137

163.573 USD

 

Class of relevant security

Purchase/sale

Number of
securities

Price per unit

Common - ISIN US12572Q1058

Sale

17

163.203 USD

Common - ISIN US12572Q1058

Sale

81

163.26 USD

Common - ISIN US12572Q1058

Sale

401

163.262 USD

Common - ISIN US12572Q1058

Sale

16

163.898 USD

Common - ISIN US12572Q1058

Sale

51

162.542 USD

Common - ISIN US12572Q1058

Sale

16

162.649 USD

Common - ISIN US12572Q1058

Sale

102

163.85 USD

Common - ISIN US12572Q1058

Sale

1

163.194 USD

Common - ISIN US12572Q1058

Sale

50

163.206 USD

Common - ISIN US12572Q1058

Sale

50

163.225 USD

Common - ISIN US12572Q1058

Sale

6

163.878 USD

Common - ISIN US12572Q1058

Sale

52

163.966 USD

Common - ISIN US12572Q1058

Sale

122

164.025 USD

Common - ISIN US12572Q1058

Sale

39

162.42 USD

Common - ISIN US12572Q1058

Sale

24

162.52 USD

Common - ISIN US12572Q1058

Sale

20

162.675 USD

Common - ISIN US12572Q1058

Sale

78

162.968 USD

Common - ISIN US12572Q1058

Sale

989

163.765 USD

Common - ISIN US12572Q1058

Sale

1

163.864 USD

Common - ISIN US12572Q1058

Sale

148

163.4 USD

Common - ISIN US12572Q1058

Sale

8

163.871 USD

Common - ISIN US12572Q1058

Sale

43

163.912 USD

Common - ISIN US12572Q1058

Sale

23

163.81 USD

Common - ISIN US12572Q1058

Sale

127

162.766 USD

Common - ISIN US12572Q1058

Sale

12

163.17 USD

Common - ISIN US12572Q1058

Sale

75

163.593 USD

Common - ISIN US12572Q1058

Sale

54

163.854 USD

Common - ISIN US12572Q1058

Sale

1,231

163.858 USD

Common - ISIN US12572Q1058

Sale

79

163.891 USD

Common - ISIN US12572Q1058

Sale

29

162.51 USD

Common - ISIN US12572Q1058

Sale

453

162.932 USD

Common - ISIN US12572Q1058

Sale

60

162.998 USD

Common - ISIN US12572Q1058

Sale

53

163.463 USD

Common - ISIN US12572Q1058

Sale

32

163.678 USD

Common - ISIN US12572Q1058

Sale

38

163.738 USD

Common - ISIN US12572Q1058

Sale

37

163.83 USD

 

(b)

Cash-settled derivative transactions

Class of
relevant security

Product description
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short position

Number of reference securities

Price per unit

N/A

N/A

N/A

N/A

N/A

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class
of
relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number
of
securities to which option relates

Exercise
price
per unit

Type
e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(ii)

Exercise

Class of relevant security

Product description
e.g. call option

Exercising/
exercised
against

Number of
securities

Exercise Price per
unit

N/A

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

4.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"

None

 

(c)

Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

No

 

Date of disclosure:

09/08/2018

Contact name:

Harshini Gopa

Telephone number:

+44207 996 3410

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
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