Source - RNS
RNS Number : 4876X
Bank of America Merrill Lynch
10 August 2018
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Full name of discloser:

Managed Account Advisors, LLC

(b)

Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.


(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree

CME Group Inc

(d)

If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

Merrill Lynch Portfolio Managers is connected with NEX Group PLC

(e)

Date position held/dealing undertaken:
For an opening position disclosure, state the latest
practicable date prior to the disclosure

09/08/2018

(f)

In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any
other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"

YES

If YES, specify which:


(NEX Group PLC)

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

Common - US12572Q1058


Interests

Short Positions

Number

%

Number

%

(1)

Relevant securities owned
and/or controlled:

4,809,885

1.412%

0

0 %

(2)

Cash-settled derivatives:

0

0%

0

0%

(3)

Stock-settled derivatives
(including options) and
agreements to purchase/sell:

0

0%

0

0 %

TOTAL:

4,809,885

1.412%

0

0%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)

Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to
which subscription right exists:

N/A

Details, including nature of the rights
concerned and relevant percentages:

N/A

 

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

Class of relevant security

Purchase/sale

Number of
securities

Price per unit

Common - ISIN US12572Q1058

Purchase

74

163.068 USD

Common - ISIN US12572Q1058

Purchase

68

163.07 USD

Common - ISIN US12572Q1058

Purchase

93

163.25 USD

Common - ISIN US12572Q1058

Purchase

28

162.949 USD

Common - ISIN US12572Q1058

Purchase

18

163.308 USD

Common - ISIN US12572Q1058

Purchase

1

163.375 USD

Common - ISIN US12572Q1058

Purchase

37

163.69 USD

Common - ISIN US12572Q1058

Purchase

194

163.11 USD

Common - ISIN US12572Q1058

Purchase

143

163.124 USD

Common - ISIN US12572Q1058

Purchase

1

163.18 USD

Common - ISIN US12572Q1058

Purchase

7

163.193 USD

Common - ISIN US12572Q1058

Purchase

32

163.195 USD

Common - ISIN US12572Q1058

Purchase

1

163.31 USD

Common - ISIN US12572Q1058

Purchase

261

163.155 USD

Common - ISIN US12572Q1058

Purchase

3

163.247 USD

Common - ISIN US12572Q1058

Purchase

25

163.29 USD

Common - ISIN US12572Q1058

Purchase

36

163.207 USD

Common - ISIN US12572Q1058

Purchase

515

163.233 USD

Common - ISIN US12572Q1058

Purchase

655

163.166 USD

Common - ISIN US12572Q1058

Purchase

37

163.248 USD

Common - ISIN US12572Q1058

Purchase

98

163.8 USD

 

Class of relevant security

Purchase/sale

Number of
securities

Price per unit

Common - ISIN US12572Q1058

Sale

19

162.84 USD

Common - ISIN US12572Q1058

Sale

4

162.98 USD

Common - ISIN US12572Q1058

Sale

71

163.108 USD

Common - ISIN US12572Q1058

Sale

56

163.123 USD

Common - ISIN US12572Q1058

Sale

56

163.138 USD

Common - ISIN US12572Q1058

Sale

424

163.145 USD

Common - ISIN US12572Q1058

Sale

1

163.168 USD

Common - ISIN US12572Q1058

Sale

3

162.985 USD

Common - ISIN US12572Q1058

Sale

301

163.103 USD

Common - ISIN US12572Q1058

Sale

92

163.133 USD

Common - ISIN US12572Q1058

Sale

86

163.325 USD

Common - ISIN US12572Q1058

Sale

13

163.03 USD

Common - ISIN US12572Q1058

Sale

1,219

163.18 USD

Common - ISIN US12572Q1058

Sale

26

163.198 USD

Common - ISIN US12572Q1058

Sale

27

163.283 USD

Common - ISIN US12572Q1058

Sale

7

162.925 USD

Common - ISIN US12572Q1058

Sale

21

163.141 USD

Common - ISIN US12572Q1058

Sale

28

163.154 USD

Common - ISIN US12572Q1058

Sale

13

163.193 USD

Common - ISIN US12572Q1058

Sale

9

163.195 USD

Common - ISIN US12572Q1058

Sale

342

163.216 USD

Common - ISIN US12572Q1058

Sale

186

163.222 USD

Common - ISIN US12572Q1058

Sale

267

163.285 USD

Common - ISIN US12572Q1058

Sale

19

162.915 USD

Common - ISIN US12572Q1058

Sale

16

163.047 USD

Common - ISIN US12572Q1058

Sale

23

163.191 USD

Common - ISIN US12572Q1058

Sale

20

163.26 USD

Common - ISIN US12572Q1058

Sale

161

163.69 USD

Common - ISIN US12572Q1058

Sale

1

163.13 USD

Common - ISIN US12572Q1058

Sale

1,087

163.148 USD

Common - ISIN US12572Q1058

Sale

100

163.2 USD

Common - ISIN US12572Q1058

Sale

12

163.22 USD

Common - ISIN US12572Q1058

Sale

525

163.225 USD

Common - ISIN US12572Q1058

Sale

29

163.301 USD

Common - ISIN US12572Q1058

Sale

11

163.215 USD

Common - ISIN US12572Q1058

Sale

84

162.917 USD

Common - ISIN US12572Q1058

Sale

16

163.134 USD

Common - ISIN US12572Q1058

Sale

69

163.479 USD

 

(b)

Cash-settled derivative transactions

Class of
relevant security

Product description
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short position

Number of reference securities

Price per unit

N/A

N/A

N/A

N/A

N/A

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class
of
relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number
of
securities to which option relates

Exercise
price
per unit

Type
e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(ii)

Exercise

Class of relevant security

Product description
e.g. call option

Exercising/
exercised
against

Number of
securities

Exercise Price per
unit

N/A

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

4.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"

None

 

(c)

Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

No

 

Date of disclosure:

10/08/2018

Contact name:

Harshini Gopa

Telephone number:

+44207 996 3410

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
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